Chancellor Financial Group Lp
- Regulatory AUM
- $249M
- Discretionary
- $176M
- Clients
- 1,298
- Avg AUM / client
- $192K
- Accounts
- 1,303
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,252 | $86.1M | 34.5% |
| High net worth individuals | 46 | $145M | 58.2% |
| Charitable organizations | Fewer than 5 clients | $16.6M | 6.66% |
| Corporations and other businesses | Fewer than 5 clients | $1.5M | 0.62% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Terrence Winston Casey | President And Chief Compliance Officer | Mar 2012 (14y) | ≈ 25% – 56.25% via Winston Capital Partners, Lp | |
| Robert August Dwyer | Registered representative | May 2014 (12y) | ||
| Steven Michael Davidowitz | Registered representative | Jul 2015 (11y) | ||
| Thomas James O'day | Registered representative | Nov 2016 (10y) | ||
| Jean Marie Baun | Registered representative | Nov 2019 (7y) | ||
| James Robert Goodhart | Registered representative | Nov 2021 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Winston Capital Partners, Lp | Holding Company | Mar 2012 | A | 50% – 75% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Terrence Winston Casey: 50% – 75% of Winston Capital Partners, Lp × 50% – 75% direct ≈ 25% – 56.25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE COMMONWEALTH OF PENNSYLVANIA DEPARTMENT OF BANKING AND SECURITIES ALLEGED THAT CHANCELLOR FINANCIAL GROUP LP PREVIOUSLY ENGAGED IN ACTIVITY IN VIOLATION OF THE PENNSYLVANIA SECURITIES ACT OF 1972 SUGGESTING THAT CHANCELLOR FAILED TO REASONABLY SUPERVISE ONE OF ITS INVESTMENT ADVISOR REPRESENTATIVES. Status: Final Sanction Detail: ADMINISTRATIVE PENALTY OF $2,500 Summary: CHANCELLOR ACCEPTED THIS CONSENT AGREEMENT AND ORDER AND PAID THE ADMINISTRATIVE PENALTY OF $2,500 IN LIEU OF LITIGATION AND WITHOUT ADMITTING OR DENYING THESE ALLEGATIONS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Fidelity Brokerage Services $249M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.
View current Form ADV (SEC/IAPD) ↗