Weiss Financial Group Llc
- Regulatory AUM
- $90.0M
- Discretionary
- $86.8M
- Clients
- 109
- Avg AUM / client
- $826K
- Accounts
- 249
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 74 | $22.6M | 25.1% |
| High net worth individuals | 31 | $58.8M | 65.3% |
| Pension and profit sharing plans | 3 | $8.5M | 9.47% |
| Corporations and other businesses | 1 | $102K | 0.11% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Keith D Weiss | Chief Information Officer | Sep 2011 (15y) | 50% – 75% | |
| Scott G Weiss | Chief Compliance Officer | Sep 2011 (15y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/27/2026 | 962 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $65.1M (72% of AUM) Jan 2026
- Truist Financial Corp $21.5M (24% of AUM) Jan 2026
- Altruist Financial $21.5M (24% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 27, 2026.
View current Form ADV (SEC/IAPD) ↗