Ulrich Consulting And Investment Group, Llc
- Regulatory AUM
- $3.6B
- Discretionary
- $2.3B
- Clients
- 301
- Avg AUM / client
- $12.0M
- Accounts
- 1,032
- Employees
- 22
AUM over time
Annual snapshots from Form ADV filings · as of Jan 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 135 | $154M | 4.24% |
| High net worth individuals | 105 | $573M | 15.8% |
| Pension and profit sharing plans | 16 | $185M | 5.1% |
| Charitable organizations | 18 | $121M | 3.33% |
| Corporations and other businesses | 6 | $2.8M | 0.08% |
| Other | 21 | $2.6B | 71.4% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Operative Plasterers And Cement Masons Local 394 Defined Contribution Plan Bot Operative Plasterers And Cement Masons Local 394 Dc | Phoenix, AZ | 2024 |
| Operative Plasterers And Cement Masons Local 394 Pension Trust Fund Bot Operative Plasterers And Cement Masons Loc 394 Pension Trust Fund | Phoenix, AZ | 2024 |
| Loma Linda University Faculty Medical Group Multiple Employer Retirement Plan Loma Linda University Faculty Medical Group | 2024 | |
| New Mexico Electricians Retirement Benefit Fund New Mexico Electricians Retirement Benefit Fund | Albuquerque, NM | 2024 |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Paul Ulrich | Manager / President | CFP | Apr 2007 (19y) | ≈ 56.25% – 100% via Ulrich Consulting Group, Llc |
| Molly Pauli Ritz Schalk | Member | CFP | Jan 2012 (15y) | 5% – 10% |
| Evan Whittier Gerald | Member | CFP | Dec 2016 (10y) | 5% – 10% |
| Whitney E Solcher | Member | CFA | Apr 2019 (7y) | 5% – 10% |
| Crowder, Rebecca, Anne | Chief Compliance Officer | Jan 2021 (6y) | Less than 5% | |
| James Michael Sizemore | Member | Apr 2022 (4y) | Less than 5% | |
| Matthew John Ulrich | Member | CFA | Dec 2022 (4y) | 5% – 10% |
| Patricia A Tisdale | Registered representative | Aug 2017 (9y) | ||
| Amanda Marie Romero | Registered representative | CFP | Feb 2022 (4y) | |
| Kelly Marie Villagrana | Registered representative | Apr 2022 (4y) | ||
| Matthew Scott Irving | Registered representative | CFP | Jun 2022 (4y) | |
| Divyank Mehta | Registered representative | CFA | May 2025 (1y) | |
| Aaron W Schalk | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ulrich Consulting Group, Llc | Member | Dec 2020 | A | 75% or more |
Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- John Paul Ulrich: 75% – 100% of Ulrich Consulting Group, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Operative Plasterers And Cement Masons Local 394 Defined Contribution Plan | Bot Operative Plasterers And Cement Masons Local 394 Dc | 641 | $15.5M | 01/01/2024 |
| Operative Plasterers And Cement Masons Local 394 Pension Trust Fund | Bot Operative Plasterers And Cement Masons Loc 394 Pension Trust Fund | 0 | $1.4M | 01/01/2024 |
| Loma Linda University Faculty Medical Group Multiple Employer Retirement Plan | Loma Linda University Faculty Medical Group | 3,932 | $700M | 01/01/2024 |
| New Mexico Electricians Retirement Benefit Fund | New Mexico Electricians Retirement Benefit Fund | 1,444 | $239M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/30/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.9B (51% of AUM) Jan 2026
- Bok Financial Corporation $694M (19% of AUM) Jan 2026
- Bokf, Na $300M (19% of AUM) Jan 2021
- Wells Fargo $198M (10% of AUM) Jun 2022
- U.S. Bank $41.3M (4% of AUM) Aug 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 30, 2026.
View current Form ADV (SEC/IAPD) ↗