Bernard Wealth Management Corp.
- Regulatory AUM
- $314M
- Discretionary
- $293M
- Clients
- 337
- Avg AUM / client
- $932K
- Accounts
- 848
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Jul 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 211 | $66.7M | 21.2% |
| High net worth individuals | 116 | $224M | 71.4% |
| Pension and profit sharing plans | 7 | $21.1M | 6.71% |
| Charitable organizations | 3 | $2.1M | 0.68% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Sambatek, Llc 401(k) Profit Sharing Plan Sambatek, Llc | 2024 | |
| Schwieters Companies, Inc. 401(k) Plan Schwieters Companies, Inc. | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kenneth Mark Bernard | President | CFA | Oct 2011 (15y) | 75% or more |
| Andrew Paul Niedermeier | Chief Investment Officer | Jan 2023 (4y) | 10% – 25% | |
| Deanna Joyce Harless | Registered representative | CFP | Jan 2025 (2y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Sambatek, Llc 401(k) Profit Sharing Plan | Sambatek, Llc | 97 | $12.4M | 01/01/2024 |
| Schwieters Companies, Inc. 401(k) Plan | Schwieters Companies, Inc. | 153 | $11.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/29/2026 | 899 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $138M (44% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 23, 2026.
View current Form ADV (SEC/IAPD) ↗