AUMdb

King Wealth Management Group, Llc

SEC-registered Wealth Manager · Mid-sized ($1B–$10B) CRD 159550 · SEC file 801-73023 · Saratoga Springs, NY · WWW.KINGWEALTHMANAGEMENTGROUP.COM
☆ Save with Pro ADV data as of Jan 27, 2026
Regulatory AUM
$1.1B
Discretionary
$1.1B
Clients
719
Avg AUM / client
$1.5M
Accounts
1,894
Employees
8

AUM over time

$0 $1.6B
Jan 4, 2012 Jan 27, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jan 27, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 460 $170M 15.7%
High net worth individuals 248 $878M 81.0%
Pension and profit sharing plans Fewer than 5 clients $1.7M 0.16%
Charitable organizations Fewer than 5 clients $668K 0.06%
Corporations and other businesses 11 $33.5M 3.09%

People (10)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Daniel Paul Gale Vice President Feb 2012 (15y) Less than 5%
Lawrence Edgar King President/Cco Feb 2012 (15y) 75% or more
Jane Marie Quinn Secretary Jan 2015 (12y) Less than 5%
King, Sally, A Treasurer Jan 2015 (12y) Less than 5%
Kenneth Jorma Terpening Registered representative CFP May 2021 (5y)
Michele Marie Martin Registered representative May 2021 (5y)
Sean Bradley Moynahan Registered representative CFP Nov 2021 (5y)
Patricia Marie Walton Registered representative Oct 2023 (3y)
Jolyn Conway Sweet Registered representative Apr 2025 (1y)
Nathaniel Jan King Registered representative Jun 2026 (0y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 01/27/2026 956 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 27, 2026.

View current Form ADV (SEC/IAPD) ↗