Focus Partners Wealth, Llc
SEC-registered
Wealth Manager · Mega ($100B+)
CRD 159289
· SEC file 801-72862
· St. Louis, MO
· www.linkedin.com
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ADV data as of Apr 30, 2026
- Regulatory AUM
- $182B
- Discretionary
- $148B
- Clients
- 62,466
- Avg AUM / client
- $2.9M
- Accounts
- 220,585
- Employees
- 1,915
AUM over time
$1.3B
$182B
Nov 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 30,825 | $13.5B | 7.43% |
| High net worth individuals | 30,177 | $143B | 78.4% |
| Investment companies | 4 | $1.5B | 0.84% |
| Pooled investment vehicles (non-investment companies) | 25 | $3.0B | 1.63% |
| Pension and profit sharing plans | 535 | $9.3B | 5.12% |
| Charitable organizations | 388 | $4.5B | 2.45% |
| State or municipal government entities | 42 | $3.6B | 1.99% |
| Other investment advisers | 12 | $699M | 0.38% |
| Insurance companies | 2 | $8.0M | 0.0% |
| Corporations and other businesses | 456 | $3.2B | 1.78% |
Private funds (18)
View all →Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $850M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Tcg Balanced Fund, L.P. | Other Private Fund | Delaware | $265M | 30 |
| Tcg Onshore Balanced Fund, L.P. | Other Private Fund | Delaware | $220M | 40 |
| Tcg Diversifying Strategies Fund, L.P. | Other Private Fund | Delaware | $65.5M | 40 |
| Tcg Income Opportunity Partnership, L.P. | Hedge Fund | Delaware | $52.5M | 96 |
| Trailhead Income, Lp | Private Equity Fund | Delaware | $51.8M | 99 |
| Topridge Capital Partners (Ai, L.P. | Private Equity Fund | Delaware | $34.5M | 40 |
| Tcg International Opportunities Fund, L.P. | Other Private Fund | Delaware | $32.6M | 30 |
| Gc Opportunities 2 Private Fund, Lp | Private Equity Fund | Delaware | $27.7M | 51 |
| Trailhead Growth, Lp | Private Equity Fund | Delaware | $20.4M | 62 |
| Trailhead Options Income Lp | Hedge Fund | Delaware | $19.2M | 50 |
| Trailhead Income Qp, Lp | Private Equity Fund | Delaware | $16.7M | 35 |
| Gc Opportunities I Private Fund, Lp | Private Equity Fund | Delaware | $13.4M | 51 |
| Gc Fintech Fund Lp feeder | Private Equity Fund | Delaware | $11.0M | 33 |
| Tcg Real Estate Partners Vii, Llc | Real Estate Fund | Delaware | $10.0M | 56 |
| Tcg Private Equity 2022, L.P. | Private Equity Fund | Delaware | $8.0M | 148 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Brown, Edwards & Company, L.L.P. 401 K Profit Sharing Plan Brown, Edwards & Company, L.L.P. | 2024 | |
| Netjets Aviation, Inc. 401(k) Retirement Plan Netjets Aviation, Inc. | 2024 | |
| Wpmg 401(k) Retirement Savings Plan Washington Permanente Medical Group, P.C. | 2024 | |
| G. O. Carlson, Inc. Employees 401(k) Plan G. O. Carlson, Inc. | 2024 | |
| Sidley Austin Llp Savings And Investment Plan Sidley Austin Llp | 2024 | |
| Gateway Ticketing Systems, Inc. 401(k) Plan Gateway Ticketing Systems, Inc. | 2024 | |
| Pulmonary Associates Of Richmond, Inc. Profit Sharing Plan Pulmonary Associates Of Richmond, Inc. | 2024 | |
| Perimeter Healthcare 401(k) Plan Rep Perimeter Holdings, Llc D/B/A Perimeter Healthcare | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (1,034)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bradley, Gina, Kulig | Chief Operating Officer | Oct 2011 (15y) | Less than 5% | |
| Brian William Katz | President Of Colony Investment Management & Chief Investment Officer | CFA | Oct 2011 (15y) | Less than 5% |
| Rubin, Ronald, Joseph | Vice Chair And Co President | Jan 2018 (9y) | Less than 5% | |
| Iosovich, Zinovy | Co President | Apr 2019 (7y) | Less than 5% | |
| Sullivan, Karla, Anne | General Counsel | Mar 2023 (3y) | Less than 5% | |
| Ryan, Sheila, Ann | President, Colony Wealth Management | Jan 2024 (3y) | Less than 5% | |
| Gratch, Vincent, Joseph | Deputy Chief Comp. Officer | Apr 2024 (2y) | Less than 5% | |
| Stelley, John, C. | Chief Compliance Officer | Apr 2024 (2y) | Less than 5% | |
| Anderson, Daniel, Mark | Chief Financial Officer | Jul 2024 (2y) | Less than 5% | |
| Birenbaum, Adam, Lawrence | Chief Executive Officer | Jul 2024 (2y) | Less than 5% | |
| Ferri, Justin, Christopher | Co President | Jul 2024 (2y) | Less than 5% | |
| Papa, Salvatore, John | Chief Legal & Risk Officer | Jul 2024 (2y) | Less than 5% | |
| Andrew James Wig | Registered representative | CFA | Jan 2012 (15y) | |
| Cheryl Lynne Wilkinson | Registered representative | CFP | Jan 2012 (15y) | |
| Denise Marie Duffy | Registered representative | Jan 2012 (15y) | ||
| Edward Vincent Schiela | Registered representative | Jan 2012 (15y) | ||
| Elisabeth Louise Talbot | Registered representative | CFA | Jan 2012 (15y) | |
| Jay Anthony Lupica | Registered representative | Jan 2012 (15y) | ||
| Jeffrey Taylor Craig | Registered representative | CFP | Jan 2012 (15y) | |
| Jonathan Thrun | Registered representative | Jan 2012 (15y) | ||
| Seth Paul Hieken | Registered representative | CFA | Jan 2012 (15y) | |
| Stephen Raymond Stelljes | Registered representative | CFP | Jan 2012 (15y) | |
| Stephen Thomas Sadler | Registered representative | Jan 2012 (15y) | ||
| Aaron Davis Bock | Registered representative | CFA | Jan 2012 (15y) | |
| Daniel Scott Mcdonald | Registered representative | CFP | Jan 2012 (15y) | |
| Joseph Alexander Salvati | Registered representative | CFP | Jan 2012 (15y) | |
| Mary Ileana Vlad | Registered representative | Jan 2012 (15y) | ||
| Matthew Christopher Ilteris | Registered representative | CFP | Jan 2012 (15y) | |
| Robert Houston Schundler | Registered representative | CFA | Jan 2012 (15y) | |
| Cary Paul Geller | Registered representative | CFP Personal Financial Specialist | Jul 2012 (14y) | |
| Frederick Clifford Macdonald | Registered representative | CFP CFA | Jul 2012 (14y) | |
| Erin Nicole Manganello | Registered representative | CFP | Jul 2012 (14y) | |
| Michael Thomas Wright | Registered representative | CFP | Jul 2012 (14y) | |
| Patrick Shea Donnelly | Registered representative | CFP | Jul 2012 (14y) | |
| Peter Anthony Mitrano | Registered representative | CFP CFA | Jul 2012 (14y) | |
| William Charles Weydemeyer | Registered representative | CFP | Jul 2012 (14y) | |
| Nadine Gordon Lee | Registered representative | CFP Personal Financial Specialist | Oct 2013 (13y) | |
| John Forbes Clark | Registered representative | CFP CFA | Dec 2013 (13y) | |
| Michael Andrew Haber | Registered representative | CFP | Dec 2013 (13y) | |
| Roderick Lett Macdonald | Registered representative | CFP | Oct 2014 (12y) | |
| Jeremy Karl Kuhlen | Registered representative | CFP | Mar 2015 (11y) | |
| Lisa Carolyn Longest | Registered representative | Mar 2015 (11y) | ||
| Erin Maureen Sullivan | Registered representative | CFP | Mar 2016 (10y) | |
| Jonathan Edward Lee | Registered representative | Mar 2016 (10y) | ||
| Christopher Scott Holton | Registered representative | CFP | May 2016 (10y) | |
| Jeff D Donham | Registered representative | CFP | May 2016 (10y) | |
| Alexander I Hock | Registered representative | CFA | Jan 2017 (10y) | |
| Kittye Elizabeth Tilford | Registered representative | CFP | Nov 2017 (9y) | |
| Connor Tucker Sullivan | Registered representative | CFP | Jan 2018 (9y) | |
| Edward Anthony Ciancarelli | Registered representative | CFA | Jan 2018 (9y) | |
| Max Benjamin Haspel | Registered representative | Jan 2018 (9y) | ||
| Sheryl Aronson Rothman | Registered representative | CFP CFA | Jan 2018 (9y) | |
| Matthew Coyne Gordon | Registered representative | CFP | Jan 2018 (9y) | |
| Ian Chase Cole | Registered representative | CFA | Feb 2018 (8y) | |
| Matthew R Rapoport | Registered representative | CFP | Feb 2018 (8y) | |
| Karen Lapier Baer | Registered representative | Feb 2018 (8y) | ||
| Nina Ramo Mitchell | Registered representative | Feb 2018 (8y) | ||
| Stephen Bruce Schuler | Registered representative | Feb 2018 (8y) | ||
| Shellie Kurek Peters | Registered representative | CFP | Feb 2018 (8y) | |
| Wayne Bruce Zussman | Registered representative | CFP | Feb 2018 (8y) | |
| Answan Demond Johnson | Registered representative | Oct 2018 (8y) | ||
| Andrew Zachary Belastock | Registered representative | Oct 2018 (8y) | ||
| Duke Caleb Duncan | Registered representative | Oct 2018 (8y) | ||
| Tyler Patrick Murphy | Registered representative | Jun 2019 (7y) | ||
| John William Schott | Registered representative | Jun 2019 (7y) | ||
| Michael Said Elzahr | Registered representative | CFA | Jun 2019 (7y) | |
| Steven Jay Rothenberg | Registered representative | Jun 2019 (7y) | ||
| Jacques Rene Elmaleh | Registered representative | CFA | Jun 2019 (7y) | |
| Tara Leigh Elmaleh | Registered representative | Jun 2019 (7y) | ||
| Nikol Elaine Tennant | Registered representative | CFP | Jun 2019 (7y) | |
| Sean Christopher Erickson | Registered representative | CFP | Jun 2019 (7y) | |
| Kenneth Alan Pritzker | Registered representative | Jul 2019 (7y) | ||
| Richard David Steinberg | Registered representative | CFA | Jul 2019 (7y) | |
| Mary Susan Van Bergen | Registered representative | Jul 2019 (7y) | ||
| Frederick Thomas Baird | Registered representative | Jul 2019 (7y) | ||
| Gail Ann Sullivan | Registered representative | Jul 2019 (7y) | ||
| Susan Marion Miller | Registered representative | CFP Personal Financial Specialist | Jul 2019 (7y) | |
| John Fremont Weeks | Registered representative | Nov 2019 (7y) | ||
| Jebalakshi Angeline Indrika Arnold | Registered representative | CFP | Dec 2019 (7y) | |
| Lori Sue Stanger | Registered representative | Nov 2020 (6y) | ||
| James Samuel Johnston | Registered representative | CFP | Dec 2020 (6y) | |
| Lori Balardini Deane | Registered representative | Apr 2021 (5y) | ||
| Jennifer Rose Stevens | Registered representative | CFP | Aug 2021 (5y) | |
| Matthew Stephen Salotti | Registered representative | CFA | Oct 2021 (5y) | |
| Pierson Friend | Registered representative | Nov 2021 (5y) | ||
| Andrew Wolf Vogelstein | Registered representative | Nov 2021 (5y) | ||
| John Philip Paduano | Registered representative | Nov 2021 (5y) | ||
| Daniel Tisser | Registered representative | CFA | Nov 2021 (5y) | |
| Gary Anthony Gerulskis | Registered representative | Jan 2022 (5y) | ||
| Richard Evan Rosenthal | Registered representative | Jan 2022 (5y) | ||
| Rachel Meri Zibrak | Registered representative | Mar 2022 (4y) | ||
| Todd Craig Silverman | Registered representative | Apr 2022 (4y) | ||
| Matthew Hollister Foster | Registered representative | CFP | Jun 2022 (4y) | |
| William Albert D Blase | Registered representative | Chartered Financial Consultant | Jul 2022 (4y) | |
| Jon Paul Mc Bride | Registered representative | CFP | Aug 2022 (4y) | |
| David Ulrich Sullivan | Registered representative | CFP | Aug 2022 (4y) | |
| Mackenzie Roers Nelson | Registered representative | CFP | Aug 2022 (4y) | |
| David Thomas Tracy | Registered representative | CFP | Aug 2022 (4y) | |
| Bradley Andrew Levin | Registered representative | CFP | Aug 2022 (4y) | |
| Adam Robert Firely | Registered representative | CFP | Aug 2022 (4y) | |
| William Charles Smiegal | Registered representative | CFP | Aug 2022 (4y) | |
| Jaimie L. Sousa | Registered representative | CFP | Sep 2022 (4y) | |
| Jonathan Jay Derby | Registered representative | Sep 2022 (4y) | ||
| Mark Alan Derby | Registered representative | Sep 2022 (4y) | ||
| John Michael Finnegan | Registered representative | Sep 2022 (4y) | ||
| Clare Amelia Ciervo | Registered representative | CFP | Nov 2022 (4y) | |
| Andrew John Hackett | Registered representative | Dec 2022 (4y) | ||
| Margaret Rose Watson | Registered representative | CFP | Dec 2022 (4y) | |
| Zi Wang | Registered representative | CFA | Dec 2022 (4y) | |
| Nicole Ilustre | Registered representative | Jan 2023 (4y) | ||
| Estelle Arlene Gonzalez | Registered representative | Jan 2023 (4y) | ||
| Brendan Henry Hand | Registered representative | Feb 2023 (3y) | ||
| David Trainor Tremblay | Registered representative | CFP | Feb 2023 (3y) | |
| Lauren Mc Collister Ledger | Registered representative | CFP | Feb 2023 (3y) | |
| Mark Charles Lapman | Registered representative | CFA | Feb 2023 (3y) | |
| Miriam Flicop Cooper | Registered representative | Feb 2023 (3y) | ||
| Jack Francis Baird | Registered representative | Apr 2023 (3y) | ||
| Christine Ann Crigler | Registered representative | CFP | May 2023 (3y) | |
| Nathaniel Baynes | Registered representative | Jun 2023 (3y) | ||
| Dominic Dina | Registered representative | CFP | Aug 2023 (3y) | |
| Thomas Donelan Leire | Registered representative | Sep 2023 (3y) | ||
| Diana Cheung Ng | Registered representative | Oct 2023 (3y) | ||
| Christopher Patrick Johnson | Registered representative | Dec 2023 (3y) | ||
| Giancarlo Nicholas Plati | Registered representative | Dec 2023 (3y) | ||
| Samarjit Shankar | Registered representative | Jan 2024 (3y) | ||
| Joseph Cuesta Kraninger | Registered representative | Jan 2024 (3y) | ||
| Grant Carver | Registered representative | Mar 2024 (2y) | ||
| Justin Norsworthy Wiles | Registered representative | Mar 2024 (2y) | ||
| Ryan James Bartholomew | Registered representative | Mar 2024 (2y) | ||
| Steven David Keirn | Registered representative | CFP | Mar 2024 (2y) | |
| Adam Edward Silvey | Registered representative | Mar 2024 (2y) | ||
| Adam Willis | Registered representative | Mar 2024 (2y) | ||
| Anthony Constanty Kosinski | Registered representative | Mar 2024 (2y) | ||
| Barry Jon Morgan | Registered representative | Mar 2024 (2y) | ||
| Carol Wright Cassoli | Registered representative | Mar 2024 (2y) | ||
| Chanel Lois Gullage | Registered representative | Mar 2024 (2y) | ||
| Darren Michael Norton | Registered representative | Mar 2024 (2y) | ||
| David Lawrence Brodsky | Registered representative | Mar 2024 (2y) | ||
| Debra Kendall Brede | Registered representative | Mar 2024 (2y) | ||
| Derek Robinson Thisse | Registered representative | Mar 2024 (2y) | ||
| Eric Herd Rosenberg | Registered representative | Mar 2024 (2y) | ||
| Iman Farimani | Registered representative | Mar 2024 (2y) | ||
| Jeffrey Mark Tancreti | Registered representative | Mar 2024 (2y) | ||
| John Stephen Murray | Registered representative | Mar 2024 (2y) | ||
| Kelli Anne Adams | Registered representative | CFP | Mar 2024 (2y) | |
| Margaret Elizabeth Welborn | Registered representative | Mar 2024 (2y) | ||
| Marissa Mary Malone | Registered representative | Mar 2024 (2y) | ||
| Matthew Emmett Ryan | Registered representative | CFP | Mar 2024 (2y) | |
| Matthew George Valentine | Registered representative | Mar 2024 (2y) | ||
| Philip Perry Jameson | Registered representative | Mar 2024 (2y) | ||
| Robert Francis Bodio | Registered representative | Mar 2024 (2y) | ||
| Roger William Wade | Registered representative | Mar 2024 (2y) | ||
| Ryan Clancey | Registered representative | Mar 2024 (2y) | ||
| Stephen E Marsters | Registered representative | Mar 2024 (2y) | ||
| Timothy Pinch | Registered representative | Mar 2024 (2y) | ||
| Tyler William Rich | Registered representative | Mar 2024 (2y) | ||
| James Thomas Da Silva | Registered representative | Mar 2024 (2y) | ||
| Brandon Eugene Arnold | Registered representative | Mar 2024 (2y) | ||
| Bhawana Khurana | Registered representative | CFA | May 2024 (2y) | |
| David Alexander Zaske | Registered representative | May 2024 (2y) | ||
| David James Janczewski | Registered representative | CFP CFA | May 2024 (2y) | |
| Erik Nels Larson | Registered representative | CFA | May 2024 (2y) | |
| Jason Lee Buck | Registered representative | CFP | May 2024 (2y) | |
| Jeffrey Scott Camp | Registered representative | CFA | May 2024 (2y) | |
| John Nicholas Mc Cormick | Registered representative | May 2024 (2y) | ||
| Michael Joshua Carlin | Registered representative | May 2024 (2y) | ||
| Michael Lee Dixon | Registered representative | CFP | May 2024 (2y) | |
| Mark Harold Bergsohn | Registered representative | CFP CFA | May 2024 (2y) | |
| Nicholas David Rounds | Registered representative | CFA | May 2024 (2y) | |
| Phillip Brian Cook | Registered representative | May 2024 (2y) | ||
| Rege Scott Eisaman | Registered representative | CFA | May 2024 (2y) | |
| Mackenzie Cunningham | Registered representative | CFA | May 2024 (2y) | |
| Tyler Edward Harrison | Registered representative | CFP | May 2024 (2y) | |
| Andrew Thomas Cook | Registered representative | May 2024 (2y) | ||
| Arthur Edward Zaske | Registered representative | May 2024 (2y) | ||
| Alex J Hattenhauer | Registered representative | CFA | May 2024 (2y) | |
| David Venegas | Registered representative | May 2024 (2y) | ||
| Mark E Carr | Registered representative | May 2024 (2y) | ||
| Michael Jerome Gentsch | Registered representative | CFP | May 2024 (2y) | |
| Shaunna Marie Zoeckler | Registered representative | May 2024 (2y) | ||
| William P Barclay | Registered representative | May 2024 (2y) | ||
| Barnaby Dexter Bullard | Registered representative | CFP | Jun 2024 (2y) | |
| Brian Christopher Pirri | Registered representative | CFP | Jun 2024 (2y) | |
| Christina Lynn Garland | Registered representative | CFP | Jun 2024 (2y) | |
| Christine Elizabeth Suozzi | Registered representative | CFP | Jun 2024 (2y) | |
| Edward J Mccarthy | Registered representative | Jun 2024 (2y) | ||
| Gregory Robert Britton | Registered representative | Chartered Financial Consultant | Jun 2024 (2y) | |
| Jay Paul Schuman | Registered representative | CFP | Jun 2024 (2y) | |
| Jennifer Danae Ryan | Registered representative | CFP | Jun 2024 (2y) | |
| John Edward Adamczyk | Registered representative | CFA | Jun 2024 (2y) | |
| John Peter Heslin | Registered representative | Jun 2024 (2y) | ||
| John Peter Routhier | Registered representative | Jun 2024 (2y) | ||
| Lawrence Jay Brottman | Registered representative | CFP | Jun 2024 (2y) | |
| Mark Lawrence Sagen | Registered representative | CFA | Jun 2024 (2y) | |
| Michelle Elizabeth Guarino | Registered representative | Jun 2024 (2y) | ||
| Rachel E. Soka | Registered representative | Jun 2024 (2y) | ||
| Robert Michael Palmer | Registered representative | CFP | Jun 2024 (2y) | |
| Stavros Elias Rizakos | Registered representative | Jun 2024 (2y) | ||
| Brian S Glick | Registered representative | CFA | Jun 2024 (2y) | |
| John Gordon Heinlein | Registered representative | Jun 2024 (2y) | ||
| Kollin Allard | Registered representative | CFP | Jun 2024 (2y) | |
| Louis Foxwell | Registered representative | CFA | Jun 2024 (2y) | |
| Roger A. Albrecht | Registered representative | CFA | Jun 2024 (2y) | |
| Toby Arthur Potterton | Registered representative | Jun 2024 (2y) | ||
| Christopher James Wilde | Registered representative | CFA | Jun 2024 (2y) | |
| Julie Christine Colucci | Registered representative | CFP | Jun 2024 (2y) | |
| Daniel Oscar Lopez | Registered representative | CFA | Jun 2024 (2y) | |
| Frank Mentone | Registered representative | CFA | Jun 2024 (2y) | |
| Drake Arlon Qualls | Registered representative | CFP | Jun 2024 (2y) | |
| Rebecca Jean Verr | Registered representative | Jun 2024 (2y) | ||
| Aaron David Grey | Registered representative | CFP | Jul 2024 (2y) | |
| Aaron Jonathan Vickar | Registered representative | Jul 2024 (2y) | ||
| Adam Gregory Yofan | Registered representative | Jul 2024 (2y) | ||
| Adam Jonathan Schweizer | Registered representative | Jul 2024 (2y) | ||
| Alan Carl Johnson | Registered representative | Jul 2024 (2y) | ||
| Alan Mark Schapire | Registered representative | CFP Personal Financial Specialist | Jul 2024 (2y) | |
| Alfredo Miguel Mesa | Registered representative | CFP | Jul 2024 (2y) | |
| Alicia Ashley Lewis | Registered representative | Jul 2024 (2y) | ||
| Alicia Temmerman Mchugh | Registered representative | Jul 2024 (2y) | ||
| Alison Lynch | Registered representative | Jul 2024 (2y) | ||
| Amanda Dawn Otto | Registered representative | CFP | Jul 2024 (2y) | |
| Amy Carol Berry | Registered representative | Jul 2024 (2y) | ||
| Analiese Cos Crane Holmes | Registered representative | Jul 2024 (2y) | ||
| Andrew Eric Waite | Registered representative | CFP | Jul 2024 (2y) | |
| Andrew Mcnary Leach | Registered representative | CFP | Jul 2024 (2y) | |
| Andrew Robert Kline | Registered representative | CFP | Jul 2024 (2y) | |
| Anita Muminovic | Registered representative | Jul 2024 (2y) | ||
| Antoinette Laferriere | Registered representative | CFP | Jul 2024 (2y) | |
| Arash Mark Katirai | Registered representative | CFP | Jul 2024 (2y) | |
| Austin Lee Vuichard | Registered representative | Jul 2024 (2y) | ||
| Austin Ryan Garber | Registered representative | CFP | Jul 2024 (2y) | |
| Adam Bryan Truebe | Registered representative | Jul 2024 (2y) | ||
| Adam David Arthurs | Registered representative | Jul 2024 (2y) | ||
| Adam Dunavant | Registered representative | Jul 2024 (2y) | ||
| Adam Roeder | Registered representative | Jul 2024 (2y) | ||
| Alexander Robert Norath | Registered representative | Jul 2024 (2y) | ||
| Allison Margaret Cooley | Registered representative | CFP | Jul 2024 (2y) | |
| Amanda Leigh Merrill | Registered representative | CFP | Jul 2024 (2y) | |
| Andrew Jeffery David Schneider | Registered representative | CFP | Jul 2024 (2y) | |
| Andrew W Collins | Registered representative | CFP | Jul 2024 (2y) | |
| Anthony Cheang | Registered representative | Jul 2024 (2y) | ||
| Austin J. Schettler | Registered representative | CFP | Jul 2024 (2y) | |
| Barbara Ann Ristow | Registered representative | CFP | Jul 2024 (2y) | |
| Benjamin Morgan Gross | Registered representative | Jul 2024 (2y) | ||
| Bethany Elizabeth Ketron | Registered representative | CFP | Jul 2024 (2y) | |
| Blake C Pokley | Registered representative | CFP | Jul 2024 (2y) | |
| Blake Lewis Christensen | Registered representative | CFP | Jul 2024 (2y) | |
| Brad Matthew Brisan | Registered representative | CFP | Jul 2024 (2y) | |
| Bradley Alan Wasserman | Registered representative | Personal Financial Specialist | Jul 2024 (2y) | |
| Bradley Grant Jenkins | Registered representative | CFP | Jul 2024 (2y) | |
| Brandon Scott Terkeltaub | Registered representative | CFP Chartered Financial Consultant | Jul 2024 (2y) | |
| Brenda Jean Janikowski | Registered representative | CFP | Jul 2024 (2y) | |
| Brendan James Toth | Registered representative | Jul 2024 (2y) | ||
| Brent Michael Thomas | Registered representative | CFP | Jul 2024 (2y) | |
| Brian David Haywood | Registered representative | Jul 2024 (2y) | ||
| Brian Eugene Pingatore | Registered representative | CFP | Jul 2024 (2y) | |
| Brian Hadley Fenn | Registered representative | CFP Chartered Financial Consultant | Jul 2024 (2y) | |
| Brian Raymond Gregorek | Registered representative | Jul 2024 (2y) | ||
| Brian Rouch Brush | Registered representative | CFP | Jul 2024 (2y) | |
| Brian Y Cheah | Registered representative | Jul 2024 (2y) | ||
| Brooke Hutzler Heidelbaugh | Registered representative | Jul 2024 (2y) | ||
| Bryan Dean Clintsman | Registered representative | CFP | Jul 2024 (2y) | |
| Bailey Noel Gilliam | Registered representative | Jul 2024 (2y) | ||
| Brandon Michael Schumacher | Registered representative | Jul 2024 (2y) | ||
| Carl Stephen Nadwodny | Registered representative | CFP CFA | Jul 2024 (2y) | |
| Catherine S. Gearig | Registered representative | CFP | Jul 2024 (2y) | |
| Charles Edward Moran | Registered representative | CFP | Jul 2024 (2y) | |
| Chiara Ann Renninger | Registered representative | CFP | Jul 2024 (2y) | |
| Christina Diane Keys | Registered representative | CFP | Jul 2024 (2y) | |
| Christopher J Ricci | Registered representative | CFP | Jul 2024 (2y) | |
| Corey Eugene Altman | Registered representative | CFP Personal Financial Specialist | Jul 2024 (2y) | |
| Cameron Allen Bradshaw | Registered representative | Jul 2024 (2y) | ||
| Carlee Marie Jones | Registered representative | Jul 2024 (2y) | ||
| Chase Richard Moceri | Registered representative | CFP | Jul 2024 (2y) | |
| Christopher Gibbons | Registered representative | Jul 2024 (2y) | ||
| Clay Matthew Jinks | Registered representative | Jul 2024 (2y) | ||
| Daniel Clyde Goldie | Registered representative | CFP CFA | Jul 2024 (2y) | |
| Daniel Jeffrey May | Registered representative | Jul 2024 (2y) | ||
| Daniel Thomas Newquist | Registered representative | CFP | Jul 2024 (2y) | |
| David Christopher Ressner | Registered representative | Jul 2024 (2y) | ||
| David Lee Srulevitch | Registered representative | CFP | Jul 2024 (2y) | |
| Dawn Ellen Filliatreault Wood | Registered representative | Jul 2024 (2y) | ||
| Deanna Lynn Strean | Registered representative | Jul 2024 (2y) | ||
| Dirk Gavin Gilliard | Registered representative | Jul 2024 (2y) | ||
| Donald K. Rochleau | Registered representative | CFP | Jul 2024 (2y) | |
| Douglas Francis Clark | Registered representative | Personal Financial Specialist | Jul 2024 (2y) | |
| Douglas Robert Buchan | Registered representative | CFP | Jul 2024 (2y) | |
| Daniel Evans | Registered representative | Jul 2024 (2y) | ||
| Daniel Hartmann | Registered representative | Jul 2024 (2y) | ||
| Daniel Joseph Westlund | Registered representative | Jul 2024 (2y) | ||
| Daniel Paul Jagiello | Registered representative | Jul 2024 (2y) | ||
| David Bosch | Registered representative | Jul 2024 (2y) | ||
| Elliot Dreyer Dole | Registered representative | CFP | Jul 2024 (2y) | |
| Emilie Hanna Schaffer | Registered representative | Jul 2024 (2y) | ||
| Emily Pace Allen | Registered representative | CFP | Jul 2024 (2y) | |
| Erica Nicole Bouchard | Registered representative | CFP | Jul 2024 (2y) | |
| Erik James Christman | Registered representative | CFP | Jul 2024 (2y) | |
| Emma Celeste Von Weise | Registered representative | Jul 2024 (2y) | ||
| Eric Ellison Schaefer | Registered representative | CFP | Jul 2024 (2y) | |
| Gail Cecelia Scully | Registered representative | CFA | Jul 2024 (2y) | |
| Grant Allen Heutel | Registered representative | CFP | Jul 2024 (2y) | |
| Gregory C Finke | Registered representative | CFP | Jul 2024 (2y) | |
| Harrison Alexander Wolfe | Registered representative | CFP | Jul 2024 (2y) | |
| Heidi Marie Rogan | Registered representative | Jul 2024 (2y) | ||
| Jacob Edward Masterson | Registered representative | CFA | Jul 2024 (2y) | |
| Jada Laine Diedrich | Registered representative | Jul 2024 (2y) | ||
| James A Cornfeld | Registered representative | CFP | Jul 2024 (2y) | |
| James K Underwood | Registered representative | CFP | Jul 2024 (2y) | |
| Jamie Lynn Slaughter | Registered representative | CFP | Jul 2024 (2y) | |
| Jarrett Daniel Simpson | Registered representative | CFP | Jul 2024 (2y) | |
| Jay Paul Wirig | Registered representative | Jul 2024 (2y) | ||
| Jay W Wirig | Registered representative | Personal Financial Specialist | Jul 2024 (2y) | |
| Jeffrey Stuart Chernitzer | Registered representative | Personal Financial Specialist | Jul 2024 (2y) | |
| Jennifer Baraba Wiechel | Registered representative | CFP | Jul 2024 (2y) | |
| Jeremy Jacob Bleyenberg | Registered representative | Jul 2024 (2y) | ||
| Jessica Lynne Jarosik | Registered representative | CFP | Jul 2024 (2y) | |
| Joel T Martin | Registered representative | CFP | Jul 2024 (2y) | |
| John Gregory Corn | Registered representative | Personal Financial Specialist | Jul 2024 (2y) | |
| Joli R Fridman | Registered representative | CFP | Jul 2024 (2y) | |
| Jonathan Max Abner | Registered representative | Jul 2024 (2y) | ||
| Joseph Fredrick Swanson | Registered representative | Jul 2024 (2y) | ||
| Joseph Michael Frontczak | Registered representative | CFP CFA | Jul 2024 (2y) | |
| Jack Garret Moore | Registered representative | Jul 2024 (2y) | ||
| Jacob Timothy Fechter | Registered representative | Jul 2024 (2y) | ||
| Jeffrey Patrick Palleschi | Registered representative | CFP | Jul 2024 (2y) | |
| Jordan Kasey Priddy | Registered representative | Jul 2024 (2y) | ||
| Judson Daniel Grimshaw | Registered representative | Jul 2024 (2y) | ||
| Katherine Frokedal Collins | Registered representative | CFP | Jul 2024 (2y) | |
| Kathleen Keary Marsden | Registered representative | CFP | Jul 2024 (2y) | |
| Keith Allen Barr | Registered representative | CFP Chartered Financial Consultant | Jul 2024 (2y) | |
| Keith Christopher Rybak | Registered representative | Personal Financial Specialist | Jul 2024 (2y) | |
| Kelly Jeanne Hokanson | Registered representative | CFP | Jul 2024 (2y) | |
| Kenneth Irl Rosenbaum | Registered representative | Jul 2024 (2y) | ||
| Kent William Schmidgall | Registered representative | CFP | Jul 2024 (2y) | |
| Kevin Andrew Grogan | Registered representative | CFP CFA | Jul 2024 (2y) | |
| Kory James Reid | Registered representative | Jul 2024 (2y) | ||
| Krystyn Joann Rash | Registered representative | CFP | Jul 2024 (2y) | |
| Kurt Christian Wunderlich | Registered representative | CFP | Jul 2024 (2y) | |
| Kurt James Schafers | Registered representative | CFP | Jul 2024 (2y) | |
| Kyle Christopher Imhof | Registered representative | Jul 2024 (2y) | ||
| Kent Edward Meyer | Registered representative | Jul 2024 (2y) | ||
| Kristopher Roche | Registered representative | CFP | Jul 2024 (2y) | |
| Kwasi Boahen Maafoh | Registered representative | CFP | Jul 2024 (2y) | |
| Lindsey Ann Weber | Registered representative | CFP | Jul 2024 (2y) | |
| Logan Andrew Ballard | Registered representative | Jul 2024 (2y) | ||
| Leigh Elisabeth Capelli | Registered representative | CFP | Jul 2024 (2y) | |
| Logan Dean Reno | Registered representative | CFP | Jul 2024 (2y) | |
| Madaline Ann Creehan | Registered representative | Jul 2024 (2y) | ||
| Mallory Kathleen Harrell | Registered representative | Jul 2024 (2y) | ||
| Mark Eric Winland | Registered representative | CFP | Jul 2024 (2y) | |
| Mark Leslie Smith | Registered representative | Personal Financial Specialist | Jul 2024 (2y) | |
| Mary Claire Leach | Registered representative | Jul 2024 (2y) | ||
| Maryann Irene Vognild | Registered representative | CFP | Jul 2024 (2y) | |
| Matthew Charles Clark | Registered representative | CFP | Jul 2024 (2y) | |
| Matthew Hughes Mckeand | Registered representative | Jul 2024 (2y) | ||
| Matthew John Romine | Registered representative | Jul 2024 (2y) | ||
| Matthew Robert Spezialetti | Registered representative | CFP CFA | Jul 2024 (2y) | |
| Matthew Robert Teel | Registered representative | CFP | Jul 2024 (2y) | |
| Maureen Colligan Costello | Registered representative | Jul 2024 (2y) | ||
| Meagan Carnahan Ranbarger | Registered representative | Jul 2024 (2y) | ||
| Michael Lee Clayman | Registered representative | CFP | Jul 2024 (2y) | |
| Michaela Elizabeth Peterson | Registered representative | CFP | Jul 2024 (2y) | |
| Mack Scott Nesbit | Registered representative | Jul 2024 (2y) | ||
| Nishant K Pandya | Registered representative | Jul 2024 (2y) | ||
| Nolin Rossi Frias | Registered representative | CFP | Jul 2024 (2y) | |
| Patrick Joseph Walsh | Registered representative | CFP | Jul 2024 (2y) | |
| Patrick Michael Kuster | Registered representative | CFP | Jul 2024 (2y) | |
| Peyton Estes Hudson | Registered representative | Jul 2024 (2y) | ||
| Philip Ho | Registered representative | CFP | Jul 2024 (2y) | |
| Rachel Leigh Mast | Registered representative | Jul 2024 (2y) | ||
| Rankin Theadore Ring | Registered representative | CFP | Jul 2024 (2y) | |
| Rebecca Anne Craig | Registered representative | CFP | Jul 2024 (2y) | |
| Rebecca Jordan Winkler | Registered representative | CFP | Jul 2024 (2y) | |
| Robert Dale Mitchell | Registered representative | CFP CFA | Jul 2024 (2y) | |
| Robert Eric Bertman | Registered representative | CFP CFA | Jul 2024 (2y) | |
| Roger Lewis Millbrook | Registered representative | Personal Financial Specialist | Jul 2024 (2y) | |
| Roger Richard Rowe | Registered representative | CFP | Jul 2024 (2y) | |
| Ryan Dale Mckibben | Registered representative | Jul 2024 (2y) | ||
| Ryan Foster Mitchell | Registered representative | CFP | Jul 2024 (2y) | |
| Ryne Charles Vickery | Registered representative | CFP | Jul 2024 (2y) | |
| Randall Brian Monaghan | Registered representative | CFP | Jul 2024 (2y) | |
| Richard Allan Brown | Registered representative | CFP | Jul 2024 (2y) | |
| Ryan Alexander Ely | Registered representative | CFA | Jul 2024 (2y) | |
| Sara Beth Cooke | Registered representative | CFP | Jul 2024 (2y) | |
| Scot Allan Colgrove | Registered representative | CFP | Jul 2024 (2y) | |
| Sean Joseph Mcginn | Registered representative | Jul 2024 (2y) | ||
| Stan P. Purvis | Registered representative | CFP | Jul 2024 (2y) | |
| Stephanie Elizabeth Sather | Registered representative | Jul 2024 (2y) | ||
| Stephanie Lyn Guerin | Registered representative | CFP | Jul 2024 (2y) | |
| Stephen Frederick Trousdale | Registered representative | CFP | Jul 2024 (2y) | |
| Stephen Louis Hicks | Registered representative | Jul 2024 (2y) | ||
| Stephen Michael Weiss | Registered representative | CFP | Jul 2024 (2y) | |
| Stephen Ross Wiechel | Registered representative | CFP | Jul 2024 (2y) | |
| Susan Hodges Strasbaugh | Registered representative | CFP | Jul 2024 (2y) | |
| Susan Michelle Hanlon | Registered representative | Jul 2024 (2y) | ||
| Samantha Ann Allen | Registered representative | Jul 2024 (2y) | ||
| Samuel Corson Brooks | Registered representative | CFP | Jul 2024 (2y) | |
| Samuel Katuzienski | Registered representative | CFP | Jul 2024 (2y) | |
| Scott Thomas Schaefer | Registered representative | CFP | Jul 2024 (2y) | |
| Tammy Lynn Courtney | Registered representative | CFP | Jul 2024 (2y) | |
| Thelia Ann Wade | Registered representative | Personal Financial Specialist | Jul 2024 (2y) | |
| Thomas Gerald Haug | Registered representative | CFP | Jul 2024 (2y) | |
| Thomas M Bodin | Registered representative | CFP CFA | Jul 2024 (2y) | |
| Timothy Mark Wochok | Registered representative | CFP | Jul 2024 (2y) | |
| Travis Allen Harper | Registered representative | CFP | Jul 2024 (2y) | |
| Tyler Michael Hunter | Registered representative | CFP | Jul 2024 (2y) | |
| Victoria Mary Trosset | Registered representative | Jul 2024 (2y) | ||
| Wendy Louise Hartman | Registered representative | CFP | Jul 2024 (2y) | |
| William Michael Thum | Registered representative | Jul 2024 (2y) | ||
| William Ryan Smith | Registered representative | CFP | Jul 2024 (2y) | |
| Aimee Jeannine Hansen | Registered representative | Jul 2024 (2y) | ||
| Albert Sullivan Davis | Registered representative | CFP | Jul 2024 (2y) | |
| Alexis Maafoh | Registered representative | CFP | Jul 2024 (2y) | |
| Alyssum Renee Hodges Malone | Registered representative | CFP | Jul 2024 (2y) | |
| Andrew Taylor Urban | Registered representative | CFP | Jul 2024 (2y) | |
| Antoinette Carmona | Registered representative | Jul 2024 (2y) | ||
| Benjamin Jacob Jones | Registered representative | CFP | Jul 2024 (2y) | |
| Brian Anthony Roemke | Registered representative | Jul 2024 (2y) | ||
| Christopher Michael Rodgers | Registered representative | CFP | Jul 2024 (2y) | |
| Douglas Wayne Mcculley | Registered representative | CFP | Jul 2024 (2y) | |
| Edward Wygant Gray | Registered representative | CFP | Jul 2024 (2y) | |
| Eric James Ousley | Registered representative | CFP | Jul 2024 (2y) | |
| Gregory Michael Lanier | Registered representative | CFP | Jul 2024 (2y) | |
| Jeffrey Charles Johnson | Registered representative | CFP | Jul 2024 (2y) | |
| Joshua Michael Chebul | Registered representative | CFP | Jul 2024 (2y) | |
| Jadah S Riley | Registered representative | Jul 2024 (2y) | ||
| Kevin Robert Tremor | Registered representative | Jul 2024 (2y) | ||
| Lindsay Christine Kobus | Registered representative | Jul 2024 (2y) | ||
| Mary Louise Ericksen | Registered representative | CFP | Jul 2024 (2y) | |
| Michael J Heiser | Registered representative | CFP | Jul 2024 (2y) | |
| Michael Pierre Indart | Registered representative | CFP | Jul 2024 (2y) | |
| Nicole M Gould | Registered representative | CFP | Jul 2024 (2y) | |
| Randall Scott Crimmings | Registered representative | CFP | Jul 2024 (2y) | |
| Robert J Hope | Registered representative | CFP | Jul 2024 (2y) | |
| Ryan T Guertin | Registered representative | CFP | Jul 2024 (2y) | |
| Ryan Thomas Berning | Registered representative | CFP | Jul 2024 (2y) | |
| Shannon Melissa Linder | Registered representative | CFP | Jul 2024 (2y) | |
| Stephanie E Jackson | Registered representative | CFP | Jul 2024 (2y) | |
| Thomas Terry Martin | Registered representative | CFP | Jul 2024 (2y) | |
| Thompson Danforth Hollo | Registered representative | CFA | Jul 2024 (2y) | |
| Darin C Clark | Registered representative | Jul 2024 (2y) | ||
| Jordan L Hatfield | Registered representative | Jul 2024 (2y) | ||
| Matthew Pranschke | Registered representative | CFP | Jul 2024 (2y) | |
| Amanda Nicole Sessler | Registered representative | CFP | Jul 2024 (2y) | |
| Christopher Erlewine | Registered representative | CFP | Jul 2024 (2y) | |
| Christopher Mark Willits | Registered representative | Jul 2024 (2y) | ||
| Evan Matthew Shamblin | Registered representative | Jul 2024 (2y) | ||
| Gregory Eldin Smith | Registered representative | Jul 2024 (2y) | ||
| Jerry Allen Slone | Registered representative | Jul 2024 (2y) | ||
| Joshua F Parker | Registered representative | CFP | Jul 2024 (2y) | |
| Dylan Stone Greer | Registered representative | CFP | Jul 2024 (2y) | |
| Melissa Ann Keiss | Registered representative | Jul 2024 (2y) | ||
| Cheryl Ann Furlong | Registered representative | CFP Personal Financial Specialist | Jul 2024 (2y) | |
| Cindy Samosky Mcghee | Registered representative | Personal Financial Specialist | Jul 2024 (2y) | |
| Daniel S Kean | Registered representative | Jul 2024 (2y) | ||
| Dorothy Marie Bourlier | Registered representative | CFP | Jul 2024 (2y) | |
| Jason Allen Smith | Registered representative | CFP | Jul 2024 (2y) | |
| Joseph V. Arena | Registered representative | Jul 2024 (2y) | ||
| Joshua Quinn Cepeda | Registered representative | CFP | Jul 2024 (2y) | |
| Karen Hausman Smith | Registered representative | CFP | Jul 2024 (2y) | |
| Matthew W Bourlier | Registered representative | Jul 2024 (2y) | ||
| Scott Allen Worley | Registered representative | CFP | Jul 2024 (2y) | |
| Kedre Djinn Mellor | Registered representative | Personal Financial Specialist | Jul 2024 (2y) | |
| Michael Joseph Rowley | Registered representative | Jul 2024 (2y) | ||
| Robert F. Firely | Registered representative | Jul 2024 (2y) | ||
| Brian C Mayfield | Registered representative | Jul 2024 (2y) | ||
| Brian E Zdrowak | Registered representative | CFP | Jul 2024 (2y) | |
| Peter Thomas Dillon | Registered representative | CFP | Jul 2024 (2y) | |
| James Marlin Witt | Registered representative | CFP | Jul 2024 (2y) | |
| Ashley Brooks | Registered representative | CFP | Jul 2024 (2y) | |
| Andrey Vladimirovich Rudomiotov | Registered representative | Jul 2024 (2y) | ||
| Blerina Hysi | Registered representative | Jul 2024 (2y) | ||
| Constanza Jelambi Illanes | Registered representative | Jul 2024 (2y) | ||
| Daniel John Rush | Registered representative | Jul 2024 (2y) | ||
| Kevin Gene Carlton | Registered representative | Jul 2024 (2y) | ||
| Lindsay Michal Wales | Registered representative | Jul 2024 (2y) | ||
| Mark John Pitcher | Registered representative | Jul 2024 (2y) | ||
| Alton Ray Meadows | Registered representative | CFP | Aug 2024 (2y) | |
| Cameron Dennis Starr | Registered representative | Aug 2024 (2y) | ||
| Joshua Shane Hunter | Registered representative | CFP | Aug 2024 (2y) | |
| Jay Alan Bowen | Registered representative | CFP | Aug 2024 (2y) | |
| Ethan Harrison Louis | Registered representative | Aug 2024 (2y) | ||
| Grover Wade Buffington | Registered representative | CFP | Aug 2024 (2y) | |
| Mason Tyser Petrie | Registered representative | Aug 2024 (2y) | ||
| Meghan Elizabeth Hogan | Registered representative | CFP | Aug 2024 (2y) | |
| Michelle Kruger Fernandez | Registered representative | CFP | Aug 2024 (2y) | |
| Nicole Caron | Registered representative | CFP | Aug 2024 (2y) | |
| Sean Travis Quigley | Registered representative | Aug 2024 (2y) | ||
| Anna Katherine Davis | Registered representative | CFP | Aug 2024 (2y) | |
| Landon Eidson Rogers | Registered representative | CFP | Aug 2024 (2y) | |
| Scott Alan Rutherford | Registered representative | CFP | Aug 2024 (2y) | |
| Todd Stephenson Jones | Registered representative | Aug 2024 (2y) | ||
| Thomas Michael Mcgrath | Registered representative | CFP | Aug 2024 (2y) | |
| Andrew Elton Fenton | Registered representative | CFP | Aug 2024 (2y) | |
| Jose M Camarena | Registered representative | Aug 2024 (2y) | ||
| Ryan Fedder | Registered representative | Aug 2024 (2y) | ||
| Xuyi Chen | Registered representative | Aug 2024 (2y) | ||
| Jacqueline Harris Higgenbotham | Registered representative | Aug 2024 (2y) | ||
| Jason Hemsley | Registered representative | CFP | Aug 2024 (2y) | |
| John Asher Hannah | Registered representative | Aug 2024 (2y) | ||
| Ethan Alexander Singer | Registered representative | Aug 2024 (2y) | ||
| Jaswinder Pal Mehra | Registered representative | Aug 2024 (2y) | ||
| Brian Edward Leach | Registered representative | CFA | Aug 2024 (2y) | |
| Neil William Deruiter | Registered representative | Aug 2024 (2y) | ||
| Timothy James Cowhey | Registered representative | CFP | Aug 2024 (2y) | |
| Kristina K Saunders | Registered representative | CFP | Aug 2024 (2y) | |
| Jerrold A Grecu | Registered representative | CFP CFA | Aug 2024 (2y) | |
| April Nicole Schultz | Registered representative | CFP | Sep 2024 (2y) | |
| Brooke Elizabeth Warner | Registered representative | CFP CFA | Sep 2024 (2y) | |
| Charles Dale Ebersole | Registered representative | CFP Chartered Financial Consultant | Sep 2024 (2y) | |
| Colleen Rosamond Gepp | Registered representative | CFP | Sep 2024 (2y) | |
| Chase Michael Campbell | Registered representative | CFP | Sep 2024 (2y) | |
| Donald Mathews Harris | Registered representative | CFA | Sep 2024 (2y) | |
| Eric Clinton Davis | Registered representative | CFP | Sep 2024 (2y) | |
| Ismar Zildzic | Registered representative | Sep 2024 (2y) | ||
| Janet Lynn Acheatel | Registered representative | CFP | Sep 2024 (2y) | |
| Katherine Puntharik Siriwan | Registered representative | CFP | Sep 2024 (2y) | |
| Kyle P Whisenhunt | Registered representative | CFP | Sep 2024 (2y) | |
| Lucas Wyatt Kulma | Registered representative | CFP CFA | Sep 2024 (2y) | |
| Lauren Nicole Szczybor | Registered representative | Sep 2024 (2y) | ||
| Peter William Mueller | Registered representative | CFP | Sep 2024 (2y) | |
| Ty Alan Summerlin | Registered representative | CFP | Sep 2024 (2y) | |
| Vanessa Hale Wieliczko | Registered representative | CFP | Sep 2024 (2y) | |
| Vernon Issac Eberly | Registered representative | CFP | Sep 2024 (2y) | |
| Rachel Mae Luken | Registered representative | CFP | Sep 2024 (2y) | |
| Gregory Fink | Registered representative | Sep 2024 (2y) | ||
| James Patrick Cooney | Registered representative | Sep 2024 (2y) | ||
| Mark Wallace Vermillion | Registered representative | CFP | Sep 2024 (2y) | |
| Peter James Garrigan | Registered representative | Sep 2024 (2y) | ||
| Robert Thomas Carnegie | Registered representative | CFP | Sep 2024 (2y) | |
| Henry Alexander Mclarty | Registered representative | Sep 2024 (2y) | ||
| Brian Michael Rodriguez | Registered representative | Sep 2024 (2y) | ||
| Mark Stephen Pelersi | Registered representative | Sep 2024 (2y) | ||
| Zachary Edward Brown | Registered representative | Sep 2024 (2y) | ||
| Derek Stephen Taddei | Registered representative | Sep 2024 (2y) | ||
| Sheryl L Rayner | Registered representative | Sep 2024 (2y) | ||
| Devin H Mc Combs | Registered representative | CFP | Sep 2024 (2y) | |
| Michael Daniel Kelly | Registered representative | CFA | Sep 2024 (2y) | |
| Jacob Norman Biliack | Registered representative | CFP | Sep 2024 (2y) | |
| Carly Nicole Slonin | Registered representative | Sep 2024 (2y) | ||
| Quintin Douglas Foreman | Registered representative | Sep 2024 (2y) | ||
| Gennadiy Todd | Registered representative | CFP | Sep 2024 (2y) | |
| Colin Matthew Doyle Place | Registered representative | Sep 2024 (2y) | ||
| Erich Karl Reinhardt | Registered representative | Oct 2024 (2y) | ||
| Tess Elizabeth Bosley | Registered representative | Oct 2024 (2y) | ||
| William J Tricarico | Registered representative | Oct 2024 (2y) | ||
| Dawn Ellen Doebler | Registered representative | CFP | Oct 2024 (2y) | |
| Joshua David Swartz | Registered representative | CFP | Oct 2024 (2y) | |
| Jennifer Jessen Jones | Registered representative | CFP | Oct 2024 (2y) | |
| Jason Kennedy | Registered representative | Oct 2024 (2y) | ||
| Kittiwat Sripom | Registered representative | CFP | Oct 2024 (2y) | |
| Lawrence Jack Lee | Registered representative | CFA | Oct 2024 (2y) | |
| Christopher Thomas Conway | Registered representative | Nov 2024 (2y) | ||
| Craig Mitchell Giventer | Registered representative | CFA | Nov 2024 (2y) | |
| Joshua Samuel Goldberg | Registered representative | CFP | Nov 2024 (2y) | |
| Justine Fredericks | Registered representative | Nov 2024 (2y) | ||
| Jacob Cheyette Cohen | Registered representative | Nov 2024 (2y) | ||
| Michael Lawrence Green | Registered representative | CFP | Nov 2024 (2y) | |
| Nicole Bartha Bailey | Registered representative | Nov 2024 (2y) | ||
| Raphael Feigenbaum | Registered representative | Nov 2024 (2y) | ||
| Wendy Elizabeth Duncan | Registered representative | Nov 2024 (2y) | ||
| Aaron Cohen | Registered representative | Nov 2024 (2y) | ||
| Albania D Tavarez Villar | Registered representative | Nov 2024 (2y) | ||
| Brenda Yvette Delmore | Registered representative | Nov 2024 (2y) | ||
| Brian A Marshall | Registered representative | Nov 2024 (2y) | ||
| Brian Jeffrey Howles | Registered representative | CFP CFA | Nov 2024 (2y) | |
| Bruce T Hotaling | Registered representative | CFA | Nov 2024 (2y) | |
| Caroline Beth Keenan | Registered representative | Nov 2024 (2y) | ||
| Caroline Elizabeth Aitoro | Registered representative | Nov 2024 (2y) | ||
| Christopher James Rafferty | Registered representative | CFP | Nov 2024 (2y) | |
| Claire Foster Weil | Registered representative | Nov 2024 (2y) | ||
| Delmy Noemi Lopez Cordero | Registered representative | Nov 2024 (2y) | ||
| Gary Allan Herz | Registered representative | CFP | Nov 2024 (2y) | |
| Gerald Barry Goldberg | Registered representative | Nov 2024 (2y) | ||
| Gray Stangler | Registered representative | Nov 2024 (2y) | ||
| Jeffrey Michael Mastrianna | Registered representative | CFP | Nov 2024 (2y) | |
| Jonathan Stuart Yolles | Registered representative | Nov 2024 (2y) | ||
| Joseph Bernard Mcbride | Registered representative | Nov 2024 (2y) | ||
| Jennie Margaret Mead Wilber | Registered representative | CFP | Nov 2024 (2y) | |
| Karen Sutton Lexow | Registered representative | CFP | Nov 2024 (2y) | |
| Lee Charles Batten | Registered representative | Nov 2024 (2y) | ||
| Melissa A Ciotoli | Registered representative | CFP | Nov 2024 (2y) | |
| Michael Joseph Lepore | Registered representative | Nov 2024 (2y) | ||
| Nicolas Mason Santos | Registered representative | Nov 2024 (2y) | ||
| Peter Augustus Karadimas | Registered representative | Nov 2024 (2y) | ||
| Shane Reilly | Registered representative | Nov 2024 (2y) | ||
| Steven Ulbrich | Registered representative | Nov 2024 (2y) | ||
| Vincent John Marsden | Registered representative | Nov 2024 (2y) | ||
| Michael Borzi | Registered representative | Nov 2024 (2y) | ||
| Michael Ernest Kitces | Registered representative | CFP Chartered Financial Consultant | Nov 2024 (2y) | |
| John Peter Milone | Registered representative | Nov 2024 (2y) | ||
| Robert Edmund Ochenkowski | Registered representative | CFA | Nov 2024 (2y) | |
| Kyle Loren Irion | Registered representative | CFP | Nov 2024 (2y) | |
| Waiyee Carmen Wong | Registered representative | CFP | Nov 2024 (2y) | |
| Anthony Jude Lischio | Registered representative | Nov 2024 (2y) | ||
| Clayton Michael Foster | Registered representative | CFP | Nov 2024 (2y) | |
| Ryan Timothy Ragoza | Registered representative | CFP | Nov 2024 (2y) | |
| Skyler Harrison Spitz | Registered representative | Dec 2024 (2y) | ||
| Oscar Antonio Cornejo | Registered representative | CFP | Dec 2024 (2y) | |
| David Jason Olson | Registered representative | Dec 2024 (2y) | ||
| Joseph W Wichlenski | Registered representative | Dec 2024 (2y) | ||
| Parker Stephen Walsh | Registered representative | Dec 2024 (2y) | ||
| Sarah Eatman Kyle | Registered representative | Jan 2025 (2y) | ||
| Martin Kane Stephenitch | Registered representative | Jan 2025 (2y) | ||
| Ian Douglas Barclay | Registered representative | Feb 2025 (2y) | ||
| Aaron Marcello Spencer | Registered representative | CFP | Feb 2025 (1y) | |
| Annika Brown | Registered representative | Feb 2025 (1y) | ||
| Christopher Francis Waclawik | Registered representative | CFP | Feb 2025 (1y) | |
| Charles Hagen Jones | Registered representative | Feb 2025 (1y) | ||
| Danielle Lynn Strumbeta | Registered representative | CFP | Feb 2025 (1y) | |
| Emily Catherine Hengstler | Registered representative | CFP | Feb 2025 (1y) | |
| Frank Mclaughlin | Registered representative | CFP | Feb 2025 (1y) | |
| Geoffrey Yale Curran | Registered representative | CFP CFA | Feb 2025 (1y) | |
| Isaac Everett | Registered representative | CFP | Feb 2025 (1y) | |
| Jacob Paul Wham | Registered representative | Feb 2025 (1y) | ||
| Jeffrey Gordon Barnett | Registered representative | CFP | Feb 2025 (1y) | |
| Jennifer Paige Lee | Registered representative | CFP CFA | Feb 2025 (1y) | |
| Katherine Ann Hamel | Registered representative | CFP | Feb 2025 (1y) | |
| Lowell Lombardini Parker | Registered representative | CFP | Feb 2025 (1y) | |
| Michael Brian Ersser | Registered representative | CFP | Feb 2025 (1y) | |
| Michelle Christine Xue Xue Shook | Registered representative | CFP | Feb 2025 (1y) | |
| Paresh Vinayak Kamdar | Registered representative | CFP | Feb 2025 (1y) | |
| Sierra Marie Butler | Registered representative | CFP | Feb 2025 (1y) | |
| Scott Michael Christensen | Registered representative | CFP | Feb 2025 (1y) | |
| Jeremy Andrew Burger | Registered representative | CFP CFA | Feb 2025 (1y) | |
| Michelle C. Lach | Registered representative | CFP | Feb 2025 (1y) | |
| Richard Matthew Homan | Registered representative | CFP | Feb 2025 (1y) | |
| Tyler Davidson Bartlett | Registered representative | CFP Chartered Financial Consultant | Feb 2025 (1y) | |
| Cay Lynn Prescott | Registered representative | Chartered Financial Consultant | Feb 2025 (1y) | |
| Elizabeth Breedlove Homan Gustafson | Registered representative | Feb 2025 (1y) | ||
| Maxwell Roman Suchomel | Registered representative | Feb 2025 (1y) | ||
| Patrick Mason Czerwinski | Registered representative | Feb 2025 (1y) | ||
| Preston Wong | Registered representative | Feb 2025 (1y) | ||
| Sarah Elizabeth Kordon | Registered representative | CFP | Feb 2025 (1y) | |
| Aimee Kirsten Butler | Registered representative | CFP | Feb 2025 (1y) | |
| Moorea Chan Monaco | Registered representative | CFP | Feb 2025 (1y) | |
| Charles Donald Dorn | Registered representative | Feb 2025 (1y) | ||
| Matthew Walter Mcbride | Registered representative | Feb 2025 (1y) | ||
| Arthur Edward Urban | Registered representative | CFP CFA | Feb 2025 (1y) | |
| Craig Francis Hemenway | Registered representative | Feb 2025 (1y) | ||
| Hannah Marie Collman | Registered representative | CFP | Feb 2025 (1y) | |
| Brett Daniel Esterson | Registered representative | CFA | Feb 2025 (1y) | |
| Eric Joseph Berquist | Registered representative | Mar 2025 (1y) | ||
| Tyler Capitano | Registered representative | CFP | Mar 2025 (1y) | |
| Jacob Christopher Neiner | Registered representative | CFP | Mar 2025 (1y) | |
| Reyna Mika Marks | Registered representative | Mar 2025 (1y) | ||
| Tanner Joseph Watson | Registered representative | Mar 2025 (1y) | ||
| Austin James Lewis | Registered representative | CFA | Mar 2025 (1y) | |
| Spencer Nathaniel Blair | Registered representative | Mar 2025 (1y) | ||
| Jeffrey Cannon Freeberg | Registered representative | CFP | Apr 2025 (1y) | |
| Brent Robert Mc Kee | Registered representative | Apr 2025 (1y) | ||
| Alex Eugene Chan | Registered representative | CFP | Apr 2025 (1y) | |
| Ben Y Peden | Registered representative | CFP | Apr 2025 (1y) | |
| Mark Andrew Rossi | Registered representative | Apr 2025 (1y) | ||
| Vanessa Contreras Pacheco | Registered representative | Apr 2025 (1y) | ||
| Yali Qin | Registered representative | Apr 2025 (1y) | ||
| Connor Michael Mc Mahon | Registered representative | CFP | May 2025 (1y) | |
| Eric Robert Swensen | Registered representative | CFP | May 2025 (1y) | |
| James Michael Knight | Registered representative | May 2025 (1y) | ||
| Michael Edward Spector | Registered representative | Personal Financial Specialist | May 2025 (1y) | |
| Adam Khalil Farid | Registered representative | CFP | May 2025 (1y) | |
| Alina Sohng | Registered representative | CFP | May 2025 (1y) | |
| Ann Chernow Moitra | Registered representative | May 2025 (1y) | ||
| Brady John Ball | Registered representative | CFP | May 2025 (1y) | |
| Evan David Rothschild | Registered representative | CFP CFA | May 2025 (1y) | |
| Gregory Todd Warner | Registered representative | CFP | May 2025 (1y) | |
| Jayne Louise Smith | Registered representative | CFA | May 2025 (1y) | |
| Jennifer Lynn Yacoube | Registered representative | CFP | May 2025 (1y) | |
| Joseph D Guerra | Registered representative | May 2025 (1y) | ||
| Konrad Wolfgang Kern | Registered representative | May 2025 (1y) | ||
| Mark Michael Bates | Registered representative | CFP | May 2025 (1y) | |
| Mehul Khivesara | Registered representative | May 2025 (1y) | ||
| Minou Kristina Rhoades | Registered representative | May 2025 (1y) | ||
| Regan Stuart Smith | Registered representative | CFP | May 2025 (1y) | |
| Rebekah Yvonne Mull | Registered representative | CFP | May 2025 (1y) | |
| Sarah Elizabeth Robinson | Registered representative | CFP | May 2025 (1y) | |
| Nathan Maxwell Pawlak | Registered representative | May 2025 (1y) | ||
| Leilah Essam Buker | Registered representative | May 2025 (1y) | ||
| Chandler Marie Peterson | Registered representative | CFP | May 2025 (1y) | |
| Brian Lowell Short | Registered representative | CFP | Jun 2025 (1y) | |
| Cole Alexander Mc Carter | Registered representative | Jun 2025 (1y) | ||
| Daniel D Meiklejohn | Registered representative | CFP Personal Financial Specialist | Jun 2025 (1y) | |
| Tia Maria Lee | Registered representative | CFP | Jun 2025 (1y) | |
| Zachary John Quante | Registered representative | Jun 2025 (1y) | ||
| Robert Cletus Phillips | Registered representative | CFP Personal Financial Specialist CFA | Jun 2025 (1y) | |
| Griffin Wallace Rea | Registered representative | Jun 2025 (1y) | ||
| Tyson Karl Beem | Registered representative | Jun 2025 (1y) | ||
| Alexander Cesar Augusto Deherrera | Registered representative | Jul 2025 (1y) | ||
| Allison Kollar | Registered representative | CFP | Jul 2025 (1y) | |
| Bryan Matthew Bach | Registered representative | Jul 2025 (1y) | ||
| David Kin Tse | Registered representative | Jul 2025 (1y) | ||
| Donald Zand Richner | Registered representative | CFP | Jul 2025 (1y) | |
| Emmanuel Romasanta | Registered representative | Jul 2025 (1y) | ||
| Gregory Peter Camperos | Registered representative | CFP | Jul 2025 (1y) | |
| Heather Kathleen Gaillard | Registered representative | Jul 2025 (1y) | ||
| Jeffrey G Darien | Registered representative | Jul 2025 (1y) | ||
| John Connor Mcchesney | Registered representative | Jul 2025 (1y) | ||
| Jon Carter Snare | Registered representative | CFP CFA | Jul 2025 (1y) | |
| Jon Michael Ekoniak | Registered representative | CFP | Jul 2025 (1y) | |
| Kaevaan Gene Mackay | Registered representative | Jul 2025 (1y) | ||
| Matthew John Anderson | Registered representative | Jul 2025 (1y) | ||
| Michael Anthony Carbone | Registered representative | Jul 2025 (1y) | ||
| Michael Lawrence Friedman | Registered representative | Jul 2025 (1y) | ||
| Moya Lillian Higgins | Registered representative | Jul 2025 (1y) | ||
| Nicholas George Radtke | Registered representative | Jul 2025 (1y) | ||
| Nicholas Jon Dewsnap | Registered representative | Jul 2025 (1y) | ||
| Nathan Dean Redman Brown | Registered representative | Jul 2025 (1y) | ||
| Randy Gene Ickler | Registered representative | Jul 2025 (1y) | ||
| Richard John Mazzola | Registered representative | Jul 2025 (1y) | ||
| Robert Blake Cecil | Registered representative | CFP | Jul 2025 (1y) | |
| Ryan Andrew Formanek | Registered representative | Jul 2025 (1y) | ||
| Robert Chris Peterson | Registered representative | Jul 2025 (1y) | ||
| Samuel Chapman Maxwell | Registered representative | Jul 2025 (1y) | ||
| Scott Matthew Perkins | Registered representative | CFP | Jul 2025 (1y) | |
| Theodore Louis Fern | Registered representative | Jul 2025 (1y) | ||
| Tonnette Patterson | Registered representative | Jul 2025 (1y) | ||
| Walter Michael Flynn | Registered representative | Jul 2025 (1y) | ||
| Andrea Templin Rhinehart | Registered representative | Jul 2025 (1y) | ||
| Bryan Joseph Turnbow | Registered representative | Jul 2025 (1y) | ||
| Chao Zheng | Registered representative | CFP CFA | Jul 2025 (1y) | |
| David Keith Murdock | Registered representative | CFP | Jul 2025 (1y) | |
| Fabian Garces | Registered representative | CFP CFA | Jul 2025 (1y) | |
| Isabelle De Andrade Araujo | Registered representative | CFA | Jul 2025 (1y) | |
| James Michael Hering | Registered representative | CFA | Jul 2025 (1y) | |
| Janet Uyen Duong | Registered representative | Jul 2025 (1y) | ||
| Jason Anthony Pfannenstiel | Registered representative | Jul 2025 (1y) | ||
| Jamshedi Umarzoda | Registered representative | Jul 2025 (1y) | ||
| Justin Carl Dime | Registered representative | CFP Chartered Financial Consultant | Jul 2025 (1y) | |
| Kyle James Gionet | Registered representative | CFP | Jul 2025 (1y) | |
| Maggie Chi Liu | Registered representative | CFP | Jul 2025 (1y) | |
| Maximus Xuan Nguyen | Registered representative | Jul 2025 (1y) | ||
| Nicholas Steven Siracusa Casaccia | Registered representative | CFP | Jul 2025 (1y) | |
| Philip Thomas Platt | Registered representative | Jul 2025 (1y) | ||
| Ryan Michael Murphy | Registered representative | Jul 2025 (1y) | ||
| Sandipa Pardeshi | Registered representative | Jul 2025 (1y) | ||
| Thomas Carl Myers | Registered representative | CFP CFA | Jul 2025 (1y) | |
| Tyler Cory Johnson | Registered representative | CFP | Jul 2025 (1y) | |
| Unifia Yeram Choi | Registered representative | Jul 2025 (1y) | ||
| Yanxiao Li | Registered representative | CFP | Jul 2025 (1y) | |
| Ali Kavianian | Registered representative | CFP | Jul 2025 (1y) | |
| Joseph Dennis Mclaughlin | Registered representative | Jul 2025 (1y) | ||
| Garrett Michael Alabado | Registered representative | Jul 2025 (1y) | ||
| William Scott Abram | Registered representative | CFP | Jul 2025 (1y) | |
| Kennadi M Haythorne | Registered representative | Jul 2025 (1y) | ||
| John Bradley Rodgers | Registered representative | Jul 2025 (1y) | ||
| Joshua Ray Lawson | Registered representative | Jul 2025 (1y) | ||
| Joseph Peter Maglio | Registered representative | Jul 2025 (1y) | ||
| Sean Patrick Smyth | Registered representative | Jul 2025 (1y) | ||
| Gavin M Cook | Registered representative | Jul 2025 (1y) | ||
| William Cullen Ferguson | Registered representative | CFP | Jul 2025 (1y) | |
| Matthew D. Lankford | Registered representative | Jul 2025 (1y) | ||
| Michael Cameron O'leary | Registered representative | Aug 2025 (1y) | ||
| Robert Anthony Ziliak | Registered representative | CFP | Aug 2025 (1y) | |
| Tyler Morgan Singler | Registered representative | Aug 2025 (1y) | ||
| Nicholas Andrew Tarr | Registered representative | Aug 2025 (1y) | ||
| Afsana Jahan | Registered representative | Aug 2025 (1y) | ||
| Lucien Elliot Heilbronner | Registered representative | Aug 2025 (1y) | ||
| Cornelius James David | Registered representative | CFP | Aug 2025 (1y) | |
| James Donald David | Registered representative | Personal Financial Specialist | Aug 2025 (1y) | |
| Priya Khanna | Registered representative | CFA | Sep 2025 (1y) | |
| Sarah Jacob Beyrich | Registered representative | CFA | Sep 2025 (1y) | |
| Jennifer Michelle O'connor | Registered representative | CFP | Sep 2025 (1y) | |
| Justin Bradley Reed | Registered representative | Sep 2025 (1y) | ||
| Jacqueline Renee Becker | Registered representative | Sep 2025 (1y) | ||
| Allen Wescott Jacob | Registered representative | Sep 2025 (1y) | ||
| John Clark Sullivan | Registered representative | Sep 2025 (1y) | ||
| Rebecca Jeanette Leitner | Registered representative | CFP | Sep 2025 (1y) | |
| John Kelly Morard | Registered representative | Sep 2025 (1y) | ||
| Alexander Brian Zdrowak | Registered representative | Sep 2025 (1y) | ||
| John Thomas Sutterfield | Registered representative | Sep 2025 (1y) | ||
| Nathan Sharan Mirji | Registered representative | Sep 2025 (1y) | ||
| Hugh Bradley Toland | Registered representative | Oct 2025 (1y) | ||
| Noah S Putnam | Registered representative | CFP | Oct 2025 (1y) | |
| Timothy Duane Wilcox | Registered representative | Oct 2025 (1y) | ||
| Alex W Nielsen | Registered representative | CFA | Oct 2025 (1y) | |
| Ebersole C Gaines | Registered representative | Oct 2025 (1y) | ||
| Edwin Ned Hopper | Registered representative | Oct 2025 (1y) | ||
| Jed Mathias Brody | Registered representative | CFP Chartered Financial Consultant | Oct 2025 (1y) | |
| Ludwell Graham Gaines | Registered representative | Oct 2025 (1y) | ||
| Michael H Arko | Registered representative | Oct 2025 (1y) | ||
| Ryan M Gargol | Registered representative | Oct 2025 (1y) | ||
| Sara Suzann Alexander | Registered representative | Oct 2025 (1y) | ||
| Witta Payackapan | Registered representative | Oct 2025 (1y) | ||
| Douglas R. Rogers | Registered representative | Oct 2025 (1y) | ||
| Tucker T Hanson | Registered representative | Oct 2025 (1y) | ||
| Brandon Evan Lappin | Registered representative | Oct 2025 (1y) | ||
| Andrew Thomas D'aprile | Registered representative | CFA | Oct 2025 (1y) | |
| Kara Michelle Hughes | Registered representative | Oct 2025 (1y) | ||
| Lori Beth Lustberg | Registered representative | CFP | Oct 2025 (1y) | |
| Marvin James Davies | Registered representative | CFP | Oct 2025 (1y) | |
| Whitney Denise Turner | Registered representative | CFP | Oct 2025 (1y) | |
| Claire Louise Schulte | Registered representative | CFP | Nov 2025 (1y) | |
| Robert James Emens | Registered representative | CFP | Nov 2025 (1y) | |
| Will Emerick Benner | Registered representative | CFP | Nov 2025 (1y) | |
| Matthew Joseph Vietri | Registered representative | Nov 2025 (1y) | ||
| Khaleid Dave Castelle | Registered representative | CFA | Nov 2025 (1y) | |
| Troy Donahue | Registered representative | Nov 2025 (1y) | ||
| Vincent Pasquale Fieg | Registered representative | Nov 2025 (1y) | ||
| Ryan A Kellis | Registered representative | Nov 2025 (1y) | ||
| William Baldwin Aaron | Registered representative | Nov 2025 (1y) | ||
| Connor Ian Wiggins | Registered representative | Dec 2025 (1y) | ||
| Ian Douglas Mac Kinnon | Registered representative | Dec 2025 (1y) | ||
| Jacklynn Reylynn Larson | Registered representative | Dec 2025 (1y) | ||
| Jose Sebastian Yeung Cheng | Registered representative | Dec 2025 (1y) | ||
| Jared Anthony Espinoza | Registered representative | CFP | Dec 2025 (1y) | |
| Xiaoyuan Shang | Registered representative | Dec 2025 (1y) | ||
| Mark William Hodges | Registered representative | CFP | Dec 2025 (1y) | |
| Shequeta Rice | Registered representative | Dec 2025 (1y) | ||
| Timothy James Palen | Registered representative | Dec 2025 (1y) | ||
| Charles Randall Conner | Registered representative | Jan 2026 (1y) | ||
| Craig Stephen Jones | Registered representative | Jan 2026 (1y) | ||
| Eileen Almquist Holmes | Registered representative | Jan 2026 (1y) | ||
| John Michael Winterscheidt | Registered representative | Personal Financial Specialist | Jan 2026 (1y) | |
| Andrew Novak | Registered representative | CFP | Jan 2026 (1y) | |
| Christopher J Nicholson | Registered representative | CFP | Jan 2026 (1y) | |
| Steven R Putzel | Registered representative | Jan 2026 (1y) | ||
| Tyler J Bartley | Registered representative | Jan 2026 (1y) | ||
| Adam Jonathan Price | Registered representative | CFP | Jan 2026 (1y) | |
| Adam Matthew Pawloski | Registered representative | CFP | Jan 2026 (1y) | |
| Adam Rudolph Shemaria | Registered representative | CFP | Jan 2026 (1y) | |
| Andrew David Cohn | Registered representative | Jan 2026 (1y) | ||
| Andrew Terrence Denenberg | Registered representative | CFP | Jan 2026 (1y) | |
| Ashley Elizabeth Seubert | Registered representative | CFP | Jan 2026 (1y) | |
| Amanda Falkum | Registered representative | CFP | Jan 2026 (1y) | |
| Amy Michele Zamikovsky | Registered representative | CFP | Jan 2026 (1y) | |
| Andrea Conway | Registered representative | CFP | Jan 2026 (1y) | |
| Benjamin Jacob Bremen | Registered representative | CFP | Jan 2026 (1y) | |
| Beth D Lynch | Registered representative | CFP | Jan 2026 (1y) | |
| Brian Gerard Callahan | Registered representative | Jan 2026 (1y) | ||
| Brian Lee Janes | Registered representative | Jan 2026 (1y) | ||
| Brittany Argaez | Registered representative | Jan 2026 (1y) | ||
| Catherine Cannon Goel | Registered representative | Jan 2026 (1y) | ||
| Charles Anthony Mattiucci | Registered representative | Jan 2026 (1y) | ||
| Clarissa Rugaber Hobson | Registered representative | CFP | Jan 2026 (1y) | |
| Daniel T. Eye | Registered representative | CFA | Jan 2026 (1y) | |
| Daniel Thomas Murphy | Registered representative | CFA | Jan 2026 (1y) | |
| Daryl Duane Patten | Registered representative | Jan 2026 (1y) | ||
| David A Castro | Registered representative | CFP | Jan 2026 (1y) | |
| David Anthony Plante | Registered representative | CFP | Jan 2026 (1y) | |
| David James Copeland | Registered representative | Jan 2026 (1y) | ||
| Douglas Alfred Crimmins | Registered representative | Jan 2026 (1y) | ||
| David Frank Budzisz | Registered representative | Jan 2026 (1y) | ||
| Deborah Hopkins | Registered representative | CFP | Jan 2026 (1y) | |
| Emily Patricia Franco | Registered representative | CFP | Jan 2026 (1y) | |
| Emily Sue Sippel | Registered representative | CFP | Jan 2026 (1y) | |
| Ehidiame O Eichie | Registered representative | CFP | Jan 2026 (1y) | |
| Eunji Kwon | Registered representative | Jan 2026 (1y) | ||
| Gordan Craig Post | Registered representative | CFP | Jan 2026 (1y) | |
| Gregory Allen Herr | Registered representative | CFA | Jan 2026 (1y) | |
| Harold William Gianopulos | Registered representative | CFP | Jan 2026 (1y) | |
| John E. Roessler | Registered representative | CFP | Jan 2026 (1y) | |
| Jonathan Dawson Ahalt | Registered representative | Jan 2026 (1y) | ||
| Jenny P Boyke | Registered representative | CFP | Jan 2026 (1y) | |
| Jonathan R. Smith | Registered representative | CFP | Jan 2026 (1y) | |
| Kathryn C. Glanz | Registered representative | CFP | Jan 2026 (1y) | |
| Kenneth P Tillman | Registered representative | CFP | Jan 2026 (1y) | |
| Kaitlyn Yvonne Haney | Registered representative | CFP | Jan 2026 (1y) | |
| Kate Jonynas | Registered representative | CFP | Jan 2026 (1y) | |
| Kathryn Doherty | Registered representative | Jan 2026 (1y) | ||
| Kyle G Eichorn | Registered representative | Jan 2026 (1y) | ||
| Lance James Sherry | Registered representative | CFP | Jan 2026 (1y) | |
| Marc Stuart Brenner | Registered representative | Jan 2026 (1y) | ||
| Marcie P. Nach | Registered representative | CFP | Jan 2026 (1y) | |
| Mariano Lopez | Registered representative | Jan 2026 (1y) | ||
| Mark Charles Ott | Registered representative | Jan 2026 (1y) | ||
| Mary Faessler Bakhaus | Registered representative | Jan 2026 (1y) | ||
| Michael James Meador | Registered representative | Jan 2026 (1y) | ||
| Michael Morse Garrison | Registered representative | CFP CFA | Jan 2026 (1y) | |
| Michael Nmn Blehar | Registered representative | Jan 2026 (1y) | ||
| Michael Robert Marciszewski | Registered representative | CFP | Jan 2026 (1y) | |
| Michael S. Karmin | Registered representative | CFP CFA | Jan 2026 (1y) | |
| Michael Todd Krachey | Registered representative | CFA | Jan 2026 (1y) | |
| Mary E Anderson | Registered representative | Jan 2026 (1y) | ||
| Matthew Alexander Cox | Registered representative | Jan 2026 (1y) | ||
| Michael Tuber | Registered representative | Jan 2026 (1y) | ||
| Natalie Faye Gordon | Registered representative | Jan 2026 (1y) | ||
| Phillip Woodford | Registered representative | Jan 2026 (1y) | ||
| Richard Gordon Leader | Registered representative | CFA | Jan 2026 (1y) | |
| Robert Nicholas Hochkins | Registered representative | Jan 2026 (1y) | ||
| Roman William Day | Registered representative | Jan 2026 (1y) | ||
| Ruben Richard Rivas | Registered representative | Jan 2026 (1y) | ||
| Ruth Yvonne Impastato | Registered representative | Jan 2026 (1y) | ||
| Sandra Loraine Knecht | Registered representative | CFA | Jan 2026 (1y) | |
| Thomas Lyn Buhrmann | Registered representative | Jan 2026 (1y) | ||
| Tyler Borzak | Registered representative | Jan 2026 (1y) | ||
| Vishaal Tummala | Registered representative | CFP | Jan 2026 (1y) | |
| William David Van Keulen | Registered representative | CFP Personal Financial Specialist | Jan 2026 (1y) | |
| Whitney Kathryn Spalding Spencer | Registered representative | CFP | Jan 2026 (1y) | |
| Yiwen Chen | Registered representative | CFA | Jan 2026 (1y) | |
| Austin James Martineau | Registered representative | Jan 2026 (1y) | ||
| Ayushi Nimesh Patel | Registered representative | Jan 2026 (1y) | ||
| Bryce Walker Sowitch | Registered representative | Jan 2026 (1y) | ||
| Bryson Jeffrey Roof | Registered representative | CFP | Jan 2026 (1y) | |
| Cory Grant Rappaport | Registered representative | Jan 2026 (1y) | ||
| David Anthony Twibell | Registered representative | Jan 2026 (1y) | ||
| Eric Robert O'brien | Registered representative | CFP | Jan 2026 (1y) | |
| Jack Lawrence Newman | Registered representative | Jan 2026 (1y) | ||
| Jeffrey Michael Fosselman | Registered representative | CFP Personal Financial Specialist | Jan 2026 (1y) | |
| Jesse Lewis Stumpf | Registered representative | CFA | Jan 2026 (1y) | |
| Kathleen Dougherty Klein | Registered representative | CFP | Jan 2026 (1y) | |
| Matthew Paul Villers | Registered representative | CFP | Jan 2026 (1y) | |
| Merilou Bury | Registered representative | Jan 2026 (1y) | ||
| Nathan M Boxx | Registered representative | CFP | Jan 2026 (1y) | |
| Peter C Crowell | Registered representative | CFP | Jan 2026 (1y) | |
| Quinn Patrick Martin | Registered representative | CFP | Jan 2026 (1y) | |
| Ruth Fiorentino Uress | Registered representative | CFP | Jan 2026 (1y) | |
| Skylar Harrison Riddle | Registered representative | CFP | Jan 2026 (1y) | |
| Susan Lynn Wolfe | Registered representative | Jan 2026 (1y) | ||
| Theodore Maylon Bovard | Registered representative | Jan 2026 (1y) | ||
| Brian Patrick Sullivan | Registered representative | Jan 2026 (1y) | ||
| Dante Peterson | Registered representative | CFP | Jan 2026 (1y) | |
| Gavin David Lyons | Registered representative | CFP | Jan 2026 (1y) | |
| Jeffrey John Gordon | Registered representative | Jan 2026 (1y) | ||
| Alan Dixon Beugg | Registered representative | Jan 2026 (1y) | ||
| Craig Evans Carnick | Registered representative | CFP | Jan 2026 (1y) | |
| Carol Jean Vander Sluis | Registered representative | Jan 2026 (1y) | ||
| Joel Milton Hunter | Registered representative | CFP | Jan 2026 (1y) | |
| Mark Christopher Rosland | Registered representative | Jan 2026 (1y) | ||
| Maury Leonard Fertig | Registered representative | Jan 2026 (1y) | ||
| Robert Allen Stone | Registered representative | Jan 2026 (1y) | ||
| William Fitzgerald Engel | Registered representative | CFP | Jan 2026 (1y) | |
| Zachary Westbrook Tart | Registered representative | Jan 2026 (1y) | ||
| Ernest Lewis Macvicar | Registered representative | Jan 2026 (1y) | ||
| Timothy Charles Kindelin | Registered representative | Jan 2026 (1y) | ||
| Andrew Douglas Hambleton | Registered representative | CFP | Jan 2026 (1y) | |
| Bradley Randolph Newman | Registered representative | CFP | Jan 2026 (1y) | |
| Robert Joel Adorno | Registered representative | CFP | Jan 2026 (1y) | |
| Brian Patrick Babcock | Registered representative | Jan 2026 (1y) | ||
| Dominic Michael Morello | Registered representative | Jan 2026 (1y) | ||
| Evan Jeffrey Ferry | Registered representative | Jan 2026 (1y) | ||
| Gregory Kenneth Neer | Registered representative | Jan 2026 (1y) | ||
| Kyle Patrick Deal | Registered representative | CFP | Jan 2026 (1y) | |
| Michael Gary Ball | Registered representative | CFP | Jan 2026 (1y) | |
| Merrick Singer | Registered representative | CFP | Jan 2026 (1y) | |
| Nathan James Kubik | Registered representative | Jan 2026 (1y) | ||
| Trever Matthew Helmstead | Registered representative | CFP CFA | Jan 2026 (1y) | |
| Casey John Franken | Registered representative | CFP | Jan 2026 (1y) | |
| Clarissa P Jugo | Registered representative | CFP | Jan 2026 (1y) | |
| David Aaron Mcgranahan | Registered representative | Jan 2026 (1y) | ||
| Eric Jeffrey Anthony | Registered representative | CFP Chartered Financial Consultant | Jan 2026 (1y) | |
| Erica Lynn Young | Registered representative | Jan 2026 (1y) | ||
| Jennifer Marie Davis | Registered representative | CFP | Jan 2026 (1y) | |
| Joshua Saul Levine | Registered representative | CFP | Jan 2026 (1y) | |
| Kendall M Navin | Registered representative | CFA | Jan 2026 (1y) | |
| Taylor James Bolm | Registered representative | Jan 2026 (1y) | ||
| Thomas Arturo Munoz | Registered representative | Jan 2026 (1y) | ||
| Christopher James Paiva | Registered representative | Jan 2026 (1y) | ||
| Jason Castillo | Registered representative | CFA | Jan 2026 (1y) | |
| Matteo Caccia | Registered representative | Jan 2026 (1y) | ||
| Neal Howard Price | Registered representative | CFP CFA | Jan 2026 (1y) | |
| Paul Brahan | Registered representative | CFP | Jan 2026 (1y) | |
| Santo Anthony Liberto | Registered representative | Jan 2026 (1y) | ||
| Thomas Edward Uber | Registered representative | Jan 2026 (1y) | ||
| Wayne Carl Jamerson | Registered representative | Jan 2026 (1y) | ||
| William Christopher Chaney | Registered representative | Jan 2026 (1y) | ||
| Andrew R Bass | Registered representative | Personal Financial Specialist | Jan 2026 (1y) | |
| Charlene Grace Reardon | Registered representative | Jan 2026 (1y) | ||
| John Joseph Conway | Registered representative | Jan 2026 (1y) | ||
| Lyle Matthew Wolberg | Registered representative | CFP | Jan 2026 (1y) | |
| Mary Teresa Roberto | Registered representative | Jan 2026 (1y) | ||
| Rebecca Ellen Deaton | Registered representative | CFP | Jan 2026 (1y) | |
| Robert Logan Campbell | Registered representative | CFP | Jan 2026 (1y) | |
| Bruce A Weininger | Registered representative | CFP | Jan 2026 (1y) | |
| Cooper Steven Fitz | Registered representative | CFP | Jan 2026 (1y) | |
| Jason Michael Petitte | Registered representative | CFA | Jan 2026 (1y) | |
| Mitchell Armin Kovitz | Registered representative | Jan 2026 (1y) | ||
| Todd Macarthur Douma | Registered representative | CFP | Jan 2026 (1y) | |
| Cory James Phillips | Registered representative | CFP | Jan 2026 (1y) | |
| Dylan John Burke | Registered representative | Jan 2026 (1y) | ||
| Joel Davidson Hirsh | Registered representative | Jan 2026 (1y) | ||
| Thomas Jeffrey Maxfield | Registered representative | Jan 2026 (1y) | ||
| David James Kubik | Registered representative | Jan 2026 (1y) | ||
| Heather Marie Canty | Registered representative | Jan 2026 (1y) | ||
| Elisabeth Cullington | Registered representative | CFP | Jan 2026 (1y) | |
| Carmone Jovon Duncan Copeland | Registered representative | CFP | Feb 2026 (0y) | |
| Zachary Thomas Lemasters | Registered representative | Feb 2026 (0y) | ||
| Naomi T Brock | Registered representative | Mar 2026 (0y) | ||
| Matthew Ryan Mulhearn | Registered representative | Mar 2026 (0y) | ||
| Andrew Michael Derenzi | Registered representative | Apr 2026 (0y) | ||
| Daniel Sugameli | Registered representative | Apr 2026 (0y) | ||
| Jacob Angulo Bailey | Registered representative | Apr 2026 (0y) | ||
| Nicholas Edward Cole | Registered representative | Apr 2026 (0y) | ||
| Julia Lilly Curry | Registered representative | Apr 2026 (0y) | ||
| Travis Robert Hensley | Registered representative | Apr 2026 (0y) | ||
| Christopher Matthew Boudreaux | Registered representative | Apr 2026 (0y) | ||
| Alex Mathew Meduna | Registered representative | Apr 2026 (0y) | ||
| Christie Lynn Maclin | Registered representative | Apr 2026 (0y) | ||
| Mark James Duffy | Registered representative | CFP CFA | May 2026 (0y) | |
| Jennifer Dayle Graff | Registered representative | May 2026 (0y) | ||
| Jack Anthony Riina | Registered representative | CFP | May 2026 (0y) | |
| Brett M Blau | Registered representative | May 2026 (0y) | ||
| Michael John Ball | Registered representative | CFP | May 2026 (0y) | |
| Corey Ian Hendershot | Registered representative | CFA | May 2026 (0y) | |
| Eric Gordon Giddings | Registered representative | CFP | May 2026 (0y) | |
| Kay Li Gaoyun Watness | Registered representative | May 2026 (0y) | ||
| Noah Christopher Lazenby | Registered representative | May 2026 (0y) | ||
| Maxwell Kopelman | Registered representative | May 2026 (0y) | ||
| Anne Elise Huneycutt | Registered representative | May 2026 (0y) | ||
| Ari David Fischman | Registered representative | CFP | May 2026 (0y) | |
| Gabrielle Kathleen Miller | Registered representative | May 2026 (0y) | ||
| Anastasios Christos Manolis | Registered representative | May 2026 (0y) | ||
| William E Montague | Registered representative | CFP CFA | May 2026 (0y) | |
| Yaxin Zhai | Registered representative | May 2026 (0y) | ||
| Andrea Nicole Ellis | Registered representative | CFP | Jun 2026 (0y) | |
| Andre Tueros | Registered representative | CFP | Jun 2026 (0y) | |
| Hank Evan Harris | Registered representative | Jun 2026 (0y) | ||
| Vishnu Janardhanan Alse | Registered representative | CFP CFA | Jun 2026 (0y) | |
| Robert Wallace Graham Iv | Registered representative | Jun 2026 (0y) | ||
| Delaney Avery Langston | Registered representative | Jun 2026 (0y) | ||
| Bradley Daniel Kutler | Registered representative | CFP | Jun 2026 (0y) | |
| Matthew Lang Sivright | Registered representative | Jun 2026 (0y) | ||
| Tanner Lee Wright | Registered representative | Jun 2026 (0y) | ||
| Grace Erica Moleski | Registered representative | CFP | Jun 2026 (0y) | |
| Daniel Galindo | Registered representative | Jun 2026 (0y) | ||
| Leslie Kassandra Ortiz Quiroz | Registered representative | CFP | Jun 2026 (0y) | |
| Michael Andrew Fetsko | Registered representative | Jun 2026 (0y) | ||
| Dylan Fisher | Registered representative | Jul 2026 (0y) | ||
| Joshua Eugene Johnson | Registered representative | CFP | Jul 2026 (0y) | |
| Joseph Richard Mc Bride | Registered representative | Jul 2026 (0y) | ||
| Niki Fowler Woodworth | Registered representative | CFP | Jul 2026 (0y) | |
| Elizabeth Anne Reed | Registered representative | Jul 2026 (0y) | ||
| Frank Joseph Esposito | Registered representative | CFA | Jul 2026 (0y) | |
| Kevin William Stillman | Registered representative | Jul 2026 (0y) | ||
| Noam Jasper Drews | Registered representative | Jul 2026 (0y) | ||
| Matthew David Efland | Registered representative | Jul 2026 (0y) | ||
| Eric Jessen | Registered representative | Jul 2026 (0y) | ||
| Tanner Jace Binion | Registered representative | Jul 2026 (0y) | ||
| Langyu Wang | Registered representative | Jul 2026 (0y) | ||
| Peter V Di Sanza | Registered representative | Jul 2026 (0y) | ||
| Scott Edward Mc Caffrey | Registered representative | Jul 2026 (0y) | ||
| Michael A Massarano | Registered representative | Jul 2026 (0y) | ||
| Paul Matthew Garozzo | Registered representative | CFP | Jul 2026 (0y) | |
| Benjamin Alan Turner | Registered representative | Jul 2026 (0y) | ||
| Jackson Robert Tucker | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Focus Operating, Llc | Member (Manager) | Oct 2011 | A | 75% or more |
| Ferdinand Ffp Acquisition, Llc | Shareholder, Class A Common Stock | Aug 2023 | B | ≈ 31.64% – 100% via Focus Financial Partners Inc. |
| Focus Financial Partners, Llc | Member | Jan 2007 | B | ≈ 56.25% – 100% via Focus Operating, Llc |
| Focus Financial Partners Inc. | Member | Jul 2018 | B | ≈ 42.19% – 100% via Focus Financial Partners, Llc |
| Ferdinand Ffp Ultimate Holdings, Lp | Shareholder, Class B Common Stock | Aug 2023 | B | ≈ 31.64% – 100% via Focus Financial Partners Inc. |
| Ferdinand Ffp Intermediate Holdings, Llc | Member | Aug 2023 | B | ≈ 23.73% – 100% via Ferdinand Ffp Acquisition, Llc |
| Ferdinand Ffp Parent, Inc. | Member | Aug 2023 | B | ≈ 17.8% – 100% via Ferdinand Ffp Intermediate Holdings, Llc |
| Cd&R Ferdinand Holdings, L.P. | Partner | Aug 2023 | B | ≈ 15.82% – 75% via Ferdinand Ffp Ultimate Holdings, Lp |
| Clayton, Dubilier & Rice Fund Xii, L.P. | Partner | Aug 2023 | B | ≈ 7.91% – 56.25% via Cd&R Ferdinand Holdings, L.P. |
| Cd&R Ferdinand Co Investor, L.P. | Partner | Aug 2023 | B | ≈ 3.96% – 37.5% via Cd&R Ferdinand Holdings, L.P. |
| Cd&R Associates Xii, L.P. | General Partner | Aug 2023 | B | GP / trustee / elected manager of Cd&R Ferdinand Co Investor, L.P. (indirect) |
| Cd&R Investment Associates Xii, Ltd. | General Partner | Aug 2023 | B | GP / trustee / elected manager of Cd&R Ferdinand Holdings, L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Ferdinand Ffp Acquisition, Llc: 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Focus Financial Partners, Llc: 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Focus Financial Partners Inc.: 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Ferdinand Ffp Ultimate Holdings, Lp: 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ferdinand Ffp Intermediate Holdings, Llc: 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Ferdinand Ffp Parent, Inc.: 75% – 100% of Ferdinand Ffp Intermediate Holdings, Llc × 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Cd&R Ferdinand Holdings, L.P.: 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 15.82% – 75% of the firm
- Clayton, Dubilier & Rice Fund Xii, L.P.: 50% – 75% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 7.91% – 56.25% of the firm
- Cd&R Ferdinand Co Investor, L.P.: 25% – 50% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 3.96% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (18, $850M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Tcg Balanced Fund, L.P. | Other Private Fund | $265M | $500K | 30 |
| Tcg Onshore Balanced Fund, L.P. | Other Private Fund | $220M | $500K | 40 |
| Tcg Diversifying Strategies Fund, L.P. | Other Private Fund | $65.5M | $500K | 40 |
| Tcg Income Opportunity Partnership, L.P. | Hedge Fund | $52.5M | $250K | 96 |
| Trailhead Income, Lp | Private Equity Fund | $51.8M | $250K | 99 |
| Topridge Capital Partners (Ai, L.P. | Private Equity Fund | $34.5M | $500K | 40 |
| Tcg International Opportunities Fund, L.P. | Other Private Fund | $32.6M | $500K | 30 |
| Gc Opportunities 2 Private Fund, Lp | Private Equity Fund | $27.7M | $200K | 51 |
| Trailhead Growth, Lp | Private Equity Fund | $20.4M | $250K | 62 |
| Trailhead Options Income Lp | Hedge Fund | $19.2M | $250K | 50 |
| Trailhead Income Qp, Lp | Private Equity Fund | $16.7M | $250K | 35 |
| Gc Opportunities I Private Fund, Lp | Private Equity Fund | $13.4M | $200K | 51 |
| Gc Fintech Fund Lp | Private Equity Fund | $11.0M | $250K | 33 |
| Tcg Real Estate Partners Vii, Llc | Real Estate Fund | $10.0M | $100K | 56 |
| Tcg Private Equity 2022, L.P. | Private Equity Fund | $8.0M | $250K | 148 |
| Tcg Private Credit 2024, L.P. | Private Equity Fund | $1.9M | $100K | 29 |
| Gc Long/Short Lp | Other Private Fund | $0 | $250K | 0 |
| Tcg Private Credit 2024 (Offshore), L.P. | Private Equity Fund | $0 | $100K | 0 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (9)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Brown, Edwards & Company, L.L.P. 401 K Profit Sharing Plan | Brown, Edwards & Company, L.L.P. | 407 | $89.5M | 06/01/2024 |
| Netjets Aviation, Inc. 401(k) Retirement Plan | Netjets Aviation, Inc. | 4,042 | $2.5B | 01/01/2024 |
| Wpmg 401(k) Retirement Savings Plan | Washington Permanente Medical Group, P.C. | 1,654 | $1.5B | 01/01/2024 |
| G. O. Carlson, Inc. Employees 401(k) Plan | G. O. Carlson, Inc. | 257 | $20.9M | 01/01/2024 |
| Sidley Austin Llp Savings And Investment Plan | Sidley Austin Llp | 3,442 | $1.9B | 01/01/2024 |
| Gateway Ticketing Systems, Inc. 401(k) Plan | Gateway Ticketing Systems, Inc. | 128 | $19.6M | 01/01/2024 |
| Pulmonary Associates Of Richmond, Inc. Profit Sharing Plan | Pulmonary Associates Of Richmond, Inc. | 246 | $51.2M | 01/01/2024 |
| Perimeter Healthcare 401(k) Plan | Rep Perimeter Holdings, Llc D/B/A Perimeter Healthcare | 1,126 | $5.9M | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/30/2026 | 8.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
- • Other fees
- • REV. SHARING W/ FRS AND ON ELIGIBLE CREDIT & CASH MGMT SOLUTIONS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $90.6B (50% of AUM) Apr 2026
- Fidelity Brokerage Services $55.1B (30% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.
View current Form ADV (SEC/IAPD) ↗