Waller Financial Planning Group, Inc.
- Regulatory AUM
- $748M
- Discretionary
- $679M
- Clients
- 570
- Avg AUM / client
- $1.3M
- Accounts
- 2,081
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 327 | $172M | 23.0% |
| High net worth individuals | 243 | $573M | 76.7% |
| Charitable organizations | Fewer than 5 clients | $2.6M | 0.35% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Charles Arthur Kerwood | Partner | CFP Chartered Financial Consultant | Oct 2011 (15y) | 25% – 50% |
| Christopher Owen Olsgard | Partner | CFP | Oct 2011 (15y) | 25% – 50% |
| Jason Allen Eliason | Partner | CFP Chartered Financial Consultant CFA | Oct 2011 (15y) | 25% – 50% |
| Jason Edward Farris | Partner And Chief Compliance Officer | CFP | Oct 2011 (15y) | 25% – 50% |
| Katherine Eileen Kincaid | Registered representative | CFP | Jan 2012 (15y) | |
| Scott Edward Rendle | Registered representative | CFP | Jan 2012 (15y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 963 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $549M (73% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗