Pacific Capital Wealth Advisors, Inc.
- Regulatory AUM
- $669M
- Discretionary
- $669M
- Clients
- 79
- Avg AUM / client
- $8.5M
- Accounts
- 309
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Mar 05, 2026
Investments (13F portfolio — 92 positions, $663,353,750)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | State Str Spdr S&P 500 Etf T | TR UNIT | $209,361,093 | 280,356 | 31.6% | 31.3% |
| 2 | Vanguard Bd Index Fds | TOTAL BND MRKT | $88,275,958 | 1,202,506 | 13.3% | 13.2% |
| 3 | Invesco Qqq Tr | UNIT SER 1 | $74,479,744 | 101,140 | 11.2% | 11.1% |
| 4 | Ishares Tr | CORE MSCI EAFE | $50,067,914 | 518,409 | 7.55% | 7.49% |
| 5 | Vanguard Scottsdale Fds | INT-TERM CORP | $29,803,687 | 360,601 | 4.49% | 4.46% |
| 6 | Vanguard Whitehall Fds | HIGH DIV YLD | $28,884,737 | 182,780 | 4.35% | 4.32% |
| 7 | Spdr Series Trust | ST STR BLO 1 ETF | $14,366,830 | 156,775 | 2.17% | 2.15% |
| 8 | Ishares Tr | 0-3 MTH TREASURY | $13,782,890 | 136,912 | 2.08% | 2.06% |
| 9 | Vanguard Bd Index Fds | INTERMED TERM | $13,461,387 | 175,507 | 2.03% | 2.01% |
| 10 | Schwab Strategic Tr | US DIVIDEND EQ | $13,122,506 | 413,829 | 1.98% | 1.96% |
| 11 | Vanguard Index Fds | TOTAL STK MKT | $11,960,591 | 32,322 | 1.8% | 1.79% |
| 12 | Ishares Tr | RUS 1000 ETF | $7,876,323 | 19,234 | 1.19% | 1.18% |
| 13 | Vanguard Index Fds | VALUE ETF | $6,874,715 | 31,546 | 1.04% | 1.03% |
| 14 | Spdr Series Trust | ST SHOR CORP ETF | $6,752,370 | 225,004 | 1.02% | 1.01% |
| 15 | Vanguard Scottsdale Fds | SHRT TRM CORP BD | $6,584,147 | 83,312 | 0.99% | 0.98% |
| 16 | Ishares Gold Tr | ISHARES NEW | $6,376,668 | 84,448 | 0.96% | 0.95% |
| 17 | Schwab Strategic Tr | INTL EQTY ETF | $5,285,853 | 190,825 | 0.8% | 0.79% |
| 18 | Apple Inc | COM | $4,835,994 | 16,713 | 0.73% | 0.72% |
| 19 | Fidelity Comwlth Tr | NASDAQ COMPSIT | $4,658,938 | 45,136 | 0.7% | 0.7% |
| 20 | Schwab Strategic Tr | US LRG CAP ETF | $3,929,624 | 133,524 | 0.59% | 0.59% |
| 21 | Schwab Strategic Tr | US LCAP GR ETF | $3,122,552 | 92,274 | 0.47% | 0.47% |
| 22 | Vanguard Index Fds | REAL ESTATE ETF | $3,105,933 | 32,209 | 0.47% | 0.46% |
| 23 | Strategy Inc | CL A NEW | $3,085,928 | 35,499 | 0.47% | 0.46% |
| 24 | Ishares Tr | RUSSELL 2000 ETF | $2,999,092 | 9,982 | 0.45% | 0.45% |
| 25 | Nutanix Inc | CL A | $2,224,761 | 43,657 | 0.34% | 0.33% |
Top 25 of 92 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 11 | $2.0M | 0.31% |
| High net worth individuals | 62 | $655M | 98.0% |
| Pension and profit sharing plans | 5 | $0 | — |
| Charitable organizations | 1 | $11.3M | 1.69% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Scpmg Keogh Plan Southern California Permanente Medical Group | 2024 | |
| Cb Nichols Egg Ranch 401(k) Profit Sharing Plan & Trust Cb Nichols Egg Ranch | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Chad T Willardson | President And Chief Compliance Officer | Nov 2011 (15y) | 75% or more | |
| Morgan Jeffrey Fippinger | Registered representative | CFP CFA | Jul 2024 (2y) | |
| Joshua Coniglio | Registered representative | CFP | Sep 2024 (2y) | |
| Randall Arthur Francis | Registered representative | CFP | Sep 2024 (2y) | |
| Bruno Leopold Krenn | Registered representative | Mar 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Scpmg Keogh Plan | Southern California Permanente Medical Group | 11,088 | $7.9B | 01/01/2024 |
| Cb Nichols Egg Ranch 401(k) Profit Sharing Plan & Trust | Cb Nichols Egg Ranch | 319 | $14.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/05/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • % OF PLAN ASSETS; REFERRAL FEES FROM OTHER ADVISERS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $669M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.
View current Form ADV (SEC/IAPD) ↗