Swift Run Capital Management, Llc
- Regulatory AUM
- $88.1M
- Discretionary
- $60.8M
- Clients
- 57
- Avg AUM / client
- $1.5M
- Accounts
- 79
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 12 | $7.4M | 8.4% |
| High net worth individuals | 40 | $68.2M | 77.4% |
| Corporations and other businesses | 5 | $12.5M | 14.2% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Timothy Selig Mullen | Manager / Chief Executive Officer | May 2007 (19y) | ≈ 31.64% – 100% via Mullen Familyco Llc | |
| Daniel Paul Goodall | Chief Financial Officer / Chief Operating Officer / Chief Compliance Officer | Jul 2013 (13y) | Less than 5% | |
| Jonathan Jackson Foltz | Registered representative | Feb 2014 (12y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Srcm Holdings Llc | Member | Jul 2013 | A | 75% or more |
| Mullen Holdco Llc | Sole Member | Jun 2013 | B | ≈ 56.25% – 100% via Srcm Holdings Llc |
| Mullen Familyco Llc | Sole Member | Jun 2013 | B | ≈ 42.19% – 100% via Mullen Holdco Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Timothy Selig Mullen: 75% – 100% of Mullen Familyco Llc × 75% – 100% of Mullen Holdco Llc × 75% – 100% of Srcm Holdings Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Mullen Holdco Llc: 75% – 100% of Srcm Holdings Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Mullen Familyco Llc: 75% – 100% of Mullen Holdco Llc × 75% – 100% of Srcm Holdings Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $79.9M (91% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗