Harvest Investment Services, Llc
- Regulatory AUM
- $758M
- Discretionary
- $758M
- Clients
- 1,508
- Avg AUM / client
- $503K
- Accounts
- 3,427
- Employees
- 38
AUM over time
Annual snapshots from Form ADV filings · as of May 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,316 | $248M | 32.7% |
| High net worth individuals | 184 | $368M | 48.5% |
| Pooled investment vehicles (non-investment companies) | 8 | $143M | 18.8% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Newly Weds Foods, Llc Cash Accumulation Plan Newly Weds Foods, Llc | 2024 |
People (31)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John K Alyo | Cio | Oct 2011 (15y) | 10% – 25% | |
| Timothy John Newell | President/Ceo | CFP | Oct 2011 (15y) | ≈ 25% – 56.25% via Harvest Financial Planning, Llc |
| Bradtmiller, Scott, Allen | Chief Compliance Officer | Feb 2024 (3y) | Less than 5% | |
| Michael Anthony Corrigan | Registered representative | Feb 2014 (12y) | ||
| Luke Edward Baumgarten | Registered representative | Sep 2015 (11y) | ||
| Brian James Park | Registered representative | Oct 2015 (11y) | ||
| Kristine Jane Witherow | Registered representative | Apr 2016 (10y) | ||
| Anna Marie Dujan | Registered representative | Jun 2016 (10y) | ||
| Wendy Jo West | Registered representative | May 2017 (9y) | ||
| Kevin Robert Loffredi | Registered representative | CFP | Nov 2017 (9y) | |
| James Francis Stawick | Registered representative | Feb 2019 (7y) | ||
| Andrew David Barlow | Registered representative | May 2022 (4y) | ||
| Brenton Timothy Newell | Registered representative | May 2022 (4y) | ||
| Thomas Anthony Shankland | Registered representative | Aug 2022 (4y) | ||
| Isaiah Gates | Registered representative | CFP | Feb 2023 (3y) | |
| Brent Lee Emerick | Registered representative | CFP | Jun 2023 (3y) | |
| Ivy M Emerick | Registered representative | CFP | Jun 2023 (3y) | |
| Robert Kennedy Thompson | Registered representative | CFP | Jan 2024 (3y) | |
| Joseph Savenok | Registered representative | Jan 2024 (3y) | ||
| Ryan Lee Kaczmarek | Registered representative | CFP | Jun 2024 (2y) | |
| Ronald Scott Pyle | Registered representative | Jul 2024 (2y) | ||
| Thomas Fogelsong | Registered representative | Jul 2024 (2y) | ||
| Jeffrey Raymond Pounds | Registered representative | Sep 2024 (2y) | ||
| Joshua Payne | Registered representative | Oct 2024 (2y) | ||
| Michael Frederick Sokolik | Registered representative | Jan 2025 (2y) | ||
| Emmanuel Iroko | Registered representative | Jan 2025 (2y) | ||
| Joseph Webb | Registered representative | Mar 2025 (1y) | ||
| Seth Scott | Registered representative | Jul 2025 (1y) | ||
| Ted Miller | Registered representative | Nov 2025 (1y) | ||
| Kenneth James Wilkinson | Registered representative | Jan 2026 (1y) | ||
| Jeremy Stehle | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Harvest Financial Planning, Llc | Owner | Oct 2011 | A | 50% – 75% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Timothy John Newell: 50% – 75% of Harvest Financial Planning, Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Newly Weds Foods, Llc Cash Accumulation Plan | Newly Weds Foods, Llc | 2,915 | $111M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/26/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $544M (72% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 26, 2026.
View current Form ADV (SEC/IAPD) ↗