Lvw Advisors, Llc
SEC-registered
Insurance-Affiliated · Mid-sized ($1B–$10B)
CRD 159403
· SEC file 801-72830
· Pittsford, NY
· linkedin.com
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ADV data as of Mar 24, 2026
- Regulatory AUM
- $2.5B
- Discretionary
- $1.9B
- Clients
- 519
- Avg AUM / client
- $4.8M
- Accounts
- 2,625
- Employees
- 19
AUM over time
$1.4B
$2.5B
Mar 30, 2012
Mar 24, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Investments (13F portfolio — 462 positions, $1,157,386,169)
13F period Jun 30, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Spdr Series Trust | ST STR P500ETF | $109,111,527 | 1,241,597 | 9.43% | 4.41% |
| 2 | Vanguard Tax Managed Fds | VAN FTSE DEV MKT | $81,233,756 | 1,140,123 | 7.02% | 3.29% |
| 3 | Schwab Strategic Tr | SHT TM US TRES | $52,693,895 | 2,182,846 | 4.55% | 2.13% |
| 4 | Ishares Tr | 0-5 YR TIPS ETF | $44,078,338 | 431,464 | 3.81% | 1.78% |
| 5 | Apple Inc | COM | $40,507,614 | 139,990 | 3.5% | 1.64% |
| 6 | Capital Group Gbl Growth Eqt | SHS CREAT UNIT | $40,436,637 | 955,271 | 3.49% | 1.64% |
| 7 | Vanguard Bd Index Fds | INTERMED TERM | $37,949,550 | 494,779 | 3.28% | 1.54% |
| 8 | Vanguard Scottsdale Fds | VNG RUS1000GRW | $36,842,422 | 288,259 | 3.18% | 1.49% |
| 9 | Schwab Strategic Tr | US DIVIDEND EQ | $36,745,616 | 1,158,802 | 3.17% | 1.49% |
| 10 | Ishares Tr | SHRT NAT MUN ETF | $27,040,216 | 253,970 | 2.34% | 1.09% |
| 11 | Ab Active Etfs Inc | TAX AW INTER ETF | $26,986,342 | 1,050,870 | 2.33% | 1.09% |
| 12 | Nvidia Corporation | COM | $25,616,526 | 128,025 | 2.21% | 1.04% |
| 13 | Capital Group International | SHS | $24,375,283 | 662,732 | 2.11% | 0.99% |
| 14 | Vanguard Index Fds | GROWTH ETF | $22,142,421 | 257,052 | 1.91% | 0.9% |
| 15 | Vanguard Bd Index Fds | TOTAL BND MRKT | $15,003,243 | 204,376 | 1.3% | 0.61% |
| 16 | Alphabet Inc | CAP STK CL C | $14,847,969 | 42,023 | 1.28% | 0.6% |
| 17 | Vanguard Scottsdale Fds | VNG RUS2000IDX | $14,638,039 | 120,557 | 1.26% | 0.59% |
| 18 | Alphabet Inc | CAP STK CL A | $13,561,112 | 37,947 | 1.17% | 0.55% |
| 19 | Microsoft Corp | COM | $13,414,220 | 35,961 | 1.16% | 0.54% |
| 20 | Amazon Com Inc | COM | $13,209,280 | 55,422 | 1.14% | 0.53% |
| 21 | Ishares Tr | CORE S&P SCP ETF | $13,016,576 | 87,766 | 1.12% | 0.53% |
| 22 | Schwab Strategic Tr | US LCAP GR ETF | $11,020,977 | 325,679 | 0.95% | 0.45% |
| 23 | Jpmorgan Chase & Co | COM | $10,265,570 | 31,362 | 0.89% | 0.42% |
| 24 | Vanguard Intl Equity Index F | FTSE EMR MKT ETF | $8,855,796 | 148,363 | 0.77% | 0.36% |
| 25 | Broadcom Inc | COM | $8,796,812 | 23,287 | 0.76% | 0.36% |
Top 25 of 462 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 246 | $86.7M | 3.51% |
| High net worth individuals | 247 | $1.5B | 61.7% |
| Pension and profit sharing plans | 6 | $6.7M | 0.27% |
| Charitable organizations | 9 | $233M | 9.41% |
| Corporations and other businesses | 11 | $621M | 25.1% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lori Ann Van Dusen | Chief Executive Officer | Oct 2011 (15y) | Less than 5% | |
| Joseph Patrick Zappia | Principal And Chief Compliance Officer | May 2014 (12y) | Less than 5% | |
| Jeffrey Reed Wagner | Senior Partner And Principal | Aug 2021 (5y) | Less than 5% | |
| Dyer, Richard, Alan | Chief Operating Officer | May 2024 (2y) | Less than 5% | |
| Christopher Russell Van Buren | Registered representative | CFP | Aug 2021 (5y) | |
| Richard H Van Kuren | Registered representative | CFA | Sep 2021 (5y) | |
| Paul E Salvetti | Registered representative | CFA | Sep 2021 (5y) | |
| Allison Elizabeth Bell | Registered representative | Feb 2024 (2y) | ||
| Abigail L Adams | Registered representative | Feb 2025 (1y) | ||
| Jacklyn Marie Raymonda | Registered representative | Oct 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Lvw Flynn, Llc | Member (Manager) | Jan 2017 | A | 75% or more |
| Focus Financial Partners, Llc | Member | Jan 2007 | B | ≈ 42.19% – 100% via Focus Operating, Llc |
| Focus Operating, Llc | Member | Jan 2017 | B | ≈ 56.25% – 100% via Lvw Flynn, Llc |
| Focus Financial Partners Inc | Member | Jul 2018 | B | ≈ 31.64% – 100% via Focus Financial Partners, Llc |
| Ferdinand Ffp Acquisition, Llc | Shareholder, Class A Common Stock | Aug 2023 | B | ≈ 23.73% – 100% via Focus Financial Partners Inc |
| Ferdinand Ffp Ultimate Holdings, Lp | Shareholder, Class B Common Stock | Aug 2023 | B | ≈ 23.73% – 100% via Focus Financial Partners Inc |
| Ferdinand Ffp Intermediate Holdings, Llc | Member | Aug 2023 | B | ≈ 17.8% – 100% via Ferdinand Ffp Acquisition, Llc |
| Ferdinand Ffp Parent, Inc. | Member | Aug 2023 | B | ≈ 13.35% – 100% via Ferdinand Ffp Intermediate Holdings, Llc |
| Clayton, Dubilier & Rice Fund Xii, L.P. | Partner | Aug 2023 | B | ≈ 5.93% – 56.25% via Cd&R Ferdinand Holdings, L.P. |
| Cd&R Ferdinand Holdings, L.P. | Partner | Aug 2023 | B | ≈ 11.87% – 75% via Ferdinand Ffp Ultimate Holdings, Lp |
| Cd&R Ferdinand Co Investor, L.P. | Partner | Aug 2023 | B | ≈ 2.97% – 37.5% via Cd&R Ferdinand Holdings, L.P. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Focus Financial Partners, Llc: 75% – 100% of Focus Operating, Llc × 75% – 100% of Lvw Flynn, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Focus Operating, Llc: 75% – 100% of Lvw Flynn, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Focus Financial Partners Inc: 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% of Lvw Flynn, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ferdinand Ffp Acquisition, Llc: 75% – 100% of Focus Financial Partners Inc × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% of Lvw Flynn, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Ferdinand Ffp Ultimate Holdings, Lp: 75% – 100% of Focus Financial Partners Inc × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% of Lvw Flynn, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Ferdinand Ffp Intermediate Holdings, Llc: 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% of Lvw Flynn, Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Ferdinand Ffp Parent, Inc.: 75% – 100% of Ferdinand Ffp Intermediate Holdings, Llc × 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% of Lvw Flynn, Llc × 75% – 100% direct ≈ 13.35% – 100% of the firm
- Clayton, Dubilier & Rice Fund Xii, L.P.: 50% – 75% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% of Lvw Flynn, Llc × 75% – 100% direct ≈ 5.93% – 56.25% of the firm
- Cd&R Ferdinand Holdings, L.P.: 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% of Lvw Flynn, Llc × 75% – 100% direct ≈ 11.87% – 75% of the firm
- Cd&R Ferdinand Co Investor, L.P.: 25% – 50% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% of Lvw Flynn, Llc × 75% – 100% direct ≈ 2.97% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.17 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • REVENUE SHARING WITH OUR AFFILIATE, FOCUS RISK SOLUTIONS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $1.9B (75% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗