SW
Schwab Wealth Advisory, Inc.
SEC-registered
Investment Adviser
CRD 159035
· SEC file 801-72795
· San Francisco, CA
☆ Save with Pro
ADV data as of Jun 29, 2026
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- —
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 1,457
AUM over time
$50.0M
$91.1B
Nov 2011
Dec 2019
Annual snapshots from Form ADV filings · as of Jun 29, 2026
People (1,578)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bryan Larry Olson | President | CFA | Nov 2020 (6y) | Less than 5% |
| Niedermeier, Stacy, A | Director | Mar 2021 (5y) | Less than 5% | |
| Hall, Steven, James | Chief Financial Officer | Oct 2023 (3y) | Less than 5% | |
| Huffman, Alyssa, Johanna | Chief Compliance Officer | Apr 2024 (2y) | Less than 5% | |
| Thacker, Franklin, Aubrey | Director | Sep 2024 (2y) | Less than 5% | |
| Andrew Jason Summers | Registered representative | Jan 2012 (15y) | ||
| Aaron La Point | Registered representative | Jan 2012 (15y) | ||
| Brett Andrew Compton | Registered representative | Jan 2012 (15y) | ||
| Bradford L Waltz | Registered representative | Jan 2012 (15y) | ||
| Carlo Enrico Freese | Registered representative | Jan 2012 (15y) | ||
| Craig Michael Gralia | Registered representative | Jan 2012 (15y) | ||
| Christopher H Henson | Registered representative | Jan 2012 (15y) | ||
| Cindy J Luckritz | Registered representative | Jan 2012 (15y) | ||
| Clarence K Ho | Registered representative | Jan 2012 (15y) | ||
| Clayton W Holloway | Registered representative | CFP | Jan 2012 (15y) | |
| David Pulaski Gould | Registered representative | Jan 2012 (15y) | ||
| Elizabeth Anne Horner | Registered representative | Jan 2012 (15y) | ||
| Eric Christian Labay | Registered representative | CFP | Jan 2012 (15y) | |
| Eron A Dahl | Registered representative | Jan 2012 (15y) | ||
| Felix W Cheng | Registered representative | Jan 2012 (15y) | ||
| Gabriel Scott Hanselman | Registered representative | CFP | Jan 2012 (15y) | |
| Hieu T Tran | Registered representative | Jan 2012 (15y) | ||
| Jack Taylor Greenagel | Registered representative | Jan 2012 (15y) | ||
| James Taylor Garrus | Registered representative | Jan 2012 (15y) | ||
| Jeffrey Allen May | Registered representative | Jan 2012 (15y) | ||
| Jeffrey Lee Rodgers | Registered representative | Jan 2012 (15y) | ||
| Jenny Lynn Carney | Registered representative | Jan 2012 (15y) | ||
| Jeremy M Weldon | Registered representative | Jan 2012 (15y) | ||
| James F Lauterbach | Registered representative | Jan 2012 (15y) | ||
| James L Luther | Registered representative | Jan 2012 (15y) | ||
| James N Wright | Registered representative | Jan 2012 (15y) | ||
| Jason M Williams | Registered representative | Jan 2012 (15y) | ||
| Jeremy J Crumbaugh | Registered representative | Jan 2012 (15y) | ||
| John J Rodenberger | Registered representative | Jan 2012 (15y) | ||
| Joshua H Click | Registered representative | Jan 2012 (15y) | ||
| Katherine Campbell Garrus | Registered representative | Jan 2012 (15y) | ||
| Kelly Jean Van Winkle | Registered representative | CFP | Jan 2012 (15y) | |
| Lisa Chen | Registered representative | Jan 2012 (15y) | ||
| Marc Richard Andersen | Registered representative | Jan 2012 (15y) | ||
| Melissa A Kirchhofer | Registered representative | Jan 2012 (15y) | ||
| Michael Todd White | Registered representative | Jan 2012 (15y) | ||
| Matthew Thomas Murray | Registered representative | Jan 2012 (15y) | ||
| Michael D Seal | Registered representative | Jan 2012 (15y) | ||
| Michael H Sherwood | Registered representative | Jan 2012 (15y) | ||
| Nicholas Andrew Hanson | Registered representative | Jan 2012 (15y) | ||
| Patrick Thomas Whitley | Registered representative | Jan 2012 (15y) | ||
| Paul Analovitch | Registered representative | CFP | Jan 2012 (15y) | |
| Paula A Smith | Registered representative | Jan 2012 (15y) | ||
| Raci Yigitbas | Registered representative | CFA | Jan 2012 (15y) | |
| Richard A Kane | Registered representative | Jan 2012 (15y) | ||
| Ryan James Jercinovic | Registered representative | Jan 2012 (15y) | ||
| Ryan Michael Mcdaniel | Registered representative | Jan 2012 (15y) | ||
| Ryan M Vehar | Registered representative | CFP | Jan 2012 (15y) | |
| Sandra Barrett Perkin | Registered representative | Jan 2012 (15y) | ||
| Scott A Turner | Registered representative | Jan 2012 (15y) | ||
| Sharon R Markovitz | Registered representative | Jan 2012 (15y) | ||
| Steve C Harris | Registered representative | CFP | Jan 2012 (15y) | |
| Theodore M Fall | Registered representative | Jan 2012 (15y) | ||
| Trent Elliott Walters | Registered representative | Jan 2012 (15y) | ||
| Thomas R Coffman | Registered representative | Jan 2012 (15y) | ||
| Tracey L Lehmer | Registered representative | CFP | Jan 2012 (15y) | |
| William Brandon Read | Registered representative | Jan 2012 (15y) | ||
| Andrew J Bishton | Registered representative | Jan 2012 (15y) | ||
| Bradley A Herx | Registered representative | Jan 2012 (15y) | ||
| Douglas Stuart Voight | Registered representative | Jan 2012 (15y) | ||
| Gun Esen | Registered representative | Jan 2012 (15y) | ||
| Julia Sarah Acer | Registered representative | Jan 2012 (15y) | ||
| Michael James Keppler | Registered representative | Jan 2012 (15y) | ||
| Xiaobing Guan | Registered representative | Jan 2012 (15y) | ||
| Gregory Donald Perkin | Registered representative | CFP | Jan 2012 (15y) | |
| Karen Angelene Chin | Registered representative | Feb 2012 (14y) | ||
| Michael Robert Cline | Registered representative | Feb 2012 (14y) | ||
| Jason R Young | Registered representative | Feb 2012 (14y) | ||
| Nathan Michael Male | Registered representative | Feb 2012 (14y) | ||
| Tanya Gay Black | Registered representative | Feb 2012 (14y) | ||
| Gregory Scott Black | Registered representative | Feb 2012 (14y) | ||
| John Leslie Singletary | Registered representative | Feb 2012 (14y) | ||
| Kristina L Jeffries | Registered representative | Feb 2012 (14y) | ||
| Shawn M Davis | Registered representative | Feb 2012 (14y) | ||
| Ted Anderson Romine | Registered representative | Feb 2012 (14y) | ||
| Aaron Lee Phelps | Registered representative | Feb 2012 (14y) | ||
| Craig J Miller | Registered representative | Feb 2012 (14y) | ||
| Derek L Walls | Registered representative | Feb 2012 (14y) | ||
| James Thomas Young | Registered representative | Feb 2012 (14y) | ||
| John Thomas Huss | Registered representative | Feb 2012 (14y) | ||
| Richard H Velazquez | Registered representative | CFP Chartered Financial Consultant | Feb 2012 (14y) | |
| Sean J Smith | Registered representative | Feb 2012 (14y) | ||
| Sean Walter Moore | Registered representative | Feb 2012 (14y) | ||
| Cedric R Knight | Registered representative | CFP | Feb 2012 (14y) | |
| David Kenneth Johnson | Registered representative | Feb 2012 (14y) | ||
| Gary Alan Gould | Registered representative | Feb 2012 (14y) | ||
| James Lee Howell | Registered representative | Feb 2012 (14y) | ||
| Steven J Finnegan | Registered representative | Feb 2012 (14y) | ||
| Todd C Healy | Registered representative | Feb 2012 (14y) | ||
| Mark D Miller | Registered representative | Feb 2012 (14y) | ||
| Ricky M Parker | Registered representative | Feb 2012 (14y) | ||
| Travis Jason Roy | Registered representative | Feb 2012 (14y) | ||
| Christopher L Turner | Registered representative | Mar 2012 (14y) | ||
| Jeremy J Jones | Registered representative | Mar 2012 (14y) | ||
| Laura A Sterling | Registered representative | Mar 2012 (14y) | ||
| Melanie Deanne Vise | Registered representative | Mar 2012 (14y) | ||
| Natalie V Kotroba | Registered representative | Mar 2012 (14y) | ||
| Steven M Golden | Registered representative | Mar 2012 (14y) | ||
| Kevin S Murphy | Registered representative | Apr 2012 (14y) | ||
| Erwin Jorge Cajamarca | Registered representative | Apr 2012 (14y) | ||
| Scott Brendon Fellows | Registered representative | May 2012 (14y) | ||
| Vincent Ryan Tang | Registered representative | CFP | May 2012 (14y) | |
| Andrew J Battles | Registered representative | May 2012 (14y) | ||
| Charles A Buchanan | Registered representative | May 2012 (14y) | ||
| Cheryl A Bodwin | Registered representative | May 2012 (14y) | ||
| Cory M Bass | Registered representative | May 2012 (14y) | ||
| Jeffrey Lloyd Cary | Registered representative | May 2012 (14y) | ||
| Jeremiah Spencer Boothe | Registered representative | May 2012 (14y) | ||
| Christopher E Cornwall | Registered representative | May 2012 (14y) | ||
| Sarah R Connolly | Registered representative | May 2012 (14y) | ||
| Angela M Hawk | Registered representative | CFP | May 2012 (14y) | |
| Brenton Michael Harris | Registered representative | May 2012 (14y) | ||
| Steven Dorman Fox | Registered representative | May 2012 (14y) | ||
| Stephen J Newell | Registered representative | May 2012 (14y) | ||
| Michael Jay Kinsey | Registered representative | CFP | May 2012 (14y) | |
| Molly Marie Malone | Registered representative | CFP | May 2012 (14y) | |
| Corinne E York | Registered representative | May 2012 (14y) | ||
| Judd W Wagner | Registered representative | May 2012 (14y) | ||
| Karen Sherlock | Registered representative | May 2012 (14y) | ||
| Kerry Anne Vandine | Registered representative | May 2012 (14y) | ||
| Lindsey Joy Underwood | Registered representative | May 2012 (14y) | ||
| Matthew S Underwood | Registered representative | May 2012 (14y) | ||
| Jesse Ryan Switzer | Registered representative | Jun 2012 (14y) | ||
| David Michael Vincent | Registered representative | CFP | Jun 2012 (14y) | |
| Bryan James Williamson | Registered representative | Jul 2012 (14y) | ||
| Tania S Volk | Registered representative | Nov 2012 (14y) | ||
| Leslie Theresa Vipond | Registered representative | Dec 2012 (14y) | ||
| Brady Joseph Heyne | Registered representative | Jan 2013 (14y) | ||
| Tara Jane Smith | Registered representative | Jan 2013 (14y) | ||
| Richard Yancy Kars | Registered representative | May 2013 (13y) | ||
| Gregory J Anderson | Registered representative | CFP | Jun 2013 (13y) | |
| Jessica Marie Klein | Registered representative | CFP | Aug 2013 (13y) | |
| Robert Michael Venable | Registered representative | CFP | Oct 2013 (13y) | |
| Darren Robert La Femina | Registered representative | Oct 2013 (13y) | ||
| Tyler Scott Mehlhorn | Registered representative | CFP | Oct 2013 (13y) | |
| Eric Richard Nielsen | Registered representative | Nov 2013 (13y) | ||
| Megan Andrews Covell | Registered representative | Jan 2014 (13y) | ||
| Abigail Adams Brencick Read | Registered representative | Jan 2014 (13y) | ||
| Stephen Lloyd Watkins | Registered representative | Mar 2014 (12y) | ||
| Jacob Robert Warner | Registered representative | CFP | Apr 2014 (12y) | |
| Stephanie Nicole Shadel | Registered representative | CFP | Apr 2014 (12y) | |
| George Kostas Papadimitropoulos | Registered representative | CFP | Apr 2014 (12y) | |
| William Henry Childs | Registered representative | Jun 2014 (12y) | ||
| Benjamin Jonas Kieckhafer | Registered representative | Jun 2014 (12y) | ||
| Jeremy Jacob Nei | Registered representative | Jun 2014 (12y) | ||
| Eric Edward Berndt | Registered representative | CFP | Jul 2014 (12y) | |
| Michael Donald Kortfelt | Registered representative | CFP | Jul 2014 (12y) | |
| David Daniel Arvizu | Registered representative | CFP | Aug 2014 (12y) | |
| Amanda Kaline Surratt | Registered representative | Sep 2014 (12y) | ||
| Susan Poss | Registered representative | Oct 2014 (12y) | ||
| Ainsley Elizabeth Stone | Registered representative | Nov 2014 (12y) | ||
| Christene Marie Maskal | Registered representative | CFP | Dec 2014 (12y) | |
| Darren P Clark | Registered representative | CFP | Dec 2014 (12y) | |
| Jason Ian Abar | Registered representative | CFP | Dec 2014 (12y) | |
| Kelly Kiyoshiro Arakaki | Registered representative | Jan 2015 (12y) | ||
| Nicholas Charles Vladuchick | Registered representative | Jan 2015 (12y) | ||
| Paula Alma Dailer | Registered representative | CFP | Feb 2015 (11y) | |
| Sebastian Carl Coppola | Registered representative | Feb 2015 (11y) | ||
| Brian James Dost | Registered representative | CFP | Feb 2015 (11y) | |
| Andrew Michael Kramer | Registered representative | Feb 2015 (11y) | ||
| John Frederick Rentsch | Registered representative | Mar 2015 (11y) | ||
| Randall Louis Sims | Registered representative | CFA | Mar 2015 (11y) | |
| Owen Philip Endris | Registered representative | Apr 2015 (11y) | ||
| Michael Shannon Cotter | Registered representative | Apr 2015 (11y) | ||
| Philip A Hallford | Registered representative | CFP | Apr 2015 (11y) | |
| Michael David Tuazon | Registered representative | May 2015 (11y) | ||
| Joseph Ferris Sullivan | Registered representative | CFP | May 2015 (11y) | |
| Denrik F Wong | Registered representative | May 2015 (11y) | ||
| Mark Douglas Wilson | Registered representative | Jun 2015 (11y) | ||
| Eric Brandon Saunders | Registered representative | CFP | Jun 2015 (11y) | |
| Brett A Decker | Registered representative | CFP | Jul 2015 (11y) | |
| Lukas David Baumgartner | Registered representative | Jul 2015 (11y) | ||
| Meryem Messaoudi Moussi | Registered representative | Jul 2015 (11y) | ||
| David M Kroner | Registered representative | CFP | Jul 2015 (11y) | |
| Bryan Gregory Chubinsky | Registered representative | Jul 2015 (11y) | ||
| Mikel Jacob Hartman | Registered representative | Aug 2015 (11y) | ||
| Ralph Phillip Baca | Registered representative | Aug 2015 (11y) | ||
| Christopher W Berkland | Registered representative | CFP | Aug 2015 (11y) | |
| Katie Lynn Ferguson | Registered representative | CFP | Sep 2015 (11y) | |
| David Jordan Cooper | Registered representative | CFP | Sep 2015 (11y) | |
| Bruce Leonard Gruenberg | Registered representative | Sep 2015 (11y) | ||
| Vincent Edward Heck | Registered representative | Oct 2015 (11y) | ||
| Robert G Lucker | Registered representative | CFP | Oct 2015 (11y) | |
| Jonathan Robinson Wilkin | Registered representative | Oct 2015 (11y) | ||
| Hercel L Leveringston | Registered representative | Oct 2015 (11y) | ||
| Mark Anthony Schweizer | Registered representative | CFP | Nov 2015 (11y) | |
| Carl August Orn | Registered representative | CFP | Jan 2016 (11y) | |
| Nathaniel Robert Jung | Registered representative | Jan 2016 (11y) | ||
| Gregory Allen Mikesell | Registered representative | Jan 2016 (11y) | ||
| Jason Joseph Tamani | Registered representative | Jan 2016 (11y) | ||
| Cynthia Marie Paul | Registered representative | Feb 2016 (10y) | ||
| Rudolph Claude Saint Cyr | Registered representative | CFP | Feb 2016 (10y) | |
| William Matthew J Guinn | Registered representative | CFP | Mar 2016 (10y) | |
| Eric Lee Vincent | Registered representative | CFP | Mar 2016 (10y) | |
| Michael David Jungman | Registered representative | CFP | Apr 2016 (10y) | |
| Robin M Wade | Registered representative | Apr 2016 (10y) | ||
| Todd Michael Garrett | Registered representative | CFP | Apr 2016 (10y) | |
| Tatiana Nikolayevna Brownell | Registered representative | Apr 2016 (10y) | ||
| Jeremy L Stone | Registered representative | CFP | Apr 2016 (10y) | |
| Jeremy Michael Glass | Registered representative | CFP | Apr 2016 (10y) | |
| John Patrick Leacock | Registered representative | Apr 2016 (10y) | ||
| Renee Ann Cooper | Registered representative | CFP | May 2016 (10y) | |
| Craig Martin Collisson | Registered representative | May 2016 (10y) | ||
| Jason Edward Lesko | Registered representative | May 2016 (10y) | ||
| Mitchell Wayne Smyth | Registered representative | CFP | May 2016 (10y) | |
| Nicholas Lee Sumpter | Registered representative | May 2016 (10y) | ||
| Justin Wayne Richards | Registered representative | May 2016 (10y) | ||
| Sean Ryan Mc Bride | Registered representative | May 2016 (10y) | ||
| Corey Lane Jones | Registered representative | CFP | May 2016 (10y) | |
| Westin Cox | Registered representative | May 2016 (10y) | ||
| Agnieszka Kutyna Skolik | Registered representative | CFP | May 2016 (10y) | |
| Kalonji Nathan Morrison | Registered representative | May 2016 (10y) | ||
| Derrick Allen Presley | Registered representative | Jun 2016 (10y) | ||
| Douglas E Smith | Registered representative | Jun 2016 (10y) | ||
| Gene Harold Almy Jr | Registered representative | Jun 2016 (10y) | ||
| Bethanie Lynn Marzolino | Registered representative | Jul 2016 (10y) | ||
| Robert M Hammond | Registered representative | CFP | Jul 2016 (10y) | |
| Laura Marie Luckey | Registered representative | Jul 2016 (10y) | ||
| Christopher William Hayes | Registered representative | Jul 2016 (10y) | ||
| Clifford Peyton Woodard | Registered representative | CFP | Aug 2016 (10y) | |
| Scott C Schramm | Registered representative | Aug 2016 (10y) | ||
| Eric Christopher Kurth | Registered representative | CFP CFA | Aug 2016 (10y) | |
| James Francis Baurichter | Registered representative | Aug 2016 (10y) | ||
| Treva Marceyle Ruth Ziemba | Registered representative | CFP | Aug 2016 (10y) | |
| Kurt M Schluter | Registered representative | Aug 2016 (10y) | ||
| Lana Rae St.John | Registered representative | Aug 2016 (10y) | ||
| Robert D Harvey | Registered representative | CFP | Aug 2016 (10y) | |
| Jason Earl Comer | Registered representative | Nov 2016 (10y) | ||
| Kayla Ann Begue | Registered representative | Dec 2016 (10y) | ||
| Juan Carlos Remacha | Registered representative | Dec 2016 (10y) | ||
| Gayle Ann Conrad | Registered representative | Dec 2016 (10y) | ||
| Nikola Stojanovic | Registered representative | CFP CFA | Jan 2017 (10y) | |
| Cuthbert Zvinaiye Mbewe | Registered representative | Feb 2017 (9y) | ||
| Julian Gar Sing Lam | Registered representative | Mar 2017 (9y) | ||
| William E Jorden | Registered representative | CFP | Mar 2017 (9y) | |
| Ethan Michael Hervol | Registered representative | CFP | Mar 2017 (9y) | |
| Julius John Costanza | Registered representative | Mar 2017 (9y) | ||
| Jonathan Black Yaeger | Registered representative | Apr 2017 (9y) | ||
| David Frank Nieto | Registered representative | CFP | Apr 2017 (9y) | |
| William Christopher Collins | Registered representative | Apr 2017 (9y) | ||
| Brian D Alessandrini | Registered representative | CFP | Apr 2017 (9y) | |
| Matthew L Russell | Registered representative | Apr 2017 (9y) | ||
| Richard Smith Peters | Registered representative | May 2017 (9y) | ||
| Casey Philip Wyatt | Registered representative | May 2017 (9y) | ||
| John Hoffman | Registered representative | May 2017 (9y) | ||
| Lauren Ann Myrvik Melroy | Registered representative | CFP | Jun 2017 (9y) | |
| Jennifer Rae Smith | Registered representative | Jun 2017 (9y) | ||
| Regina Jui Chieh Tsai | Registered representative | CFP | Jun 2017 (9y) | |
| Mark Joseph Celusniak | Registered representative | CFP | Jun 2017 (9y) | |
| Randy Nnamdi Azuogu | Registered representative | CFA | Jul 2017 (9y) | |
| Patrick Chad Mac Leish | Registered representative | Jul 2017 (9y) | ||
| Gregory Louis Brodnik | Registered representative | Aug 2017 (9y) | ||
| Alex M Wilson | Registered representative | CFP | Aug 2017 (9y) | |
| Susan Elaine Naes | Registered representative | Aug 2017 (9y) | ||
| Stephanie Lynn L Her | Registered representative | Sep 2017 (9y) | ||
| Julianne Hui Wen Gong | Registered representative | CFP | Sep 2017 (9y) | |
| Shane Michael Donahue | Registered representative | Sep 2017 (9y) | ||
| Bryan Lawrence Kriet | Registered representative | Sep 2017 (9y) | ||
| Rylan Jeffrey Wistrom | Registered representative | Sep 2017 (9y) | ||
| Ye Xia | Registered representative | Oct 2017 (9y) | ||
| Hasson O Murphy | Registered representative | Oct 2017 (9y) | ||
| Daniel L Martin | Registered representative | CFP | Nov 2017 (9y) | |
| Jared Mathew Hoffman | Registered representative | Nov 2017 (9y) | ||
| Jeffrey Lynn Baclawski | Registered representative | CFP Chartered Financial Consultant | Nov 2017 (9y) | |
| Dylan Schraeder Mc Cullough | Registered representative | CFP | Jan 2018 (9y) | |
| Travis J Mott | Registered representative | CFP | Mar 2018 (8y) | |
| Kalie Catherine Goudy | Registered representative | Mar 2018 (8y) | ||
| Courtney Chace Babb | Registered representative | CFP | Mar 2018 (8y) | |
| Benjamin Patton Fisher | Registered representative | CFP | Mar 2018 (8y) | |
| Akihiro Derek Kato | Registered representative | Apr 2018 (8y) | ||
| Timothy Tyler Lambson | Registered representative | CFP | Apr 2018 (8y) | |
| Gregory Robert Mantecon | Registered representative | CFP | Apr 2018 (8y) | |
| Gerrard Raymond | Registered representative | May 2018 (8y) | ||
| Jeffrey David Klein | Registered representative | May 2018 (8y) | ||
| Michael Grant Felmet | Registered representative | May 2018 (8y) | ||
| George Gregory Elliott | Registered representative | Jun 2018 (8y) | ||
| Nicholas David Kirsch | Registered representative | Jun 2018 (8y) | ||
| Nathan Kendrick Mc Crillis | Registered representative | Jun 2018 (8y) | ||
| Thomas Alston Burrell | Registered representative | CFP | Jun 2018 (8y) | |
| Zachary David Babcock | Registered representative | CFP | Jun 2018 (8y) | |
| Tom Carl Waite | Registered representative | CFP | Jun 2018 (8y) | |
| Evan M Williams | Registered representative | Jun 2018 (8y) | ||
| James Matthew Robertson | Registered representative | Jun 2018 (8y) | ||
| Adam H Brown | Registered representative | Jun 2018 (8y) | ||
| Andrew Larison | Registered representative | Jun 2018 (8y) | ||
| John Todd Stempfle | Registered representative | Jun 2018 (8y) | ||
| Timothy John Dennany | Registered representative | Jun 2018 (8y) | ||
| Mariano Francisco Rodriguez | Registered representative | Jul 2018 (8y) | ||
| Thomas C Hosty | Registered representative | CFP Chartered Financial Consultant | Jul 2018 (8y) | |
| Porter R Draper | Registered representative | Aug 2018 (8y) | ||
| April M Beltran | Registered representative | CFP | Aug 2018 (8y) | |
| Nathan Cortes Nicholson | Registered representative | Aug 2018 (8y) | ||
| Anthony James Decotis | Registered representative | Aug 2018 (8y) | ||
| Jay P Cheney | Registered representative | Aug 2018 (8y) | ||
| Anique Marie Hyden | Registered representative | Aug 2018 (8y) | ||
| Jason Ernesto Teran | Registered representative | Aug 2018 (8y) | ||
| James Anthony Hudson | Registered representative | Sep 2018 (8y) | ||
| Ernest Giltner | Registered representative | CFP | Oct 2018 (8y) | |
| Mark Christopher Turner | Registered representative | Nov 2018 (8y) | ||
| Carson James Emmons | Registered representative | CFP | Nov 2018 (8y) | |
| Mitchell I Bailey | Registered representative | CFP | Dec 2018 (8y) | |
| Brady Jay Clar | Registered representative | CFP CFA | Dec 2018 (8y) | |
| Donovan Seguritan | Registered representative | Chartered Financial Consultant | Dec 2018 (8y) | |
| Branden Michael Lienemann | Registered representative | CFP | Dec 2018 (8y) | |
| David L Amstutz | Registered representative | CFP | Dec 2018 (8y) | |
| Martha T Prather | Registered representative | Dec 2018 (8y) | ||
| Andrew K Bennett | Registered representative | CFP | Jan 2019 (8y) | |
| Ryan Frank Vena | Registered representative | Jan 2019 (8y) | ||
| Anthony M Miller | Registered representative | Jan 2019 (8y) | ||
| Matthew Kalman Magdich | Registered representative | Jan 2019 (8y) | ||
| Brent L Wulbrecht | Registered representative | CFP | Jan 2019 (8y) | |
| Michael A Toth | Registered representative | Jan 2019 (8y) | ||
| John Michael Everett | Registered representative | Jan 2019 (8y) | ||
| Andrew William Wiebelhaus | Registered representative | CFP | Jan 2019 (8y) | |
| John Marland Gooch | Registered representative | Jan 2019 (8y) | ||
| Yvonne Marie Dolny | Registered representative | Jan 2019 (8y) | ||
| Andrew Vincent Vanhorn | Registered representative | Feb 2019 (7y) | ||
| Ammiel David Banayat | Registered representative | CFP | Feb 2019 (7y) | |
| Derrick Lloyd Butterfield | Registered representative | Mar 2019 (7y) | ||
| Andrea Flores | Registered representative | CFP Chartered Financial Consultant | Mar 2019 (7y) | |
| Carey Muluhya Muloma | Registered representative | Apr 2019 (7y) | ||
| Heidi Lorraine Schmidt | Registered representative | CFP | May 2019 (7y) | |
| Benjamin Aaron Remer | Registered representative | May 2019 (7y) | ||
| Scott A Chuchla | Registered representative | Jun 2019 (7y) | ||
| Stephen Marcus Meyer | Registered representative | Jul 2019 (7y) | ||
| Brandon Shane Nickell | Registered representative | Jul 2019 (7y) | ||
| Darija Hanson | Registered representative | Jul 2019 (7y) | ||
| Richard Lee Malmberg | Registered representative | Jul 2019 (7y) | ||
| Patrick Nugent | Registered representative | Aug 2019 (7y) | ||
| Anne Rae Sailer | Registered representative | Chartered Financial Consultant | Sep 2019 (7y) | |
| Cameron James Nicholas Dechesaro | Registered representative | CFP | Sep 2019 (7y) | |
| Brett Matthew Ellis | Registered representative | CFP | Sep 2019 (7y) | |
| Gilberto Cuen | Registered representative | CFP | Sep 2019 (7y) | |
| Scott Aaron Murphy | Registered representative | CFP Chartered Financial Consultant | Oct 2019 (7y) | |
| Benjamin Michael Pearce | Registered representative | Nov 2019 (7y) | ||
| John J Monfreda | Registered representative | Jan 2020 (7y) | ||
| Navreet K Bath | Registered representative | CFP | Jan 2020 (7y) | |
| Joseph Ryan Clifton | Registered representative | Jan 2020 (7y) | ||
| Joshua M Dorrance | Registered representative | Feb 2020 (6y) | ||
| Jack Mccall Kauss | Registered representative | Feb 2020 (6y) | ||
| David Allen Hoover | Registered representative | CFP CFA | Feb 2020 (6y) | |
| Hannah Elizabeth Krumreich | Registered representative | CFP | Feb 2020 (6y) | |
| Andrew C Kissinger | Registered representative | CFP | Mar 2020 (6y) | |
| Valerie Ann Pate | Registered representative | CFP | Mar 2020 (6y) | |
| Hunter Travis Giboney | Registered representative | CFP | Mar 2020 (6y) | |
| Ian J Mc Gonigle | Registered representative | Mar 2020 (6y) | ||
| Scott Alexander Watson | Registered representative | Mar 2020 (6y) | ||
| Melia Merie Baker | Registered representative | Mar 2020 (6y) | ||
| Nikola Nikolic | Registered representative | Mar 2020 (6y) | ||
| Joseph D English | Registered representative | Apr 2020 (6y) | ||
| Dominick Devon Chavez | Registered representative | Apr 2020 (6y) | ||
| Brian Neil Omohundro | Registered representative | CFA | Apr 2020 (6y) | |
| Jason Zachary Timpe | Registered representative | CFP | May 2020 (6y) | |
| Jane Espinosa | Registered representative | May 2020 (6y) | ||
| Zachary M Taylor | Registered representative | May 2020 (6y) | ||
| Darryl Derek Devlugt | Registered representative | Jun 2020 (6y) | ||
| Mosfequs Salehin | Registered representative | Jul 2020 (6y) | ||
| Whitney B Williams | Registered representative | CFP | Jul 2020 (6y) | |
| Patricia J Holdman | Registered representative | CFP | Jul 2020 (6y) | |
| Stephen Nickolas Carpenter | Registered representative | Aug 2020 (6y) | ||
| Nicholas James Broetzman | Registered representative | CFP | Sep 2020 (6y) | |
| Sherese Shanta Calvert | Registered representative | Sep 2020 (6y) | ||
| Anna Elizabeth Kramer | Registered representative | CFP Chartered Financial Consultant | Sep 2020 (6y) | |
| Erica Denise Williams | Registered representative | Sep 2020 (6y) | ||
| Benjamin J Drury | Registered representative | Nov 2020 (6y) | ||
| Denisse Cristina Arambula | Registered representative | Nov 2020 (6y) | ||
| Robert Connelly Jackson | Registered representative | Nov 2020 (6y) | ||
| Mandy L Tate | Registered representative | Nov 2020 (6y) | ||
| Sean Michael Wolfe | Registered representative | Nov 2020 (6y) | ||
| Matt R Lybarger | Registered representative | Nov 2020 (6y) | ||
| Trevor Dale Willems | Registered representative | Nov 2020 (6y) | ||
| Charles Joseph Reyes | Registered representative | CFP | Dec 2020 (6y) | |
| Patrick Charles Ketchoyian | Registered representative | CFP | Dec 2020 (6y) | |
| Bruce Emilio Vernon | Registered representative | Dec 2020 (6y) | ||
| Victoria Elizabeth De Oliveira | Registered representative | Dec 2020 (6y) | ||
| Ethan Jeffrey Smoldt | Registered representative | CFP | Dec 2020 (6y) | |
| Brendon John Peters | Registered representative | Dec 2020 (6y) | ||
| Luke Jeremy Bumanglag | Registered representative | Dec 2020 (6y) | ||
| Susan S Bishara | Registered representative | Dec 2020 (6y) | ||
| Yusuf Mohamed Bondae | Registered representative | Dec 2020 (6y) | ||
| Julieanne Nelle Brittain | Registered representative | Dec 2020 (6y) | ||
| Kyle Eric Vincent | Registered representative | Dec 2020 (6y) | ||
| Jesse Anthony Kellar | Registered representative | Jan 2021 (6y) | ||
| Sarah Johnston Nierode | Registered representative | Jan 2021 (6y) | ||
| Song Yon Yi | Registered representative | CFP | Jan 2021 (6y) | |
| Travis James Davis | Registered representative | CFP | Jan 2021 (6y) | |
| Anibal Jose Martinez Rodriguez | Registered representative | CFP Chartered Financial Consultant | Jan 2021 (6y) | |
| Christopher L Duncan | Registered representative | CFP | Jan 2021 (6y) | |
| James P Blaine | Registered representative | Jan 2021 (6y) | ||
| Matthew Neal Boles | Registered representative | CFP | Jan 2021 (6y) | |
| Michael Bratsztein | Registered representative | CFP | Jan 2021 (6y) | |
| Jason P Fredette | Registered representative | CFP CFA | Feb 2021 (5y) | |
| Scott Alden Look | Registered representative | CFP | Feb 2021 (5y) | |
| Steven Tanner Hale | Registered representative | Feb 2021 (5y) | ||
| Alex Michael Mindemann | Registered representative | CFP | Feb 2021 (5y) | |
| Nolan M Pugh | Registered representative | Feb 2021 (5y) | ||
| Joshua Michael Gilbert | Registered representative | CFP | Feb 2021 (5y) | |
| William Charles Matthews | Registered representative | CFP | Feb 2021 (5y) | |
| Bailey C Scheffe | Registered representative | Feb 2021 (5y) | ||
| Michael Cody Machado | Registered representative | Feb 2021 (5y) | ||
| David Michael Skelding | Registered representative | Feb 2021 (5y) | ||
| Channing Elizabeth Longman | Registered representative | Mar 2021 (5y) | ||
| Brendan Corey Hefter | Registered representative | CFP | Mar 2021 (5y) | |
| Yaroslav Olegovich Lisheba | Registered representative | Mar 2021 (5y) | ||
| Micah Stone Hill | Registered representative | Mar 2021 (5y) | ||
| Christopher Carl Blohm | Registered representative | Mar 2021 (5y) | ||
| Ellery Segebart | Registered representative | CFP | Mar 2021 (5y) | |
| Lidija Gjorgjievska | Registered representative | CFP | Mar 2021 (5y) | |
| Tanya Theresa Heyn | Registered representative | Mar 2021 (5y) | ||
| Thomas More Whisenant | Registered representative | CFP | Mar 2021 (5y) | |
| Benjamin Richard Milder | Registered representative | Mar 2021 (5y) | ||
| Samantha Angelina Martinez | Registered representative | Mar 2021 (5y) | ||
| Ann Mary Stojanovic | Registered representative | Apr 2021 (5y) | ||
| Timothy Zabelin | Registered representative | CFP | Apr 2021 (5y) | |
| Jonathan Scott Stuart | Registered representative | CFP | Apr 2021 (5y) | |
| Jessica Marie Faleao | Registered representative | Apr 2021 (5y) | ||
| Thanh Huy Phan Jone Tran | Registered representative | Apr 2021 (5y) | ||
| Jennifer A Fanelli Zastrow | Registered representative | Apr 2021 (5y) | ||
| Timothy John Anthony | Registered representative | CFP | Apr 2021 (5y) | |
| Christopher Brian Fisher | Registered representative | CFP | Apr 2021 (5y) | |
| Douglas M Askins | Registered representative | CFP | Apr 2021 (5y) | |
| Christopher Steven Leineweber | Registered representative | CFP | Apr 2021 (5y) | |
| Brandon Allen Sheets | Registered representative | May 2021 (5y) | ||
| Matthew Beam | Registered representative | CFP CFA | May 2021 (5y) | |
| Adam Perry Sanders | Registered representative | CFP Chartered Financial Consultant | May 2021 (5y) | |
| Joseph Connor Price | Registered representative | CFP CFA | May 2021 (5y) | |
| Kent Austin Miiller | Registered representative | CFP | May 2021 (5y) | |
| Ashley Rebecca Parriott | Registered representative | CFP | May 2021 (5y) | |
| Steven Keith Brooks | Registered representative | May 2021 (5y) | ||
| Christopher Theodore Satterfield | Registered representative | CFP Chartered Financial Consultant | May 2021 (5y) | |
| Jennifer Joyce Cuprill | Registered representative | May 2021 (5y) | ||
| Dana Zook Gentile | Registered representative | May 2021 (5y) | ||
| Elkin Alberto Castillo | Registered representative | May 2021 (5y) | ||
| Austin Thomas Brunner | Registered representative | CFP | May 2021 (5y) | |
| Carlos Gabriel Solano Monestel | Registered representative | CFP | May 2021 (5y) | |
| Bailey Christopher Lockhart | Registered representative | CFP | May 2021 (5y) | |
| Daniel C Mette | Registered representative | Jun 2021 (5y) | ||
| Matthew Aldrich Stange | Registered representative | CFP | Jun 2021 (5y) | |
| Melissa Mae Oconnell | Registered representative | Jun 2021 (5y) | ||
| Ryan Paul Van Emmerik | Registered representative | CFP | Jun 2021 (5y) | |
| Stephen Thomas Hartman | Registered representative | Jun 2021 (5y) | ||
| Tawnya C Sokolik | Registered representative | CFP | Jun 2021 (5y) | |
| Tyrone Rivers | Registered representative | CFP | Jun 2021 (5y) | |
| Zhujun Yang Porter | Registered representative | CFP | Jun 2021 (5y) | |
| Juan A Gomez | Registered representative | Jun 2021 (5y) | ||
| Kevin Scott Hogue | Registered representative | CFP | Jun 2021 (5y) | |
| Quienton M Reynolds | Registered representative | Jun 2021 (5y) | ||
| Chelsea Nicole Owens | Registered representative | Jun 2021 (5y) | ||
| Blake Josiah Simpson | Registered representative | Jun 2021 (5y) | ||
| Paul E Stovall | Registered representative | Jun 2021 (5y) | ||
| Timothy Dale Friend | Registered representative | Jun 2021 (5y) | ||
| Joseph Andrew Lopez | Registered representative | CFP | Jun 2021 (5y) | |
| Derek B Young | Registered representative | Jun 2021 (5y) | ||
| Terrence Michael Joebchen | Registered representative | Jun 2021 (5y) | ||
| James Quinton Malm | Registered representative | CFP | Jun 2021 (5y) | |
| Melissa M Rupe | Registered representative | Jun 2021 (5y) | ||
| John Allen Lindell | Registered representative | Jul 2021 (5y) | ||
| Lei Fu | Registered representative | CFP | Jul 2021 (5y) | |
| Andrew Dean Gordon | Registered representative | Jul 2021 (5y) | ||
| Nicholas James Yeros | Registered representative | Jul 2021 (5y) | ||
| Nate Adam Ramirez | Registered representative | Jul 2021 (5y) | ||
| Ami Lajuana Beck | Registered representative | Jul 2021 (5y) | ||
| Alex Matthew Avila | Registered representative | Jul 2021 (5y) | ||
| Charles Eldon Garner | Registered representative | CFP | Jul 2021 (5y) | |
| Victor Benavides | Registered representative | Jul 2021 (5y) | ||
| Robert Edward Smith | Registered representative | Jul 2021 (5y) | ||
| Jessica Silverman | Registered representative | CFP | Jul 2021 (5y) | |
| Lillian Theresa Ramirez | Registered representative | Jul 2021 (5y) | ||
| Roy Edward Plumlee | Registered representative | CFP | Aug 2021 (5y) | |
| Brian Todd Fox | Registered representative | Aug 2021 (5y) | ||
| John Pierre Lupori | Registered representative | Aug 2021 (5y) | ||
| Tyler Christopher Kunzler | Registered representative | Aug 2021 (5y) | ||
| Ashley Lyn Monteverde | Registered representative | Aug 2021 (5y) | ||
| Christopher David Lord | Registered representative | CFP | Aug 2021 (5y) | |
| Shannon Marie Foster | Registered representative | Aug 2021 (5y) | ||
| Brent Gregory Rattin | Registered representative | CFP | Aug 2021 (5y) | |
| John Gregory Pedotto | Registered representative | CFP | Aug 2021 (5y) | |
| Mehdey Abdullah Baker | Registered representative | Aug 2021 (5y) | ||
| Landon Espy Kellogg | Registered representative | CFP | Aug 2021 (5y) | |
| Sean M. Linder | Registered representative | Aug 2021 (5y) | ||
| Alan B Jimenez | Registered representative | Aug 2021 (5y) | ||
| Micah S Dean | Registered representative | Aug 2021 (5y) | ||
| Dominic Stuart Kimball Bragg | Registered representative | CFP | Aug 2021 (5y) | |
| Daniel Gerard Braun | Registered representative | Sep 2021 (5y) | ||
| Tammy Presley Santi | Registered representative | Sep 2021 (5y) | ||
| Eric William Bauer | Registered representative | Sep 2021 (5y) | ||
| Jonathan Spors | Registered representative | Sep 2021 (5y) | ||
| Leslie Ann Morgan | Registered representative | CFP | Sep 2021 (5y) | |
| Greggory Scott Tabor | Registered representative | Sep 2021 (5y) | ||
| Evon Joo Tin Harris | Registered representative | Sep 2021 (5y) | ||
| Jeffrey Michael Isom | Registered representative | Sep 2021 (5y) | ||
| Robert Allen Bodenlos | Registered representative | Sep 2021 (5y) | ||
| Andrew Armstrong Scott | Registered representative | Sep 2021 (5y) | ||
| Alexandra Ann Hauer | Registered representative | CFP | Sep 2021 (5y) | |
| Ryan M Vollweiler | Registered representative | CFP | Oct 2021 (5y) | |
| Jacqueline Anne De La Chapelle | Registered representative | CFA | Oct 2021 (5y) | |
| Robert F Johnson | Registered representative | CFP | Oct 2021 (5y) | |
| Christopher Michael Burke | Registered representative | Oct 2021 (5y) | ||
| Douglas M Gasser | Registered representative | CFA | Oct 2021 (5y) | |
| Michelle Althea Sils | Registered representative | Oct 2021 (5y) | ||
| Daniel Yhdego Woldu | Registered representative | Oct 2021 (5y) | ||
| Jonathan Carl Crosby | Registered representative | CFP | Oct 2021 (5y) | |
| David L Chapin | Registered representative | Oct 2021 (5y) | ||
| James Ryan Ashbridge | Registered representative | CFP | Nov 2021 (5y) | |
| Jonathon R Mahilo | Registered representative | Nov 2021 (5y) | ||
| Matthew Owen Langmack | Registered representative | CFP | Nov 2021 (5y) | |
| Tyler Jacob Leve | Registered representative | CFP | Nov 2021 (5y) | |
| Matthew S Refner | Registered representative | Nov 2021 (5y) | ||
| Madeline Joan Van Alstine | Registered representative | Nov 2021 (5y) | ||
| Johnnie William Harris | Registered representative | Nov 2021 (5y) | ||
| Jeffrey Smith | Registered representative | CFP | Dec 2021 (5y) | |
| Lauren Michelle Cook | Registered representative | Dec 2021 (5y) | ||
| Izabel Angelova Angelova | Registered representative | Dec 2021 (5y) | ||
| Jonathan Adam Greene | Registered representative | Dec 2021 (5y) | ||
| Rodney Allen Hampton | Registered representative | Dec 2021 (5y) | ||
| Joseph A Abbott | Registered representative | CFP | Dec 2021 (5y) | |
| Megan Ann Layton | Registered representative | CFP | Dec 2021 (5y) | |
| Vianny Carolina Minaya | Registered representative | Dec 2021 (5y) | ||
| Anthony Todd Jones | Registered representative | Dec 2021 (5y) | ||
| Zachariah M Bickers | Registered representative | CFP | Dec 2021 (5y) | |
| Caitlyn A Brophy | Registered representative | Jan 2022 (5y) | ||
| Connor Murphy | Registered representative | Jan 2022 (5y) | ||
| Alexander Read Schofield | Registered representative | CFP | Jan 2022 (5y) | |
| Edmund Adam Job | Registered representative | CFP | Jan 2022 (5y) | |
| Loren Edward Archuleta | Registered representative | Jan 2022 (5y) | ||
| Thomas M Warren | Registered representative | CFP | Jan 2022 (5y) | |
| Yousef Alduwairi | Registered representative | Jan 2022 (5y) | ||
| Scott Al Yarberry | Registered representative | Jan 2022 (5y) | ||
| Linett Adriana Batiste | Registered representative | Jan 2022 (5y) | ||
| John James Blest | Registered representative | CFP | Jan 2022 (5y) | |
| Benjamin Nevin Tod | Registered representative | Jan 2022 (5y) | ||
| Deborah Marie Beasley | Registered representative | Jan 2022 (5y) | ||
| Michael S Foster | Registered representative | Jan 2022 (5y) | ||
| Scott Shoates | Registered representative | CFP | Jan 2022 (5y) | |
| Jayme Ann Cross | Registered representative | CFP | Jan 2022 (5y) | |
| Andrew Scott Cocchia | Registered representative | CFP | Feb 2022 (4y) | |
| Daniel Patrick Mahaffey | Registered representative | CFP | Feb 2022 (4y) | |
| Ronald Vincent Regan | Registered representative | CFP | Feb 2022 (4y) | |
| Steven James Molinario | Registered representative | Feb 2022 (4y) | ||
| Patrick W Sands | Registered representative | Feb 2022 (4y) | ||
| Nadera Bensouda Sander | Registered representative | Feb 2022 (4y) | ||
| Brad Lee Bradley | Registered representative | CFP | Feb 2022 (4y) | |
| Myles E Hernandez | Registered representative | CFP | Mar 2022 (4y) | |
| Derek K Mehlhorn | Registered representative | CFP | Mar 2022 (4y) | |
| Matthew Whitworth Martin | Registered representative | Mar 2022 (4y) | ||
| Michael Sharpe | Registered representative | CFP | Mar 2022 (4y) | |
| Hajrudin Rastoder | Registered representative | Mar 2022 (4y) | ||
| Jeanine Liane Borger | Registered representative | Mar 2022 (4y) | ||
| Dean Alan Belknap | Registered representative | CFP | Apr 2022 (4y) | |
| Leah B Harper | Registered representative | Apr 2022 (4y) | ||
| Matthew David Venezia | Registered representative | CFP CFA | Apr 2022 (4y) | |
| Donald James Graf | Registered representative | Apr 2022 (4y) | ||
| Robert R Merfeld | Registered representative | Apr 2022 (4y) | ||
| Livan Miguel Gomez | Registered representative | Apr 2022 (4y) | ||
| Michael Edward Brennan | Registered representative | Apr 2022 (4y) | ||
| Manuel Alejandro Cruz | Registered representative | CFP | Apr 2022 (4y) | |
| Brent Dean Clark | Registered representative | CFP | May 2022 (4y) | |
| Eric Chiyao Chang | Registered representative | May 2022 (4y) | ||
| Ryan M Overhoff | Registered representative | May 2022 (4y) | ||
| Madeleine Sophie Beckmann | Registered representative | CFP | May 2022 (4y) | |
| Scott William Cranston | Registered representative | May 2022 (4y) | ||
| Shayan Ashiq Ali Peerwani | Registered representative | May 2022 (4y) | ||
| Cameron Elias Smith | Registered representative | CFP | May 2022 (4y) | |
| Andrea Nicole Gustafson | Registered representative | May 2022 (4y) | ||
| Joseph Alden Couillard | Registered representative | May 2022 (4y) | ||
| Anuar Heneide Mondragon | Registered representative | CFP | Jun 2022 (4y) | |
| Michael E Andrews | Registered representative | CFP | Jun 2022 (4y) | |
| Bradford M Karcher | Registered representative | CFP | Jun 2022 (4y) | |
| Carlo Vahan Peter Tashjian | Registered representative | Jun 2022 (4y) | ||
| Jonathan Elliott Kress | Registered representative | CFP | Jun 2022 (4y) | |
| Bryan Wiliiam Skoruppa | Registered representative | CFP | Jun 2022 (4y) | |
| Corey J Burkhart | Registered representative | Jun 2022 (4y) | ||
| Marielle Stockdale | Registered representative | CFA | Jun 2022 (4y) | |
| Amy L Obert | Registered representative | Jun 2022 (4y) | ||
| Jeffrey Lloyd Nelson | Registered representative | CFP | Jun 2022 (4y) | |
| Nahyua Muniz | Registered representative | CFP | Jun 2022 (4y) | |
| Laura A Herl | Registered representative | Jun 2022 (4y) | ||
| Scott John Bergin | Registered representative | Jul 2022 (4y) | ||
| Chase Arthur Hill | Registered representative | CFP | Jul 2022 (4y) | |
| James Scott Hassell | Registered representative | Jul 2022 (4y) | ||
| Denis Ezekiel Cronin | Registered representative | CFP | Jul 2022 (4y) | |
| Brian Christopher Hughes | Registered representative | Jul 2022 (4y) | ||
| Kyle D Bosworth | Registered representative | Jul 2022 (4y) | ||
| Irvin Ed Cartagena | Registered representative | CFP | Jul 2022 (4y) | |
| Gabriel Gurau | Registered representative | Aug 2022 (4y) | ||
| Ryan Michael Smigielski | Registered representative | CFP | Aug 2022 (4y) | |
| Ashita Axit Patel | Registered representative | Aug 2022 (4y) | ||
| Sean Campbell | Registered representative | CFP | Aug 2022 (4y) | |
| Christian Davis Mc Entire | Registered representative | CFP | Aug 2022 (4y) | |
| Alberto Angel Gallegos | Registered representative | Aug 2022 (4y) | ||
| Larry Wilkins Chappell | Registered representative | CFP | Aug 2022 (4y) | |
| Nikolaos Stathopoulos | Registered representative | CFP | Aug 2022 (4y) | |
| Jacob L Howard | Registered representative | Aug 2022 (4y) | ||
| Samantha Jo Jarvey | Registered representative | CFP | Aug 2022 (4y) | |
| Christine Boyce | Registered representative | Aug 2022 (4y) | ||
| Mac Kenzie Stine | Registered representative | Aug 2022 (4y) | ||
| Matthew Michael Sutton | Registered representative | Aug 2022 (4y) | ||
| Jasmine Cherrelle Lee | Registered representative | CFP | Sep 2022 (4y) | |
| Debra Darlene Armenta | Registered representative | Sep 2022 (4y) | ||
| Claire Murphy Cox | Registered representative | CFP | Sep 2022 (4y) | |
| David Sprung | Registered representative | CFP | Sep 2022 (4y) | |
| Zachary Scott Gregory | Registered representative | Sep 2022 (4y) | ||
| Jacob Justin Schreer | Registered representative | CFP | Sep 2022 (4y) | |
| Joseph G Estrella | Registered representative | CFP | Sep 2022 (4y) | |
| Kyle Alexander Letzter | Registered representative | CFP | Sep 2022 (4y) | |
| Carter Barrett | Registered representative | CFP | Sep 2022 (4y) | |
| Conni Renee Mc Ewen | Registered representative | CFP | Oct 2022 (4y) | |
| Scott Wallace Balderas | Registered representative | CFA | Oct 2022 (4y) | |
| Adam Klopfenstein | Registered representative | Oct 2022 (4y) | ||
| Rushil Patel | Registered representative | CFP | Oct 2022 (4y) | |
| Matthew Durrant | Registered representative | CFP | Oct 2022 (4y) | |
| Thomas A Travaglini | Registered representative | CFP | Oct 2022 (4y) | |
| Archie Bartholomew Gaither | Registered representative | CFP | Oct 2022 (4y) | |
| John Peter Appleby | Registered representative | CFP | Oct 2022 (4y) | |
| Jonathan Baldwin Sears | Registered representative | CFP | Oct 2022 (4y) | |
| John Parker Courier | Registered representative | CFA | Nov 2022 (4y) | |
| William James O'neil | Registered representative | CFP | Nov 2022 (4y) | |
| Cailley Fair Bryan | Registered representative | CFP | Nov 2022 (4y) | |
| Mary Theresa Nelson | Registered representative | CFP | Nov 2022 (4y) | |
| Daniel Ryan Martell | Registered representative | Nov 2022 (4y) | ||
| Bryan Alzate | Registered representative | CFP | Nov 2022 (4y) | |
| Courtney Zoe Holt | Registered representative | CFP | Nov 2022 (4y) | |
| Brian Miserlian | Registered representative | Nov 2022 (4y) | ||
| Noah Christian Lee | Registered representative | Nov 2022 (4y) | ||
| Zachary Edward Fisher | Registered representative | Nov 2022 (4y) | ||
| Donald Ray Dupont | Registered representative | CFP | Nov 2022 (4y) | |
| Richard Alexander Myers | Registered representative | Nov 2022 (4y) | ||
| Matthew Grant Gehring | Registered representative | CFP | Dec 2022 (4y) | |
| Darrell Bradley Wollmer | Registered representative | Dec 2022 (4y) | ||
| Tina Ye | Registered representative | CFP | Dec 2022 (4y) | |
| Jarret James Jacobus | Registered representative | CFP | Dec 2022 (4y) | |
| Bilal Ali | Registered representative | Dec 2022 (4y) | ||
| Edward Pietro Nicolai | Registered representative | Dec 2022 (4y) | ||
| Garrett M Bianchi | Registered representative | CFP | Dec 2022 (4y) | |
| Lee A Garrett | Registered representative | CFP | Dec 2022 (4y) | |
| Emily Mertle Lopez | Registered representative | Jan 2023 (4y) | ||
| Everett Matthew Johnson | Registered representative | Jan 2023 (4y) | ||
| Lisanne Penell Beard | Registered representative | CFP | Jan 2023 (4y) | |
| Lauren Elaine Fonseca | Registered representative | Jan 2023 (4y) | ||
| Matthew Samuel Beauregard | Registered representative | Jan 2023 (4y) | ||
| Nathanael R Posada | Registered representative | CFP | Jan 2023 (4y) | |
| Paul David Riskus | Registered representative | CFP | Jan 2023 (4y) | |
| Robert Patrick Dilaura | Registered representative | Jan 2023 (4y) | ||
| Ernie Douglas Holloway | Registered representative | CFP | Jan 2023 (4y) | |
| Melisa A Benavidez | Registered representative | Jan 2023 (4y) | ||
| Scott Allen Hiller | Registered representative | CFP Chartered Financial Consultant | Jan 2023 (4y) | |
| Daniel A Baron | Registered representative | Jan 2023 (4y) | ||
| Anna L Sinatra | Registered representative | Jan 2023 (4y) | ||
| Charles R Suarez | Registered representative | Jan 2023 (4y) | ||
| David Stuart York | Registered representative | Jan 2023 (4y) | ||
| John Domenic Pettee | Registered representative | CFP | Jan 2023 (4y) | |
| Justin Adam Longfellow | Registered representative | CFP | Jan 2023 (4y) | |
| Mubera B Madar | Registered representative | CFP | Jan 2023 (4y) | |
| Seth Hitchcock Bergquist | Registered representative | Jan 2023 (4y) | ||
| Adam Shane Breazeale | Registered representative | CFP | Jan 2023 (4y) | |
| Spencer Norman Phillips | Registered representative | Jan 2023 (4y) | ||
| Darin Eugene Bostic | Registered representative | Jan 2023 (4y) | ||
| James Frederick Kunkel | Registered representative | Jan 2023 (4y) | ||
| William Antonio Gloer | Registered representative | CFP | Jan 2023 (4y) | |
| Jeffrey Royce Wingerter | Registered representative | CFP | Feb 2023 (3y) | |
| Andrew Brian Stevens | Registered representative | CFP | Feb 2023 (3y) | |
| Justin Anthony Scalcucci | Registered representative | Feb 2023 (3y) | ||
| Matthew Joseph Zepp | Registered representative | CFP | Mar 2023 (3y) | |
| Homira Rich | Registered representative | Mar 2023 (3y) | ||
| Nicholas Price Keener | Registered representative | Mar 2023 (3y) | ||
| Yuanxi Su | Registered representative | Mar 2023 (3y) | ||
| Harold Emerson Scull | Registered representative | Apr 2023 (3y) | ||
| Rakesh Patel | Registered representative | Apr 2023 (3y) | ||
| Garrett James Henderson | Registered representative | CFP | Apr 2023 (3y) | |
| Mohamed Lamine Doumbia | Registered representative | CFP | Apr 2023 (3y) | |
| John David Huddleston | Registered representative | Apr 2023 (3y) | ||
| Elton Ping Hei Lai | Registered representative | Apr 2023 (3y) | ||
| Harris Isaac Rubin | Registered representative | CFP | Apr 2023 (3y) | |
| Christian Alex Villa | Registered representative | Apr 2023 (3y) | ||
| Eric Gerard Baytala | Registered representative | CFP Chartered Financial Consultant | May 2023 (3y) | |
| William Thomas Anderson | Registered representative | May 2023 (3y) | ||
| Daniel L Weeks | Registered representative | May 2023 (3y) | ||
| Ollie Sam Kirkpatrick | Registered representative | May 2023 (3y) | ||
| Daniel Joseph Rickelman | Registered representative | May 2023 (3y) | ||
| Tiffany Burrows Leroy | Registered representative | CFP | May 2023 (3y) | |
| Dale Louise Rottschafer | Registered representative | CFP CFA | May 2023 (3y) | |
| Randall George Lucke | Registered representative | May 2023 (3y) | ||
| Charles Stewart Aten | Registered representative | May 2023 (3y) | ||
| Haider Salam Yousif | Registered representative | Jun 2023 (3y) | ||
| Grace Gaabucayan | Registered representative | CFP | Jun 2023 (3y) | |
| Tanya L Elling | Registered representative | CFP | Jun 2023 (3y) | |
| Ethan Rivas | Registered representative | Jun 2023 (3y) | ||
| Rodney Lee Hazelton | Registered representative | Jun 2023 (3y) | ||
| Todd Blanchard Stockwell | Registered representative | CFP | Jun 2023 (3y) | |
| Gerald Keith Geter | Registered representative | CFP | Jun 2023 (3y) | |
| Wanda Francia Gray | Registered representative | CFP | Jun 2023 (3y) | |
| David Tucker Klein | Registered representative | Jul 2023 (3y) | ||
| Allyson Lynn English Bolinger | Registered representative | CFP | Jul 2023 (3y) | |
| Christine Marie Leach | Registered representative | Jul 2023 (3y) | ||
| George Anibar Sorto | Registered representative | CFP | Jul 2023 (3y) | |
| Nolan Deran Cancino | Registered representative | Jul 2023 (3y) | ||
| Steven Scott Zeigler | Registered representative | Aug 2023 (3y) | ||
| Jordan Patrick Bommarito | Registered representative | CFP | Aug 2023 (3y) | |
| Justin Lee Free | Registered representative | CFP | Sep 2023 (3y) | |
| Toavina Alvaline Ranaivoarijaona | Registered representative | Sep 2023 (3y) | ||
| Robert Mainz | Registered representative | CFP | Sep 2023 (3y) | |
| Zachary Thomas Springer | Registered representative | CFP | Oct 2023 (3y) | |
| Danielle L Hayes | Registered representative | Nov 2023 (3y) | ||
| Zak Su Irizarry | Registered representative | Nov 2023 (3y) | ||
| Jason Mathes Schnarr | Registered representative | Nov 2023 (3y) | ||
| Joanna Westhafer Peters | Registered representative | CFP | Nov 2023 (3y) | |
| Andrew John Mc Morrow | Registered representative | Dec 2023 (3y) | ||
| Jacob Allan Richey | Registered representative | Dec 2023 (3y) | ||
| Janet Brooks Kariuki | Registered representative | Dec 2023 (3y) | ||
| Kaija Bruveris | Registered representative | Dec 2023 (3y) | ||
| Liam Airey | Registered representative | CFP | Dec 2023 (3y) | |
| Martin Louis Czerwonka | Registered representative | Dec 2023 (3y) | ||
| Mercedez Luna Duong | Registered representative | CFP | Dec 2023 (3y) | |
| Nathan E Carmany | Registered representative | CFP | Dec 2023 (3y) | |
| Steven Tyler Kemp | Registered representative | Dec 2023 (3y) | ||
| Chandler Joseph Crespin | Registered representative | Dec 2023 (3y) | ||
| Alexandre Luc Shappell | Registered representative | CFP | Jan 2024 (3y) | |
| Ethan Matthew Torres | Registered representative | CFP | Jan 2024 (3y) | |
| Michael Connor Dempsey | Registered representative | CFP | Jan 2024 (3y) | |
| Max W Saferstein Hansen | Registered representative | Jan 2024 (3y) | ||
| Mario Eliseo Giannetta | Registered representative | Jan 2024 (3y) | ||
| Joshua Woodring | Registered representative | Jan 2024 (3y) | ||
| Nathan D Hesman | Registered representative | Jan 2024 (3y) | ||
| Ronald Allen Abramson | Registered representative | Jan 2024 (3y) | ||
| Douglas Fosdick Carter | Registered representative | Jan 2024 (3y) | ||
| Kayla Lynn Loren | Registered representative | CFP | Jan 2024 (3y) | |
| Taylor Thompson | Registered representative | CFP | Jan 2024 (3y) | |
| Joshua Ryan Slagill | Registered representative | CFP | Feb 2024 (3y) | |
| Laura Jeanette Myers | Registered representative | Feb 2024 (3y) | ||
| David Alan Bonar | Registered representative | Feb 2024 (2y) | ||
| Michael Stephen Muldoon | Registered representative | CFP | Feb 2024 (2y) | |
| Joseph David Delia | Registered representative | CFP | Feb 2024 (2y) | |
| Eduardo Antonio Montiel | Registered representative | Feb 2024 (2y) | ||
| Alexander W Molnar | Registered representative | CFP | Feb 2024 (2y) | |
| Shawn Mooring | Registered representative | Feb 2024 (2y) | ||
| Kyle Brady Lusk | Registered representative | CFP | Mar 2024 (2y) | |
| La Darius Marshall Wilkerson | Registered representative | Mar 2024 (2y) | ||
| Christopher Brian Buckley | Registered representative | CFP | Mar 2024 (2y) | |
| Bailey Burke | Registered representative | CFP | Mar 2024 (2y) | |
| Barnabas F Choe | Registered representative | Mar 2024 (2y) | ||
| Lawrence Gregory Tunnell | Registered representative | CFP | Mar 2024 (2y) | |
| Bradley Ikenna Eberendu | Registered representative | Mar 2024 (2y) | ||
| Kevin Scott Richardson | Registered representative | CFP | Mar 2024 (2y) | |
| Elise Gidaro | Registered representative | CFP | Mar 2024 (2y) | |
| Amanda Legler | Registered representative | CFP | Mar 2024 (2y) | |
| Michelle Marie Aquino | Registered representative | CFP | Mar 2024 (2y) | |
| Courtney Neben Davis | Registered representative | CFP | Apr 2024 (2y) | |
| Richard Edmund Fox | Registered representative | Apr 2024 (2y) | ||
| Ming Cheung | Registered representative | Apr 2024 (2y) | ||
| Evgeniya Komarova | Registered representative | Apr 2024 (2y) | ||
| Malka Alzayani | Registered representative | Apr 2024 (2y) | ||
| Daniela Sierra Castaneda | Registered representative | Apr 2024 (2y) | ||
| Thomas Buckman | Registered representative | CFP | Apr 2024 (2y) | |
| Stacy Lee Brandenburg | Registered representative | Apr 2024 (2y) | ||
| Brandon Jeffrey Brindley | Registered representative | Apr 2024 (2y) | ||
| Kristin Joy Hayes | Registered representative | Apr 2024 (2y) | ||
| Victoria Anne Wood | Registered representative | Apr 2024 (2y) | ||
| Mason Moody Hebert | Registered representative | CFP | Apr 2024 (2y) | |
| Grady Dok | Registered representative | May 2024 (2y) | ||
| Jake Dean Kraus | Registered representative | May 2024 (2y) | ||
| Myra Michelle Lawson | Registered representative | May 2024 (2y) | ||
| Anne Kaitlyn Nemeth | Registered representative | CFP | May 2024 (2y) | |
| Kacper Majerczyk | Registered representative | CFP | May 2024 (2y) | |
| Bradley Noah Baltman | Registered representative | CFP | May 2024 (2y) | |
| Juan Jose Delgadillo | Registered representative | May 2024 (2y) | ||
| Rene Rojas | Registered representative | CFP Chartered Financial Consultant | May 2024 (2y) | |
| Allison Marie Malcolm | Registered representative | CFP | May 2024 (2y) | |
| Joseph T Buckingham | Registered representative | Jun 2024 (2y) | ||
| Alexis Mc Mullin Stasie | Registered representative | Jun 2024 (2y) | ||
| Tasneem Sharmeen | Registered representative | Jun 2024 (2y) | ||
| Michen Sirleaf | Registered representative | CFP | Jun 2024 (2y) | |
| Sayre James Ariishi | Registered representative | Jun 2024 (2y) | ||
| Jason Darnell Edwards | Registered representative | CFP | Jun 2024 (2y) | |
| Kevin Thomas Ziegler | Registered representative | CFP | Jun 2024 (2y) | |
| Lucas Paul Richard | Registered representative | Jun 2024 (2y) | ||
| Andrew Joseph Johnson | Registered representative | CFP | Jun 2024 (2y) | |
| Ibrahim A Bakhit | Registered representative | Jun 2024 (2y) | ||
| Justen Anthony Smith | Registered representative | Jun 2024 (2y) | ||
| Nathan Lucas Socrates | Registered representative | Jul 2024 (2y) | ||
| Emanuel Candelario Padilla | Registered representative | CFP Chartered Financial Consultant | Jul 2024 (2y) | |
| Shanitria Javonica Olusola | Registered representative | Jul 2024 (2y) | ||
| Alexander Peter Jarrett | Registered representative | Jul 2024 (2y) | ||
| Leland Kraus | Registered representative | CFP | Jul 2024 (2y) | |
| Gerardo Calderon | Registered representative | CFP | Jul 2024 (2y) | |
| Carson D Rau | Registered representative | CFP | Jul 2024 (2y) | |
| Matthew Mark Duffey | Registered representative | CFP | Jul 2024 (2y) | |
| Shawn Michael Younglove | Registered representative | Jul 2024 (2y) | ||
| Tanner Grech | Registered representative | CFP | Jul 2024 (2y) | |
| Keith Daniel Murphy | Registered representative | CFP | Jul 2024 (2y) | |
| Stephanie Lopez | Registered representative | CFP | Jul 2024 (2y) | |
| Aubrey Jean Socha | Registered representative | CFP | Jul 2024 (2y) | |
| Jonathan Thomas Peckron | Registered representative | CFP | Jul 2024 (2y) | |
| Margaret Elizabeth Mueller | Registered representative | Jul 2024 (2y) | ||
| Alexander Christian Ellingboe | Registered representative | Aug 2024 (2y) | ||
| Nathaniel James Miller | Registered representative | Aug 2024 (2y) | ||
| Chad David Groseclose | Registered representative | CFP | Aug 2024 (2y) | |
| Jacob M Roberts | Registered representative | CFP | Aug 2024 (2y) | |
| Levi Fewell | Registered representative | Aug 2024 (2y) | ||
| Miguel A Molina | Registered representative | Aug 2024 (2y) | ||
| Megan Elizabeth Echele | Registered representative | CFP CFA | Aug 2024 (2y) | |
| Chadwick Shane Kieper | Registered representative | CFP | Aug 2024 (2y) | |
| John Charles Talleur | Registered representative | CFP | Aug 2024 (2y) | |
| Samantha Elizabeth Isherwood | Registered representative | Aug 2024 (2y) | ||
| Paige A Weddle | Registered representative | CFP | Aug 2024 (2y) | |
| Richard Alexander Keiser | Registered representative | Aug 2024 (2y) | ||
| Nicole J Kinnamon | Registered representative | Aug 2024 (2y) | ||
| Amy Corinne Faulk | Registered representative | Aug 2024 (2y) | ||
| Christopher Huntington Johnson | Registered representative | CFP | Aug 2024 (2y) | |
| Michael Lee Bryan | Registered representative | Aug 2024 (2y) | ||
| George Morakis | Registered representative | CFP CFA | Aug 2024 (2y) | |
| Spencer William Kozmata | Registered representative | CFP | Aug 2024 (2y) | |
| Tyler Robert Watkins | Registered representative | CFP | Aug 2024 (2y) | |
| Andrew William Feeney | Registered representative | Aug 2024 (2y) | ||
| Mary Beth Aguirre | Registered representative | Aug 2024 (2y) | ||
| Moosah Dowlatabadi | Registered representative | CFP | Aug 2024 (2y) | |
| Leandro Velazquez | Registered representative | Aug 2024 (2y) | ||
| Nelson Dume | Registered representative | Aug 2024 (2y) | ||
| Todd Ross Edwards | Registered representative | CFP | Aug 2024 (2y) | |
| Jeffrey Burrell | Registered representative | Aug 2024 (2y) | ||
| Jeffrey Eric Sferra | Registered representative | CFP | Sep 2024 (2y) | |
| Jessica June Mayfield | Registered representative | Sep 2024 (2y) | ||
| Elizabeth Addie Garmatz | Registered representative | CFP | Sep 2024 (2y) | |
| Gilbert Jeremy Ryckman | Registered representative | CFA | Sep 2024 (2y) | |
| Sean Britt | Registered representative | CFP | Sep 2024 (2y) | |
| Alexa Lee Jones | Registered representative | Sep 2024 (2y) | ||
| Felipe Jose Florez | Registered representative | Sep 2024 (2y) | ||
| Philip Ramone Thomas | Registered representative | CFP | Sep 2024 (2y) | |
| Breyanna Jahzmeen Kerley | Registered representative | Sep 2024 (2y) | ||
| Daniel Potocki | Registered representative | Sep 2024 (2y) | ||
| Adam Kevin Foster | Registered representative | CFP | Sep 2024 (2y) | |
| Aaron Jason Cantrell | Registered representative | CFP | Sep 2024 (2y) | |
| Dennis Isaac Beard Hammond | Registered representative | Sep 2024 (2y) | ||
| Devin Anthony Narvaez | Registered representative | Sep 2024 (2y) | ||
| Hope M Babbington | Registered representative | CFP | Sep 2024 (2y) | |
| Jason Pearce | Registered representative | Sep 2024 (2y) | ||
| Serina Shyu | Registered representative | CFP | Sep 2024 (2y) | |
| Matteo Liccardo | Registered representative | CFP | Oct 2024 (2y) | |
| Fayann Han | Registered representative | Oct 2024 (2y) | ||
| Regina Mary Ramsey | Registered representative | Oct 2024 (2y) | ||
| Elijah Rae Martinez | Registered representative | Oct 2024 (2y) | ||
| Daniel Evan Elick | Registered representative | Oct 2024 (2y) | ||
| Richard H Davidian | Registered representative | Oct 2024 (2y) | ||
| Seth De Carlo Washington | Registered representative | Oct 2024 (2y) | ||
| Tarik Nicholas Shihadeh | Registered representative | Oct 2024 (2y) | ||
| Alexis Zofia Bonder | Registered representative | Oct 2024 (2y) | ||
| Gregory Van Thornton | Registered representative | CFP | Oct 2024 (2y) | |
| Houston Heck | Registered representative | Oct 2024 (2y) | ||
| Ian James Winslow | Registered representative | Oct 2024 (2y) | ||
| Peyton Elisabeth Burke | Registered representative | Oct 2024 (2y) | ||
| Evan Bigler | Registered representative | CFP | Oct 2024 (2y) | |
| Abigail King | Registered representative | Oct 2024 (2y) | ||
| Sean Gerard O Neill | Registered representative | Oct 2024 (2y) | ||
| Taylor Ansell Sevenants | Registered representative | Oct 2024 (2y) | ||
| Rune Q Nordhagen | Registered representative | Oct 2024 (2y) | ||
| Ty Javid Clark | Registered representative | CFP | Oct 2024 (2y) | |
| Alex Beck | Registered representative | CFP | Oct 2024 (2y) | |
| Craig Terence Gorden | Registered representative | CFP | Oct 2024 (2y) | |
| Haris Abdul Aziz | Registered representative | CFP | Oct 2024 (2y) | |
| Marco Rashawn Williams | Registered representative | CFP | Oct 2024 (2y) | |
| Tracy Mc Macken | Registered representative | CFP | Oct 2024 (2y) | |
| Natasha Melinda Cooper | Registered representative | CFP | Oct 2024 (2y) | |
| Thomas Andrew Richardson | Registered representative | CFP | Oct 2024 (2y) | |
| Julian Evan Melendez | Registered representative | Oct 2024 (2y) | ||
| Cameron Clark Grable | Registered representative | CFP | Nov 2024 (2y) | |
| Eric M Tones | Registered representative | CFP | Nov 2024 (2y) | |
| Ana Mason | Registered representative | Nov 2024 (2y) | ||
| Kirby Alexander Massey | Registered representative | Nov 2024 (2y) | ||
| Jacob Christopher Garcia | Registered representative | Nov 2024 (2y) | ||
| George Curtis Pennock | Registered representative | Nov 2024 (2y) | ||
| Dominic Christopher Marco | Registered representative | CFP | Nov 2024 (2y) | |
| Patrick Ryan Yingst | Registered representative | Nov 2024 (2y) | ||
| Brenda Nicole Pierce | Registered representative | Dec 2024 (2y) | ||
| Kenneth Spafford | Registered representative | Dec 2024 (2y) | ||
| Xin Hao | Registered representative | CFP | Dec 2024 (2y) | |
| Carolyn Ngo | Registered representative | CFP | Dec 2024 (2y) | |
| Eduardo Camacho | Registered representative | Dec 2024 (2y) | ||
| Gabrielle Marie Corduan | Registered representative | CFP Chartered Financial Consultant | Dec 2024 (2y) | |
| Michalis Dimitri Kritikos | Registered representative | Dec 2024 (2y) | ||
| Matthew Ryan Mc Michael | Registered representative | Dec 2024 (2y) | ||
| James Michael Fonville | Registered representative | Dec 2024 (2y) | ||
| Cody James Meyer | Registered representative | Jan 2025 (2y) | ||
| Hang Zhao | Registered representative | Jan 2025 (2y) | ||
| Luke Charles Hanna | Registered representative | Jan 2025 (2y) | ||
| Michael Mayne | Registered representative | Jan 2025 (2y) | ||
| Adam John Rogers | Registered representative | Jan 2025 (2y) | ||
| Jose A Monterrosa | Registered representative | CFP | Jan 2025 (2y) | |
| Grace Marie Kelly | Registered representative | CFP | Jan 2025 (2y) | |
| Bradley Gordan Beiswanger | Registered representative | Jan 2025 (2y) | ||
| Gianni De La Cruz | Registered representative | CFP | Jan 2025 (2y) | |
| Jacob Khairallah | Registered representative | Jan 2025 (2y) | ||
| Sezgi Kutay | Registered representative | Jan 2025 (2y) | ||
| Steven Craig Miller | Registered representative | Jan 2025 (2y) | ||
| Jeremiah W Hanlon | Registered representative | Jan 2025 (2y) | ||
| Megan Lindsay Hirsch | Registered representative | Jan 2025 (2y) | ||
| Nicholas Joseph Scherer | Registered representative | Jan 2025 (2y) | ||
| Steven Adam Sklaver | Registered representative | CFP | Jan 2025 (2y) | |
| Marco Antonio Ramos | Registered representative | Jan 2025 (2y) | ||
| Colleen Elizabeth Ellingboe | Registered representative | Jan 2025 (2y) | ||
| Robert Brooks Bowen | Registered representative | Jan 2025 (2y) | ||
| David Erwin Dooling | Registered representative | Feb 2025 (1y) | ||
| Thomas Andrew King | Registered representative | Feb 2025 (1y) | ||
| Benjamin D Aeschliman | Registered representative | Feb 2025 (1y) | ||
| Christopher Wedlich | Registered representative | Feb 2025 (1y) | ||
| Harold James Lico | Registered representative | Feb 2025 (1y) | ||
| Benjamin Mc Nett | Registered representative | CFP | Feb 2025 (1y) | |
| Aniyah Christal Rose Gibbs | Registered representative | Feb 2025 (1y) | ||
| Joshua David Shafer | Registered representative | CFP CFA | Mar 2025 (1y) | |
| Marco Antonio Escobar | Registered representative | CFP | Mar 2025 (1y) | |
| Tyler Schaefer | Registered representative | Mar 2025 (1y) | ||
| Lorin Burke | Registered representative | CFP | Mar 2025 (1y) | |
| Cole Garrett Mc Kinney | Registered representative | Mar 2025 (1y) | ||
| Cole David Butler | Registered representative | Mar 2025 (1y) | ||
| Matthew Ryan Hoskins | Registered representative | Mar 2025 (1y) | ||
| Dane Breslo | Registered representative | CFP | Mar 2025 (1y) | |
| Hongli Chen | Registered representative | CFP | Mar 2025 (1y) | |
| Desmond Meyer | Registered representative | Mar 2025 (1y) | ||
| Nicholas Constantine Alexander | Registered representative | CFP | Mar 2025 (1y) | |
| Rimannuel Appling | Registered representative | Mar 2025 (1y) | ||
| Jacob Nordquist | Registered representative | CFP | Apr 2025 (1y) | |
| Jesse Thurman | Registered representative | CFP | Apr 2025 (1y) | |
| Sophia Arwen Shorbe | Registered representative | Apr 2025 (1y) | ||
| Benjamin Douglas Wooley | Registered representative | Apr 2025 (1y) | ||
| Adam Lee Cansler | Registered representative | Apr 2025 (1y) | ||
| Amanda Ann Lorch | Registered representative | CFP | Apr 2025 (1y) | |
| Cole Bialek | Registered representative | Apr 2025 (1y) | ||
| Daniel L Linnehan | Registered representative | Apr 2025 (1y) | ||
| Christian J Goza | Registered representative | Apr 2025 (1y) | ||
| Jacob Allen Wash | Registered representative | Apr 2025 (1y) | ||
| Janessa Brianne Herrick | Registered representative | Apr 2025 (1y) | ||
| Mei Li Lin | Registered representative | Apr 2025 (1y) | ||
| Shuzhen Chen | Registered representative | Apr 2025 (1y) | ||
| Erika Constantine | Registered representative | CFP | Apr 2025 (1y) | |
| Juan Sebastian Amaya Acero | Registered representative | Apr 2025 (1y) | ||
| Luke Robert Epple | Registered representative | Apr 2025 (1y) | ||
| Michael Roberts | Registered representative | CFP | Apr 2025 (1y) | |
| Raymond Craig Schenk | Registered representative | CFP Chartered Financial Consultant | Apr 2025 (1y) | |
| Victor Jesus Nuncio | Registered representative | Apr 2025 (1y) | ||
| Logan Pethel | Registered representative | Apr 2025 (1y) | ||
| Ryan Quinn | Registered representative | Apr 2025 (1y) | ||
| Zachary Austin Green | Registered representative | Apr 2025 (1y) | ||
| Kristina Regan | Registered representative | CFA | Apr 2025 (1y) | |
| Rene Eric Aranda | Registered representative | CFP | Apr 2025 (1y) | |
| Gavin James Boespflug | Registered representative | CFP | May 2025 (1y) | |
| Jared Michael Weiss | Registered representative | CFP | May 2025 (1y) | |
| Mathew Christian Tracy | Registered representative | May 2025 (1y) | ||
| Phillip Battle | Registered representative | May 2025 (1y) | ||
| Alexa Elizabeth Tizon | Registered representative | May 2025 (1y) | ||
| Jennifer Leigh Mason | Registered representative | May 2025 (1y) | ||
| Jakob Alexander Miller | Registered representative | May 2025 (1y) | ||
| Ryan Brim | Registered representative | May 2025 (1y) | ||
| Javier Elias Lopez | Registered representative | CFP | May 2025 (1y) | |
| Erin Victoria Boch | Registered representative | May 2025 (1y) | ||
| Steven Stombaugh | Registered representative | May 2025 (1y) | ||
| Brandon Pierce Adamson | Registered representative | May 2025 (1y) | ||
| Akiva Fialkoff | Registered representative | CFP | May 2025 (1y) | |
| Kyle Lawrence Dofelmier | Registered representative | May 2025 (1y) | ||
| Jared Waylon Spraggins | Registered representative | CFP | May 2025 (1y) | |
| Michael Bordenave | Registered representative | May 2025 (1y) | ||
| Meagan Alexandria Druey Schaefer | Registered representative | May 2025 (1y) | ||
| Matthew Christian Labar | Registered representative | Jun 2025 (1y) | ||
| Paul Dominic Evanoff | Registered representative | Jun 2025 (1y) | ||
| Sergio Luis Diaz | Registered representative | Jun 2025 (1y) | ||
| Thomas Michael Hippner | Registered representative | CFP | Jun 2025 (1y) | |
| Aaron Tucker | Registered representative | CFP | Jun 2025 (1y) | |
| Beni Gordon Benavidez | Registered representative | Jun 2025 (1y) | ||
| Nicholas Gardner | Registered representative | CFP | Jun 2025 (1y) | |
| Caden Wiles | Registered representative | CFP | Jun 2025 (1y) | |
| Justin William Stewart | Registered representative | Jun 2025 (1y) | ||
| Brian Cribbs | Registered representative | Jun 2025 (1y) | ||
| Panagiotis Andrianakos | Registered representative | CFP | Jun 2025 (1y) | |
| Jeremy Amposta | Registered representative | CFP | Jun 2025 (1y) | |
| Stella Shim | Registered representative | CFP Chartered Financial Consultant | Jun 2025 (1y) | |
| Charles P Diekmann | Registered representative | Jun 2025 (1y) | ||
| Mary H Goesel | Registered representative | CFP | Jun 2025 (1y) | |
| Robert James Oglesby | Registered representative | Jun 2025 (1y) | ||
| Christopher Caro | Registered representative | CFA | Jun 2025 (1y) | |
| Matthew David Collins | Registered representative | Jun 2025 (1y) | ||
| Melody Ruth Chamberlain | Registered representative | Jun 2025 (1y) | ||
| Barry Kaiman | Registered representative | Jun 2025 (1y) | ||
| Emily Patricia Collins | Registered representative | Jun 2025 (1y) | ||
| Sean C Rhea | Registered representative | Jun 2025 (1y) | ||
| Jacob D Buchman | Registered representative | Jun 2025 (1y) | ||
| Dimitri Tsioutsiopoulos | Registered representative | Jun 2025 (1y) | ||
| Neil Frederickson | Registered representative | Jun 2025 (1y) | ||
| Travis D Banks | Registered representative | CFP | Jun 2025 (1y) | |
| Amalea Zegarzewski | Registered representative | CFP | Jun 2025 (1y) | |
| Cory Wade | Registered representative | CFP | Jun 2025 (1y) | |
| Natalya Jennings | Registered representative | CFP | Jun 2025 (1y) | |
| Benjamin Fernandez | Registered representative | CFP | Jul 2025 (1y) | |
| Brandon Craig Hoff | Registered representative | Jul 2025 (1y) | ||
| Byron Ashley Rettig | Registered representative | CFP | Jul 2025 (1y) | |
| Michael Thomas Osswald | Registered representative | Jul 2025 (1y) | ||
| Thomas George Dolby | Registered representative | CFP | Jul 2025 (1y) | |
| Annajane Sunrise Mooney | Registered representative | Jul 2025 (1y) | ||
| Nikko Barela | Registered representative | CFP | Jul 2025 (1y) | |
| Carlton Henry Stokes | Registered representative | CFP | Jul 2025 (1y) | |
| David Paul Kay | Registered representative | CFP | Jul 2025 (1y) | |
| John Kissam | Registered representative | CFP | Jul 2025 (1y) | |
| Wajima Rasoul | Registered representative | Jul 2025 (1y) | ||
| Nicholas James Eppler | Registered representative | CFP | Jul 2025 (1y) | |
| Thomas Lamb | Registered representative | Jul 2025 (1y) | ||
| Crystal Huggins | Registered representative | CFP | Jul 2025 (1y) | |
| Erica Marie Ngo | Registered representative | Jul 2025 (1y) | ||
| Tyler James Keniston | Registered representative | CFP | Jul 2025 (1y) | |
| Aaron Scott Harvey | Registered representative | Jul 2025 (1y) | ||
| Gavin Ahlers | Registered representative | Jul 2025 (1y) | ||
| Haley E Hausman | Registered representative | Jul 2025 (1y) | ||
| Matthew Michael Stevens | Registered representative | CFP Chartered Financial Consultant | Jul 2025 (1y) | |
| Sydney Rae Bianchi | Registered representative | Jul 2025 (1y) | ||
| Prithibi Chauhan | Registered representative | Jul 2025 (1y) | ||
| Anne Martin | Registered representative | Jul 2025 (1y) | ||
| Hannah Tesch | Registered representative | CFP | Jul 2025 (1y) | |
| Shane Tyler Montejano | Registered representative | CFP | Jul 2025 (1y) | |
| Adam Leatherby | Registered representative | CFP | Jul 2025 (1y) | |
| Kingsley Constantino Calvo Jordan | Registered representative | Jul 2025 (1y) | ||
| Paul Bromelkamp | Registered representative | CFP | Jul 2025 (1y) | |
| Sean Mallon | Registered representative | CFP | Jul 2025 (1y) | |
| Deviemattie Sukhdeo Makkar | Registered representative | CFP Chartered Financial Consultant | Jul 2025 (1y) | |
| Robert Malzberg | Registered representative | Jul 2025 (1y) | ||
| Maria Ann Schuster | Registered representative | CFP | Jul 2025 (1y) | |
| Alice Ruiz | Registered representative | CFP | Jul 2025 (1y) | |
| Christopher Neal Leyda | Registered representative | Jul 2025 (1y) | ||
| Jamal Vinson | Registered representative | Jul 2025 (1y) | ||
| Lorianne Rivas | Registered representative | CFP | Jul 2025 (1y) | |
| Morgan R Hemauer | Registered representative | CFP | Jul 2025 (1y) | |
| Nathan J. Gaherty | Registered representative | CFP Chartered Financial Consultant | Jul 2025 (1y) | |
| Salko Sipic | Registered representative | CFP | Jul 2025 (1y) | |
| Yusuf Burak Yilmaz | Registered representative | Jul 2025 (1y) | ||
| Sanel Duranovic | Registered representative | CFP | Jul 2025 (1y) | |
| Adam Tobias | Registered representative | CFP | Jul 2025 (1y) | |
| Cesar Rene Valenzuela | Registered representative | CFP | Jul 2025 (1y) | |
| David Arthur Bruno | Registered representative | CFP | Jul 2025 (1y) | |
| Rodrick Kevin Sullivan | Registered representative | CFP | Jul 2025 (1y) | |
| Curtis Westrich | Registered representative | CFP | Aug 2025 (1y) | |
| Joseph Domato | Registered representative | Aug 2025 (1y) | ||
| Adam Hendrickson | Registered representative | Aug 2025 (1y) | ||
| Glenn Suppanz | Registered representative | CFP | Aug 2025 (1y) | |
| Monica Elena Zamfir | Registered representative | CFP | Aug 2025 (1y) | |
| Robert C Howell | Registered representative | CFP | Aug 2025 (1y) | |
| Benjamin Paul Massa | Registered representative | Aug 2025 (1y) | ||
| Eric Swier | Registered representative | CFP | Aug 2025 (1y) | |
| Jayson Scott Sacco | Registered representative | Aug 2025 (1y) | ||
| Colin Patrick Boyle | Registered representative | Aug 2025 (1y) | ||
| Jacob Walker | Registered representative | Aug 2025 (1y) | ||
| Kevin Healy | Registered representative | CFP | Aug 2025 (1y) | |
| Lee Marcotte | Registered representative | Aug 2025 (1y) | ||
| Amy Susan Hipple | Registered representative | CFP | Aug 2025 (1y) | |
| Gina Renee Deutsch | Registered representative | Aug 2025 (1y) | ||
| Greer Henderson | Registered representative | Aug 2025 (1y) | ||
| Lauri Alicia Van Stone | Registered representative | Aug 2025 (1y) | ||
| Anthony Monraz | Registered representative | CFA | Aug 2025 (1y) | |
| Cindy Scott | Registered representative | CFP | Aug 2025 (1y) | |
| Stephen Richard Isaacs | Registered representative | CFP | Aug 2025 (1y) | |
| Scott C Free | Registered representative | Aug 2025 (1y) | ||
| Dylan Allred | Registered representative | CFP | Aug 2025 (1y) | |
| Antonio Fernandez | Registered representative | Aug 2025 (1y) | ||
| Maxx Soulliere | Registered representative | CFP | Aug 2025 (1y) | |
| Kraig Antonio Jackson | Registered representative | CFP | Aug 2025 (1y) | |
| Isabella M Muturi Sauve | Registered representative | Aug 2025 (1y) | ||
| Kevin Madigan | Registered representative | CFP | Aug 2025 (1y) | |
| Mitchell Mahoney | Registered representative | Aug 2025 (1y) | ||
| Tanya Marie Torres | Registered representative | CFP | Aug 2025 (1y) | |
| Nathan Hartman | Registered representative | CFP | Aug 2025 (1y) | |
| Robert Wright | Registered representative | CFP | Aug 2025 (1y) | |
| Jorge Cardenas | Registered representative | CFP | Aug 2025 (1y) | |
| Vincent La Rosa | Registered representative | Aug 2025 (1y) | ||
| Colin Shedd | Registered representative | CFA | Aug 2025 (1y) | |
| Joseph Gibalski | Registered representative | CFP | Aug 2025 (1y) | |
| Bao Quoc Vo | Registered representative | Aug 2025 (1y) | ||
| Christopher Allen Byrd | Registered representative | Aug 2025 (1y) | ||
| Rachel Marie Reis | Registered representative | Aug 2025 (1y) | ||
| Anna Marie Dickinson | Registered representative | Aug 2025 (1y) | ||
| Ashley Hayworth | Registered representative | Aug 2025 (1y) | ||
| Stephen Michael Sexton | Registered representative | Aug 2025 (1y) | ||
| Shady M Mansour | Registered representative | Aug 2025 (1y) | ||
| Trevor Blain Johnson | Registered representative | CFP | Aug 2025 (1y) | |
| Zachary John Paul Van Sant | Registered representative | Aug 2025 (1y) | ||
| Brett Richard Billenstein | Registered representative | CFP | Aug 2025 (1y) | |
| Christian Durrel Begody | Registered representative | Aug 2025 (1y) | ||
| Kendrick Paul Perry | Registered representative | CFP CFA | Aug 2025 (1y) | |
| James Hasting Benoit | Registered representative | CFA | Aug 2025 (1y) | |
| Ridhima Chadha | Registered representative | Sep 2025 (1y) | ||
| Jaime Olivas | Registered representative | CFP | Sep 2025 (1y) | |
| Pedro Campos Mejorado | Registered representative | CFP | Sep 2025 (1y) | |
| Stefan Andrew Azcarate | Registered representative | Sep 2025 (1y) | ||
| Carl David Aschenbrenner | Registered representative | CFA | Sep 2025 (1y) | |
| Emmanuel Abion Llanda | Registered representative | CFP | Sep 2025 (1y) | |
| Kamil Rehman | Registered representative | Sep 2025 (1y) | ||
| Andrew Fellouris | Registered representative | Sep 2025 (1y) | ||
| Cynthia Howells | Registered representative | CFP CFA | Sep 2025 (1y) | |
| Wesley Burroughs | Registered representative | Sep 2025 (1y) | ||
| Boyd James Haley | Registered representative | Sep 2025 (1y) | ||
| Delfinaa Solanki | Registered representative | Sep 2025 (1y) | ||
| Reece Beckman | Registered representative | Sep 2025 (1y) | ||
| Haziq Basharat | Registered representative | CFA | Sep 2025 (1y) | |
| Philip Whittaker | Registered representative | CFP | Sep 2025 (1y) | |
| Talmage Wayne De Meester | Registered representative | CFP | Sep 2025 (1y) | |
| Dean Loucka | Registered representative | Sep 2025 (1y) | ||
| Jack Bell | Registered representative | CFP | Sep 2025 (1y) | |
| Matthew Salafia | Registered representative | CFP | Sep 2025 (1y) | |
| Seth Connor Radler | Registered representative | CFA | Sep 2025 (1y) | |
| Zachary John Perret | Registered representative | CFP | Sep 2025 (1y) | |
| Luz De Maria Hernandez Fortis | Registered representative | Sep 2025 (1y) | ||
| Arianna Stern | Registered representative | Sep 2025 (1y) | ||
| Lauren Griggs | Registered representative | CFP | Sep 2025 (1y) | |
| Jose D Guerra | Registered representative | CFA | Sep 2025 (1y) | |
| Bawi Tha Lian Ceu | Registered representative | CFP | Sep 2025 (1y) | |
| Michael D Relyea | Registered representative | Sep 2025 (1y) | ||
| Andrew Peters | Registered representative | Sep 2025 (1y) | ||
| Avery Prince | Registered representative | Sep 2025 (1y) | ||
| Juan Carlos Gonzalez Villalobos | Registered representative | Sep 2025 (1y) | ||
| Blair Smith | Registered representative | CFP | Sep 2025 (1y) | |
| Christian Fields | Registered representative | Sep 2025 (1y) | ||
| Brian Mahony Nash | Registered representative | CFP | Sep 2025 (1y) | |
| Corey Garnier | Registered representative | CFP | Sep 2025 (1y) | |
| Matthew Plunkitt | Registered representative | CFP | Sep 2025 (1y) | |
| Andrew Arnold | Registered representative | CFP | Sep 2025 (1y) | |
| Jared Scott Robitaille | Registered representative | Sep 2025 (1y) | ||
| Millicent Maureen Holmes | Registered representative | CFP | Sep 2025 (1y) | |
| Susan J Bober | Registered representative | Sep 2025 (1y) | ||
| Tucker Max Smith | Registered representative | CFP | Sep 2025 (1y) | |
| Nathan Frederick Smith | Registered representative | Sep 2025 (1y) | ||
| Felisha Marie Pullen | Registered representative | CFP | Sep 2025 (1y) | |
| Mojoyeoluwa Oni | Registered representative | CFP | Sep 2025 (1y) | |
| Stephen Connor Symsack | Registered representative | CFP | Sep 2025 (1y) | |
| Caleb Samuel Wedgle | Registered representative | Sep 2025 (1y) | ||
| Chetana Munnangi | Registered representative | CFP | Sep 2025 (1y) | |
| Edward S. Valestin | Registered representative | CFP | Sep 2025 (1y) | |
| Vincent Vijay Lachman | Registered representative | CFA | Sep 2025 (1y) | |
| Hestin Bart Hurst | Registered representative | CFP | Oct 2025 (1y) | |
| Steven Michael Jung | Registered representative | Oct 2025 (1y) | ||
| Colten Lee Corey | Registered representative | CFP CFA | Oct 2025 (1y) | |
| Elisha Torrance | Registered representative | CFP | Oct 2025 (1y) | |
| Elizabeth Mary Duran | Registered representative | Oct 2025 (1y) | ||
| Lindsay Sharon Thompson | Registered representative | Oct 2025 (1y) | ||
| Anabel Dimas | Registered representative | Oct 2025 (1y) | ||
| Jared Eichler | Registered representative | Oct 2025 (1y) | ||
| Wallace Eason | Registered representative | Oct 2025 (1y) | ||
| Matthew Charles Burnett | Registered representative | CFP | Oct 2025 (1y) | |
| Nicholas Aidan Kearney | Registered representative | Oct 2025 (1y) | ||
| Renee V Brandes | Registered representative | Oct 2025 (1y) | ||
| Christopher Malachi Quintana | Registered representative | Oct 2025 (1y) | ||
| Hyungkyu Choi | Registered representative | Oct 2025 (1y) | ||
| Leo David Lyons | Registered representative | Oct 2025 (1y) | ||
| Pablo Sebastien Thibaud Lochman | Registered representative | Oct 2025 (1y) | ||
| Trevyn Gearig Nafziger | Registered representative | Oct 2025 (1y) | ||
| Anna Claire Thouin | Registered representative | Oct 2025 (1y) | ||
| John Lawrence Sullivan | Registered representative | Oct 2025 (1y) | ||
| Matthew Burger | Registered representative | Oct 2025 (1y) | ||
| Alyssa Estro | Registered representative | Oct 2025 (1y) | ||
| Alexander Donovan Von Svoboda | Registered representative | CFP | Oct 2025 (1y) | |
| Alex Figueroa | Registered representative | Oct 2025 (1y) | ||
| Brandon Akers | Registered representative | CFP | Oct 2025 (1y) | |
| Evan Matthew Luchs | Registered representative | Oct 2025 (1y) | ||
| Oluwatobi Ajao | Registered representative | Oct 2025 (1y) | ||
| Tanya Tremel | Registered representative | Oct 2025 (1y) | ||
| Benjamin George Shannon | Registered representative | Oct 2025 (1y) | ||
| Brandon Macho | Registered representative | CFP | Oct 2025 (1y) | |
| Leona Vanessa Cahill | Registered representative | Oct 2025 (1y) | ||
| Shane Spence | Registered representative | CFP | Oct 2025 (1y) | |
| Trevor J Sharp | Registered representative | Oct 2025 (1y) | ||
| Chris Anoya | Registered representative | CFA | Oct 2025 (1y) | |
| Nathan Mark Dunn | Registered representative | Oct 2025 (1y) | ||
| Alexander Liedberg | Registered representative | Oct 2025 (1y) | ||
| Tamara Elaine Becker | Registered representative | Oct 2025 (1y) | ||
| Terrance Lemar Hayes | Registered representative | Oct 2025 (1y) | ||
| Kieran Patrick Lavery | Registered representative | CFP | Oct 2025 (1y) | |
| Vincent Michael Zaccaria | Registered representative | Oct 2025 (1y) | ||
| Cody Alexander Staroscik | Registered representative | Oct 2025 (1y) | ||
| Dylan Jones | Registered representative | Oct 2025 (1y) | ||
| Kaulen I Jenkins | Registered representative | Oct 2025 (1y) | ||
| Scott Joseph Shannon | Registered representative | Oct 2025 (1y) | ||
| Chelsey Nicolle Schumann | Registered representative | Oct 2025 (1y) | ||
| Chi Kim Duong | Registered representative | Oct 2025 (1y) | ||
| Connor Gianoli | Registered representative | Oct 2025 (1y) | ||
| Kaitlyn Grace Kirchhoff | Registered representative | Oct 2025 (1y) | ||
| Lincoln Straub | Registered representative | Oct 2025 (1y) | ||
| Madison Louise O'connor | Registered representative | Oct 2025 (1y) | ||
| Maxwell Corey | Registered representative | Oct 2025 (1y) | ||
| Hussein Essayli | Registered representative | CFP | Oct 2025 (1y) | |
| Samantha Leigh Binz | Registered representative | CFP Chartered Financial Consultant | Oct 2025 (1y) | |
| Bruno Faria Amoroso | Registered representative | Oct 2025 (1y) | ||
| Geoffrey William Goldberg | Registered representative | Oct 2025 (1y) | ||
| Jinai Chen | Registered representative | Oct 2025 (1y) | ||
| Joshua James Peerbolte | Registered representative | CFP | Oct 2025 (1y) | |
| Meshia Shay Greer | Registered representative | CFP | Oct 2025 (1y) | |
| Ma Paula Louise Pena Leido | Registered representative | Oct 2025 (1y) | ||
| William Scott Movroydis | Registered representative | Oct 2025 (1y) | ||
| Heath Dowell | Registered representative | CFP | Oct 2025 (1y) | |
| Allie Jennifer Trimble | Registered representative | CFP | Oct 2025 (1y) | |
| Brendan Jared Weaver | Registered representative | Oct 2025 (1y) | ||
| Caroline Logozzo | Registered representative | CFP | Oct 2025 (1y) | |
| Robert Cherry | Registered representative | CFP | Oct 2025 (1y) | |
| Sha Vere Shaon Yarde | Registered representative | Oct 2025 (1y) | ||
| Shanna Therese Grech | Registered representative | Oct 2025 (1y) | ||
| Tyler Patrick Cawthorne | Registered representative | Oct 2025 (1y) | ||
| Christopher John Sanchez | Registered representative | CFP | Oct 2025 (1y) | |
| James Reuter | Registered representative | Oct 2025 (1y) | ||
| Michelle Nelson Hahn | Registered representative | CFP | Oct 2025 (1y) | |
| Benjamin Lucas | Registered representative | CFP | Oct 2025 (1y) | |
| Shane Patrick Manzi | Registered representative | Oct 2025 (1y) | ||
| Alondra Isabel Arenas | Registered representative | Nov 2025 (1y) | ||
| David Lindsay Sourk | Registered representative | CFP | Nov 2025 (1y) | |
| Nicolas Garcia Lopez | Registered representative | CFP | Nov 2025 (1y) | |
| Anish Bamne | Registered representative | Nov 2025 (1y) | ||
| Caroline Patricia Kirbish | Registered representative | Nov 2025 (1y) | ||
| Madhavi Niranjan Holay | Registered representative | CFP | Nov 2025 (1y) | |
| Charles Jaden Martin | Registered representative | Nov 2025 (1y) | ||
| Marc R Srncik | Registered representative | Nov 2025 (1y) | ||
| Ethan Woodruff | Registered representative | Nov 2025 (1y) | ||
| Jason Lance Price | Registered representative | CFP | Nov 2025 (1y) | |
| Jay James Patneaude | Registered representative | Nov 2025 (1y) | ||
| Laura Caceres | Registered representative | Nov 2025 (1y) | ||
| Gabriel Jose Masri Alvarez | Registered representative | Nov 2025 (1y) | ||
| Aria Hattiangadi | Registered representative | CFP | Nov 2025 (1y) | |
| Blake Charles Lazear | Registered representative | Nov 2025 (1y) | ||
| Cary Florio | Registered representative | CFP | Nov 2025 (1y) | |
| Reginald Jordan Parks | Registered representative | Nov 2025 (1y) | ||
| Samir Bushra | Registered representative | CFP | Nov 2025 (1y) | |
| Nicholas Paul Pfledderer | Registered representative | Nov 2025 (1y) | ||
| Chloe Grace White | Registered representative | Nov 2025 (1y) | ||
| Francis Paul Brown | Registered representative | Nov 2025 (1y) | ||
| Garrett Reid Benham | Registered representative | Dec 2025 (1y) | ||
| Randy Tran | Registered representative | Dec 2025 (1y) | ||
| Jake T Scanlon | Registered representative | Dec 2025 (1y) | ||
| Lucas Wyland | Registered representative | Dec 2025 (1y) | ||
| Robert David Barth | Registered representative | Dec 2025 (1y) | ||
| Daniel Munger | Registered representative | CFP | Dec 2025 (1y) | |
| Monica Zwipf | Registered representative | CFP | Dec 2025 (1y) | |
| Ty Tabile | Registered representative | CFP | Dec 2025 (1y) | |
| Corryn N Barry | Registered representative | Dec 2025 (1y) | ||
| Samuel Cook Goddard | Registered representative | CFP CFA | Dec 2025 (1y) | |
| Stephen James Bauer | Registered representative | Dec 2025 (1y) | ||
| Thanh Vo | Registered representative | Dec 2025 (1y) | ||
| Stephen Casey Krout | Registered representative | Dec 2025 (1y) | ||
| Theotime Ruddy Raniery Desmulier | Registered representative | CFP | Dec 2025 (1y) | |
| John Lombardi | Registered representative | CFP | Dec 2025 (1y) | |
| Teal Renee Powell Mckinzie | Registered representative | Dec 2025 (1y) | ||
| Rico Knight | Registered representative | Dec 2025 (1y) | ||
| Reginne Arevalo | Registered representative | Dec 2025 (1y) | ||
| Jordan Raymond | Registered representative | Dec 2025 (1y) | ||
| Alexander M Barrios | Registered representative | Dec 2025 (1y) | ||
| Angel Luis Montano | Registered representative | Dec 2025 (1y) | ||
| Bradley Carter Siddons | Registered representative | CFP | Dec 2025 (1y) | |
| Brent Eric Carlson | Registered representative | Dec 2025 (1y) | ||
| Brian Michael Latorre | Registered representative | CFP | Dec 2025 (1y) | |
| Bushra Tariq Rumi | Registered representative | CFA | Dec 2025 (1y) | |
| Bradley Alan Martin | Registered representative | Dec 2025 (1y) | ||
| Christine Harezlak | Registered representative | CFP | Dec 2025 (1y) | |
| Christopher Lawrence Borzych | Registered representative | CFP | Dec 2025 (1y) | |
| Cottrell Ernie Smith | Registered representative | Dec 2025 (1y) | ||
| Craig Mckinlay | Registered representative | Dec 2025 (1y) | ||
| Darryl Craig Celkupa | Registered representative | Dec 2025 (1y) | ||
| Earnest Eldon Hubbard | Registered representative | CFP CFA | Dec 2025 (1y) | |
| Eric Borsoni | Registered representative | Dec 2025 (1y) | ||
| George J. M. Lee | Registered representative | Dec 2025 (1y) | ||
| Jake Whitman Dylan Anderson | Registered representative | Dec 2025 (1y) | ||
| Jay Allan Bendesky | Registered representative | Dec 2025 (1y) | ||
| Jigisha Ketan Bengali | Registered representative | Dec 2025 (1y) | ||
| Jayne Christian | Registered representative | CFP | Dec 2025 (1y) | |
| Jeffrey Michael Miner | Registered representative | Dec 2025 (1y) | ||
| Jennifer Katherine Hall Kachmar | Registered representative | CFP | Dec 2025 (1y) | |
| Jessica Creevy | Registered representative | Dec 2025 (1y) | ||
| Joshua A Wencil | Registered representative | CFP | Dec 2025 (1y) | |
| Lauren Boyce | Registered representative | CFP | Dec 2025 (1y) | |
| Lydia Lee Geisler | Registered representative | Dec 2025 (1y) | ||
| Lauren Clavelle Mc Carroll | Registered representative | Dec 2025 (1y) | ||
| Michael Anthony Ruplinger | Registered representative | CFP | Dec 2025 (1y) | |
| Michael Raymond Abbott | Registered representative | CFP Chartered Financial Consultant | Dec 2025 (1y) | |
| Maimoona Ahmed | Registered representative | Dec 2025 (1y) | ||
| Marc Matthew Goldstein | Registered representative | CFP | Dec 2025 (1y) | |
| Mark A Mahoney | Registered representative | Dec 2025 (1y) | ||
| Matthew A Mc Coll | Registered representative | Dec 2025 (1y) | ||
| Matthew Shreve Collier | Registered representative | Dec 2025 (1y) | ||
| Michael Tanney | Registered representative | Dec 2025 (1y) | ||
| Michelle Lynn Easton | Registered representative | CFP Chartered Financial Consultant | Dec 2025 (1y) | |
| Nicholas Daniel Ahumada | Registered representative | Dec 2025 (1y) | ||
| Nicole Cope | Registered representative | Dec 2025 (1y) | ||
| Robert Hopkins | Registered representative | CFP Chartered Financial Consultant | Dec 2025 (1y) | |
| Robert Nathan Willison | Registered representative | Dec 2025 (1y) | ||
| Shawn Daniel Robinson | Registered representative | Dec 2025 (1y) | ||
| Susan Hall | Registered representative | Dec 2025 (1y) | ||
| Thomas Matthew Mcandrews | Registered representative | CFP | Dec 2025 (1y) | |
| Timothy Jordan Cunningham | Registered representative | CFP | Dec 2025 (1y) | |
| Timothy Joseph Bickley | Registered representative | Dec 2025 (1y) | ||
| Brent Hines | Registered representative | Dec 2025 (1y) | ||
| Byron Glenn Westerfield | Registered representative | Dec 2025 (1y) | ||
| Cory Joseph Rau | Registered representative | CFP | Dec 2025 (1y) | |
| Charles Fredric Reeves | Registered representative | Dec 2025 (1y) | ||
| David Alan Humphrey | Registered representative | CFP | Dec 2025 (1y) | |
| Daniel Evan Colluccio | Registered representative | Dec 2025 (1y) | ||
| Darrell Anthony Woehler | Registered representative | Dec 2025 (1y) | ||
| David Zuniga | Registered representative | CFP | Dec 2025 (1y) | |
| Emily Whorton Harwood | Registered representative | Dec 2025 (1y) | ||
| Ghazwan Zahid Ramlawi | Registered representative | Dec 2025 (1y) | ||
| Jonathan Peter Fritsche | Registered representative | Dec 2025 (1y) | ||
| Joseph Paul Biscardi | Registered representative | Dec 2025 (1y) | ||
| Kevin Wayne Trisler | Registered representative | CFP | Dec 2025 (1y) | |
| Michael James Keating | Registered representative | Dec 2025 (1y) | ||
| Patrick John Smith | Registered representative | Dec 2025 (1y) | ||
| Susan Patricia Strelow | Registered representative | CFP | Dec 2025 (1y) | |
| Sean Reid Flynn | Registered representative | Dec 2025 (1y) | ||
| Steven Marcano | Registered representative | CFP | Dec 2025 (1y) | |
| Timothy Williams | Registered representative | CFP | Dec 2025 (1y) | |
| Todd Jason Justice | Registered representative | CFA | Dec 2025 (1y) | |
| Timothy L Kee | Registered representative | CFP | Dec 2025 (1y) | |
| Tina Rena White | Registered representative | Dec 2025 (1y) | ||
| Veerapan Perianan | Registered representative | Dec 2025 (1y) | ||
| Chad Keith Sager | Registered representative | Dec 2025 (1y) | ||
| Emily Marie Dirgo | Registered representative | Dec 2025 (1y) | ||
| Kathleen R Cashatt | Registered representative | CFP | Dec 2025 (1y) | |
| Lauran D Reynolds | Registered representative | Dec 2025 (1y) | ||
| Alexander Meleis | Registered representative | CFP CFA | Dec 2025 (1y) | |
| Andrew Raymond Porter | Registered representative | CFP | Dec 2025 (1y) | |
| David Alexander Bucannon | Registered representative | Dec 2025 (1y) | ||
| John Joe Escamilla | Registered representative | Dec 2025 (1y) | ||
| Roxana D Farrar | Registered representative | Dec 2025 (1y) | ||
| Scott Xuanchi Chen | Registered representative | CFA | Dec 2025 (1y) | |
| Callie Paige Rainwater | Registered representative | Dec 2025 (1y) | ||
| Aaron Gallardo | Registered representative | Dec 2025 (1y) | ||
| Davis Scott Pearce | Registered representative | Dec 2025 (1y) | ||
| Shawn Michael Conboy | Registered representative | Dec 2025 (1y) | ||
| David Sessions | Registered representative | Dec 2025 (1y) | ||
| Jared Albert Bishop | Registered representative | Dec 2025 (1y) | ||
| Juan J Faget Aveledo | Registered representative | Dec 2025 (1y) | ||
| Yulia Schneider | Registered representative | Dec 2025 (1y) | ||
| Jingwen Yi | Registered representative | Jan 2026 (1y) | ||
| Marco Quintana | Registered representative | Jan 2026 (1y) | ||
| Michael Joseph Di Placido | Registered representative | CFP | Jan 2026 (1y) | |
| Husam Boraby | Registered representative | Jan 2026 (1y) | ||
| Bradley Vialpando | Registered representative | Jan 2026 (1y) | ||
| Daniel Charles Cummins | Registered representative | CFP | Jan 2026 (1y) | |
| Michael Louis Globenfelt | Registered representative | CFP | Jan 2026 (1y) | |
| Zupei Yu | Registered representative | CFA | Jan 2026 (1y) | |
| John F Beer | Registered representative | Jan 2026 (1y) | ||
| Jared Lang | Registered representative | CFP | Jan 2026 (1y) | |
| Miranda Bonde | Registered representative | CFP | Jan 2026 (1y) | |
| Soren Van Houten | Registered representative | CFP | Jan 2026 (1y) | |
| Bradley C Hall | Registered representative | Jan 2026 (1y) | ||
| Patrick Andrew Gilchrist | Registered representative | Jan 2026 (1y) | ||
| Alexandria Mejia Reyes | Registered representative | Jan 2026 (1y) | ||
| Megan Kylie Gump | Registered representative | Jan 2026 (1y) | ||
| Nikolaus Joel Lancaster | Registered representative | Jan 2026 (1y) | ||
| Thomas Alan Stewart | Registered representative | CFP | Jan 2026 (1y) | |
| Marilyn Arians | Registered representative | Jan 2026 (1y) | ||
| Nathan F. Morgan | Registered representative | CFP | Jan 2026 (1y) | |
| Christine Gehring | Registered representative | CFP | Jan 2026 (1y) | |
| Hari Nair | Registered representative | Jan 2026 (1y) | ||
| Patrick James Kilkenny | Registered representative | Jan 2026 (1y) | ||
| Sang Hoang Du | Registered representative | CFP | Jan 2026 (1y) | |
| Sarah F Burke | Registered representative | Jan 2026 (1y) | ||
| Christopher Lee Bentley | Registered representative | CFP | Jan 2026 (1y) | |
| Paul Thomas Tuomey | Registered representative | Jan 2026 (1y) | ||
| Cara Brasor | Registered representative | CFP | Jan 2026 (1y) | |
| Deven Raymond Cudar | Registered representative | Jan 2026 (1y) | ||
| Joshua Jordan | Registered representative | Jan 2026 (1y) | ||
| Matthew Elliott Jarrett | Registered representative | CFP | Jan 2026 (1y) | |
| Brandon L Flitsch | Registered representative | Jan 2026 (1y) | ||
| Jalyn Crittenden | Registered representative | CFP | Jan 2026 (1y) | |
| Julianne Erica Mate | Registered representative | Jan 2026 (1y) | ||
| Justin Pearce | Registered representative | CFP CFA | Jan 2026 (1y) | |
| Connor Garrett | Registered representative | Jan 2026 (1y) | ||
| William Edward Kelly | Registered representative | Jan 2026 (1y) | ||
| Andrew James Brown | Registered representative | CFP | Jan 2026 (1y) | |
| Ajmal Hakeemi | Registered representative | CFA | Jan 2026 (1y) | |
| Jiexi Li | Registered representative | Jan 2026 (1y) | ||
| Timothy Richard Schuler | Registered representative | Jan 2026 (1y) | ||
| Aaron James Hurley | Registered representative | CFP | Jan 2026 (1y) | |
| Heather Michelle Vacek | Registered representative | Feb 2026 (0y) | ||
| Rodney Nicholson | Registered representative | Feb 2026 (0y) | ||
| Stefan Michael Heaton | Registered representative | Feb 2026 (0y) | ||
| Derek G Anthony | Registered representative | Feb 2026 (0y) | ||
| Jake Donahue | Registered representative | Feb 2026 (0y) | ||
| Harrison Smith | Registered representative | Feb 2026 (0y) | ||
| Derrick C. Carter | Registered representative | CFP | Feb 2026 (0y) | |
| Devon A. Scarlett | Registered representative | Feb 2026 (0y) | ||
| Patrick Ru | Registered representative | CFA | Feb 2026 (0y) | |
| Kalyani Chandra | Registered representative | Feb 2026 (0y) | ||
| Lansen E Long Pan | Registered representative | CFP | Feb 2026 (0y) | |
| Jacob Michael Mc Comb | Registered representative | Feb 2026 (0y) | ||
| Scott A Miracle | Registered representative | Feb 2026 (0y) | ||
| John Bryan Loy | Registered representative | CFP | Feb 2026 (0y) | |
| Calvin J Celentano | Registered representative | CFP CFA | Feb 2026 (0y) | |
| Christopher Richard Tracy | Registered representative | Feb 2026 (0y) | ||
| Jack H Melikyan | Registered representative | Feb 2026 (0y) | ||
| Natali Espinosa | Registered representative | Feb 2026 (0y) | ||
| Gregg W Niesyty | Registered representative | Feb 2026 (0y) | ||
| Jacquelyn Coleman | Registered representative | Feb 2026 (0y) | ||
| Shaun Michael Flegal | Registered representative | CFA | Feb 2026 (0y) | |
| Angella Nakigozi | Registered representative | Feb 2026 (0y) | ||
| Donald Ryan Bradley | Registered representative | Mar 2026 (0y) | ||
| Rey Jiovanni Camacho | Registered representative | Mar 2026 (0y) | ||
| Nicole Hargrove | Registered representative | Mar 2026 (0y) | ||
| Ephraim Okeke | Registered representative | Mar 2026 (0y) | ||
| Bryan Medina | Registered representative | CFP | Mar 2026 (0y) | |
| Jeffrey Franklin Jensen | Registered representative | Mar 2026 (0y) | ||
| Jin Sub Kevin Hwang | Registered representative | Mar 2026 (0y) | ||
| Cassie Dzubinski | Registered representative | Mar 2026 (0y) | ||
| Jared Lee Johnson | Registered representative | CFP | Mar 2026 (0y) | |
| Ryan Malaeb | Registered representative | CFP | Mar 2026 (0y) | |
| Kasey Mc Curdy | Registered representative | CFA | Mar 2026 (0y) | |
| Nicholas James Harper | Registered representative | Mar 2026 (0y) | ||
| Yikedes Zerihun | Registered representative | Mar 2026 (0y) | ||
| Kimberly L Frank | Registered representative | Mar 2026 (0y) | ||
| Robert Keith Frost | Registered representative | Mar 2026 (0y) | ||
| Ammar Majeed Mandhai | Registered representative | Mar 2026 (0y) | ||
| Cameron Alim Ali | Registered representative | Mar 2026 (0y) | ||
| Casey Lynne Zeringue | Registered representative | Mar 2026 (0y) | ||
| William Jacob Mc Mannis | Registered representative | CFP | Mar 2026 (0y) | |
| John David Wheldon | Registered representative | Mar 2026 (0y) | ||
| Olivia May Dudley | Registered representative | Mar 2026 (0y) | ||
| Rodger Hanson | Registered representative | CFP | Mar 2026 (0y) | |
| Rebecca Theresa Sizelove | Registered representative | CFP | Mar 2026 (0y) | |
| Stephanie Piedra Morales | Registered representative | Mar 2026 (0y) | ||
| Juan D Sanchez | Registered representative | Apr 2026 (0y) | ||
| Bonnita L Hughes | Registered representative | Apr 2026 (0y) | ||
| Tanner David Dix | Registered representative | CFP | Apr 2026 (0y) | |
| Felipe Jesus Soto Ramos | Registered representative | CFP | Apr 2026 (0y) | |
| Jorje Luis Godina | Registered representative | Apr 2026 (0y) | ||
| Tyler Noel Gatlin | Registered representative | Apr 2026 (0y) | ||
| Bruce Reynolds | Registered representative | CFP | Apr 2026 (0y) | |
| Frederick John Redmond | Registered representative | Apr 2026 (0y) | ||
| Lisa Hemby | Registered representative | CFP | Apr 2026 (0y) | |
| Michael David Myers | Registered representative | Apr 2026 (0y) | ||
| David Landrum | Registered representative | Apr 2026 (0y) | ||
| James Ross Deshaies | Registered representative | CFP | Apr 2026 (0y) | |
| Augustin Nicholas Wehn | Registered representative | Apr 2026 (0y) | ||
| Cathryn Marie Sandborn | Registered representative | Apr 2026 (0y) | ||
| Ryan Edward Alexandre | Registered representative | Apr 2026 (0y) | ||
| Austin Joshua Pettitt | Registered representative | Apr 2026 (0y) | ||
| Sabrina Suen | Registered representative | CFP | Apr 2026 (0y) | |
| Daniel Nampha | Registered representative | CFP | Apr 2026 (0y) | |
| Alan Abraham Zwicker | Registered representative | Apr 2026 (0y) | ||
| David Abramson | Registered representative | Apr 2026 (0y) | ||
| Matthew Jackson | Registered representative | CFP Chartered Financial Consultant | Apr 2026 (0y) | |
| George Bela Holecsko | Registered representative | CFP Chartered Financial Consultant | Apr 2026 (0y) | |
| Parker Jeffery Brandenburg | Registered representative | CFP | Apr 2026 (0y) | |
| Ryan Suleiman Damra | Registered representative | CFP | Apr 2026 (0y) | |
| Shawn Jacob Mc Guire | Registered representative | Apr 2026 (0y) | ||
| Americo Garcia | Registered representative | Apr 2026 (0y) | ||
| Ariel Romero | Registered representative | Apr 2026 (0y) | ||
| Jason Scott Cvetan | Registered representative | Apr 2026 (0y) | ||
| Samer Rami Kaddoura | Registered representative | Apr 2026 (0y) | ||
| Cameron Jaden Heald | Registered representative | Apr 2026 (0y) | ||
| Daniela Edith Lopez Hernandez | Registered representative | Apr 2026 (0y) | ||
| Hallie Fraze | Registered representative | Apr 2026 (0y) | ||
| Joel Castor | Registered representative | CFP | Apr 2026 (0y) | |
| Sarah Justina Samm | Registered representative | Apr 2026 (0y) | ||
| Jacob Schmidt | Registered representative | CFP | Apr 2026 (0y) | |
| Brian J Wainscoat | Registered representative | Apr 2026 (0y) | ||
| Colin Garrett Maurer | Registered representative | Apr 2026 (0y) | ||
| Jack Stephens | Registered representative | Apr 2026 (0y) | ||
| James Garrett Moran | Registered representative | Apr 2026 (0y) | ||
| Rylee M Good | Registered representative | Apr 2026 (0y) | ||
| Jacob Eunice | Registered representative | Apr 2026 (0y) | ||
| Jason Payne | Registered representative | CFP | Apr 2026 (0y) | |
| Alexander Lee | Registered representative | Apr 2026 (0y) | ||
| Christopher Joseph Fernon | Registered representative | Apr 2026 (0y) | ||
| Crystal Alexa Cruz Mata | Registered representative | Apr 2026 (0y) | ||
| Daniel Paul Chesler | Registered representative | Apr 2026 (0y) | ||
| Blake Lea | Registered representative | CFP | Apr 2026 (0y) | |
| Alexander Thomas Csekme | Registered representative | May 2026 (0y) | ||
| Briana Hope James | Registered representative | May 2026 (0y) | ||
| Nolan Richard Sand | Registered representative | May 2026 (0y) | ||
| Philip J Yohannan | Registered representative | May 2026 (0y) | ||
| Teresa Schuelke | Registered representative | CFP | May 2026 (0y) | |
| Wade Elmo O Neal | Registered representative | May 2026 (0y) | ||
| Jaime Rangel | Registered representative | May 2026 (0y) | ||
| Malachi Nasire Jones | Registered representative | May 2026 (0y) | ||
| Olivia Harder | Registered representative | May 2026 (0y) | ||
| Samuel Christson Engulu | Registered representative | May 2026 (0y) | ||
| Boris Arodis Diaz | Registered representative | May 2026 (0y) | ||
| Joanne Bolden | Registered representative | May 2026 (0y) | ||
| Ryan Durham | Registered representative | May 2026 (0y) | ||
| Schyler J Rahman | Registered representative | May 2026 (0y) | ||
| Michael Jeffrey Kornegay | Registered representative | CFP | May 2026 (0y) | |
| Nehemiah Lavon Jefferson | Registered representative | May 2026 (0y) | ||
| Grant Gottdiner | Registered representative | CFP | May 2026 (0y) | |
| Gregory Thomas May | Registered representative | May 2026 (0y) | ||
| Angela Collins | Registered representative | May 2026 (0y) | ||
| Aaron Pimentel | Registered representative | CFP | May 2026 (0y) | |
| Jonathan C Wang | Registered representative | May 2026 (0y) | ||
| Santiago Santana | Registered representative | May 2026 (0y) | ||
| Sebastian Paz | Registered representative | May 2026 (0y) | ||
| Alexander Cameron Chin | Registered representative | May 2026 (0y) | ||
| James Ryan Watkins | Registered representative | CFP | May 2026 (0y) | |
| Kevin Baumhart | Registered representative | CFP | May 2026 (0y) | |
| Spencer Newell Ellsworth | Registered representative | CFP | May 2026 (0y) | |
| John Taylor Somerville | Registered representative | CFP | May 2026 (0y) | |
| Joshua Dietz | Registered representative | May 2026 (0y) | ||
| Walter Patrick Guilfoyle | Registered representative | May 2026 (0y) | ||
| Nina Anoya | Registered representative | May 2026 (0y) | ||
| Roseal W Stewart | Registered representative | CFP | May 2026 (0y) | |
| Maxwell J. Mitcham | Registered representative | May 2026 (0y) | ||
| Aaron Walles | Registered representative | May 2026 (0y) | ||
| Brandon Michael Sarlls | Registered representative | May 2026 (0y) | ||
| Brayan Fernandez Montenegro | Registered representative | May 2026 (0y) | ||
| Emily Adele Anderson | Registered representative | May 2026 (0y) | ||
| Hunter Reid Baumgartner | Registered representative | May 2026 (0y) | ||
| Jason Robert Bettendorf | Registered representative | May 2026 (0y) | ||
| Conor Cetola | Registered representative | May 2026 (0y) | ||
| Kenneth Alan Wagenknecht | Registered representative | CFP Chartered Financial Consultant | May 2026 (0y) | |
| Elisa Anne Stansbury | Registered representative | May 2026 (0y) | ||
| William Smith | Registered representative | May 2026 (0y) | ||
| Landon Blake Lau | Registered representative | May 2026 (0y) | ||
| Ryan Jay Sullivan | Registered representative | CFP | May 2026 (0y) | |
| Jordan Delano Kerney | Registered representative | May 2026 (0y) | ||
| Kade Christensen | Registered representative | May 2026 (0y) | ||
| Robyn Bennett Schmid | Registered representative | May 2026 (0y) | ||
| Zachary Sechkar | Registered representative | May 2026 (0y) | ||
| Andrew Michael Evans | Registered representative | May 2026 (0y) | ||
| Brent Steven Hultquist | Registered representative | May 2026 (0y) | ||
| Chadwick Scott Proctor | Registered representative | May 2026 (0y) | ||
| Krista Hartwell | Registered representative | May 2026 (0y) | ||
| Roland Villanueva | Registered representative | May 2026 (0y) | ||
| Adam Lewis | Registered representative | CFP | Jun 2026 (0y) | |
| Dennis Robert Shea | Registered representative | Jun 2026 (0y) | ||
| Eloy Jeremiah Leal | Registered representative | CFP | Jun 2026 (0y) | |
| Joseph Arthur Mccarthy | Registered representative | Jun 2026 (0y) | ||
| Troy Michael Klunk | Registered representative | Jun 2026 (0y) | ||
| David Abed Rabboh | Registered representative | CFP | Jun 2026 (0y) | |
| Alan Michael Kurt | Registered representative | CFP CFA | Jun 2026 (0y) | |
| Alexander Cornell | Registered representative | Jun 2026 (0y) | ||
| Christopher Sherman Dwulet | Registered representative | Jun 2026 (0y) | ||
| Irina Podmolska | Registered representative | CFP | Jun 2026 (0y) | |
| Javonte Hubbard | Registered representative | CFP | Jun 2026 (0y) | |
| Jesse Christian Vega | Registered representative | Jun 2026 (0y) | ||
| Brijinder Singh Grewal | Registered representative | Jun 2026 (0y) | ||
| Kevin Edward Seales | Registered representative | CFP | Jun 2026 (0y) | |
| Gregory Talcott | Registered representative | Jun 2026 (0y) | ||
| Jonathan Smilie | Registered representative | Jun 2026 (0y) | ||
| Thomas Sims | Registered representative | CFP | Jun 2026 (0y) | |
| Francisco Javier Herrera | Registered representative | CFP | Jun 2026 (0y) | |
| Stephen Lee | Registered representative | CFA | Jun 2026 (0y) | |
| Vanessa I Garcia | Registered representative | Jun 2026 (0y) | ||
| Alex Michael Kruszewski | Registered representative | Jun 2026 (0y) | ||
| Kinley Gean Kisselbaugh | Registered representative | Jun 2026 (0y) | ||
| Ethan Henry Redensek | Registered representative | Jun 2026 (0y) | ||
| Jonathan Scott Mrozek | Registered representative | Jun 2026 (0y) | ||
| Michelle Petrowski | Registered representative | CFP | Jun 2026 (0y) | |
| Zach Anthony Thurman | Registered representative | CFP | Jun 2026 (0y) | |
| Tatiana Renae Preval | Registered representative | Jun 2026 (0y) | ||
| Connor Messman | Registered representative | CFP | Jun 2026 (0y) | |
| Javier Capetillo | Registered representative | Jun 2026 (0y) | ||
| Jennifer Thurswell | Registered representative | Jun 2026 (0y) | ||
| Alexander Jeffrey Gido | Registered representative | Jun 2026 (0y) | ||
| Olivia Starkey | Registered representative | Jun 2026 (0y) | ||
| Emanuel Todd Guillen | Registered representative | CFP | Jun 2026 (0y) | |
| Melvin Duran | Registered representative | Jun 2026 (0y) | ||
| Natani Drati | Registered representative | CFP | Jun 2026 (0y) | |
| Connor James Hutchinson | Registered representative | Jun 2026 (0y) | ||
| Francesco Amato | Registered representative | CFP CFA | Jun 2026 (0y) | |
| Katherine Rose Evans | Registered representative | Jun 2026 (0y) | ||
| Dan Malone | Registered representative | Jun 2026 (0y) | ||
| Jason Forsythe | Registered representative | CFP | Jul 2026 (0y) | |
| Timothy Deshea Grisby | Registered representative | Jul 2026 (0y) | ||
| William Ezra Richardson | Registered representative | Jul 2026 (0y) | ||
| Vincent Emil Zupo | Registered representative | CFP | Jul 2026 (0y) | |
| Brittney Michelle Brinner | Registered representative | Jul 2026 (0y) | ||
| Dukehart H W Mac Millan | Registered representative | Jul 2026 (0y) | ||
| Derek Paul Shadick | Registered representative | Jul 2026 (0y) | ||
| Philip A Mastellone | Registered representative | Jul 2026 (0y) | ||
| Robert Williams | Registered representative | Jul 2026 (0y) | ||
| Taylor Mc Main | Registered representative | CFP | Jul 2026 (0y) | |
| Jason Kyle Rogers | Registered representative | CFP | Jul 2026 (0y) | |
| Kyle Ingram | Registered representative | Jul 2026 (0y) | ||
| Aaron Ellison | Registered representative | CFP | Jul 2026 (0y) | |
| Rachel Schmidt | Registered representative | Jul 2026 (0y) | ||
| Aubrey De Bose | Registered representative | Jul 2026 (0y) | ||
| Benjamin Chase Osborne | Registered representative | CFP | Jul 2026 (0y) | |
| Brandon Watson | Registered representative | Jul 2026 (0y) | ||
| Corbin Bulger | Registered representative | Jul 2026 (0y) | ||
| Roshni Vasa | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Schwab Holdings, Inc. | 100% Owner | Aug 2011 | A | 75% or more |
| The Charles Schwab Corporation | Shareholder | Mar 1987 | B | ≈ 56.25% – 100% via Schwab Holdings, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- The Charles Schwab Corporation: 75% – 100% of Schwab Holdings, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/29/2026 | 1.78 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Regulatory
as of Dec 02, 2024
Allegations: SUSPENDED FOR FAILURE TO PAY CHILD SUPPORT. THE SUSPENSION WAS LIFTED ONE MONTH LATER ON SEPTEMBER 17, 2008. DURING THIS PERIOD, MY MOTHER WAS IN HOSPICE. SHE PASSED AWAY ON OCTOBER 14, 2008. Status: Final Sanction Detail: SANCTION TYPE - SUSPENSION REGISTRATION CAPACITIES AFFECTED - ATTORNEY LICENSE DURATION - 32 DAYS START DATE - AUG 16, 2008 END DATE - SEP 17, 2008 Summary: SUSPENDED FOR FAILURE TO PAY CHILD SUPPORT. THE SUSPENSION WAS LIFTED ON ONE MONTH LATER ON SEPTEMBER 17, 2008. DURING THIS PERIOD, MY MOTHER WAS ON HOSPICE. SHE PASSED AWAY ON OCTOBER 14, 2008.
Regulatory
as of Dec 02, 2024
Allegations: SUSPENSION OF ATTORNEY LICENSE FOR FAILURE TO PAY ANNUAL BAR LICENSING FEES. I WAS OUT OF THE STATE DURING THIS PERIOD AND NOT PRACTICING LAW. Status: Final Sanction Detail: SUSPENSION REGISTRATION CAPACITIES AFFECTED - LICENSE TO PRACTICE LAW DURATION - 21 MONTHS START DATE - JUL 21, 1997 END DATE - APR 19, 1999 Summary: SUSPENSION OF ATTORNEY LICENSE FOR FAILURE TO PAY ANNUAL BAR LICENSING FEES. I WAS OUT OF THE STATE DURING THIS PERIOD AND NOT PRACTICING LAW.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Other fees
- • SWA PROGRAM PAID BY WRAP SPONSOR PURSUANT TO COST PLAN FORMULA.
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $91.1B (100% of AUM) Jan 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2026.
View current Form ADV (SEC/IAPD) ↗