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Investment Adviser · Mid-sized ($1B–$10B)
CRD 159020
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ADV data as of Mar 27, 2025
- Regulatory AUM
- $3.9B
- Discretionary
- $3.8B
- Clients
- 16
- Avg AUM / client
- $242M
- Accounts
- 23
- Employees
- 19
AUM over time
$167M
$8.1B
Jan 18, 2012
Mar 27, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Banking or thrift institutions | Fewer than 5 | $48.9M | 1.26% |
| Pooled investment vehicles (non-investment companies) | 6 | $1.6B | 40.0% |
| Pension and profit sharing plans | Fewer than 5 | $235M | 6.06% |
| Charitable organizations | Fewer than 5 | $16.6M | 0.43% |
| State or municipal government entities | Fewer than 5 | $117M | 3.0% |
| Insurance companies | 10 | $1.9B | 49.3% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $1.9B (49% of AUM) Mar 2025
- Erste Group Bank Ag $196M (4% of AUM) Mar 2021
- Hsbc Trinkaus & Burkhardt, Ag $162M (3% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2025.