Aspen Wealth Management, Llc
- Regulatory AUM
- $658M
- Discretionary
- $655M
- Clients
- 353
- Avg AUM / client
- $1.9M
- Accounts
- 1,121
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 158 | $82.0M | 12.5% |
| High net worth individuals | 188 | $569M | 86.4% |
| Corporations and other businesses | 7 | $7.3M | 1.1% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Helen Barbre Stephens | President, Chief Compliance Officer | CFP | May 2011 (15y) | 50% – 75% |
| Nathan Wayne Davis | Member | CFP CFA | Jan 2017 (10y) | 10% – 25% |
| Candace Scholz | Member | CFP | Apr 2017 (9y) | 10% – 25% |
| Davila, Michelle, R | Member | Jan 2019 (8y) | Less than 5% | |
| James Arlen Davis | Member | CFP | Jul 2021 (5y) | Less than 5% |
| Troy Albert Fore | Registered representative | CFP | May 2023 (3y) | |
| Matthew Arthur Quezergue | Registered representative | CFP | Jul 2023 (3y) | |
| Jacob Christopher Squires | Registered representative | Apr 2025 (1y) | ||
| Abigail Phillips Hasling | Registered representative | CFP | Feb 2026 (0y) |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/13/2026 | 949 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $648M (99% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 13, 2026.
View current Form ADV (SEC/IAPD) ↗