AUMdb

Broadwood Capital, Inc

SEC-registered Private Fund Manager · Mid-sized ($1B–$10B) CRD 159286 · SEC file 801-73853 · New York, NY · WWW.BROADWOODCAPITAL.COM
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$1.7B
Discretionary
$1.7B
Clients
2
Avg AUM / client
$856M
Accounts
1
Employees
6

AUM over time

$286M $1.8B
Feb 14, 2012 Mar 31, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026

Investments (13F portfolio — 6 positions, $1,418,753,916)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Monster Beverage Corp New COM $587,490,898 8,107,796 41.4% 34.3%
2 Staar Surgical Co COM PAR $0.01 $301,515,845 16,123,842 21.3% 17.6%
3 Axon Enterprise Inc COM $294,524,214 693,504 20.8% 17.2%
4 Ishares Tr RUSSELL 2000 ETF $117,780,160 474,920 8.3% 6.88%
5 Lineage Cell Therapeutics Inc COM $78,306,367 49,560,992 5.52% 4.58%
6 Insight Molecular Dia Inc COM NEW $39,136,432 11,931,839 2.76% 2.29%

Top 25 of 6 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 2 $1.7B 100.0%

Private funds (1)

Reported in Form ADV Section 7.B.(1), filing of Aug 2024 · $1.2B combined gross assets

FundTypeDomicileGross assetsOwners
Broadwood Partners, L.P. Hedge Fund Delaware $1.2B 66

People (1)

NameRole / titleCredentialsWith firm sinceOwnership
Bradsher, Neal, Clifton President / Chief Compliance Officer Feb 2002 (25y) 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (1, $1.2B gross assets)

FundTypeGross assetsMin. investmentOwners
Broadwood Partners, L.P. Hedge Fund $1.2B $1.0M 66

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.18 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees
  • Performance-based fees

Services

  • Portfolio management for pooled investment vehicles
  • Selection of other advisers

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗