Lateral Investment Management, Llc
- Regulatory AUM
- $1.0B
- Discretionary
- $847M
- Clients
- 23
- Avg AUM / client
- $43.6M
- Accounts
- 23
- Employees
- 24
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 23 | $1.0B | 100.0% |
Private funds (14)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $766M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Lateral U.S. Credit Opportunities Fund Qp, L.P. | Other Private Fund | Delaware | $318M | 51 |
| Niagara Credit Income Fund Qp, Lp master | Other Private Fund | Delaware | $207M | 101 |
| Niagara Credit Income Fund Ai, Lp master | Other Private Fund | Delaware | $87.5M | 49 |
| Lmg Partners, Lp | Other Private Fund | Delaware | $79.1M | 4 |
| Pmg Legal, Llc | Other Private Fund | Delaware | $30.5M | 47 |
| Lateral Fc Spv Feeder, Llc | Other Private Fund | Delaware | $13.6M | 3 |
| Lateral U.S. Credit Opportunities Fund Ai, L.P. | Other Private Fund | Delaware | $12.8M | 4 |
| Panther Plus Income Fund, Lp master | Other Private Fund | Delaware | $7.3M | 98 |
| Lateral Bvm Feeder, Llc | Other Private Fund | Delaware | $6.9M | 2 |
| Lateral Concord Feeder, Llc | Other Private Fund | Delaware | $1.7M | 3 |
| Niagara Plus Income Fund, Lp master | Other Private Fund | Delaware | $1.5M | 71 |
| Panther Plus Growth Fund Ii, Lp master | Other Private Fund | Delaware | $232K | 4 |
| Lateral Umf Feeder, Llc | Other Private Fund | Delaware | $476 | 2 |
| Lmg Feeder, Llc | Other Private Fund | Delaware | $0 | 1 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| De Silva, Dhamitha, Richard | Managing Member | Oct 2011 (15y) | 75% or more | |
| Hardardottir, Margaret, Elisa | Managing Director | Feb 2015 (12y) | Less than 5% | |
| Hickey, Marie, Claire | Director Of Operations And Deputy Compliance Officer | Feb 2015 (12y) | Less than 5% | |
| Frederick, Nicholas | Chief Compliance Officer And Senior Counsel | May 2019 (7y) | Less than 5% | |
| Lin, David, Shun Hua | Chief Financial Officer | Jun 2019 (7y) | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (14, $766M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Lateral U.S. Credit Opportunities Fund Qp, L.P. | Other Private Fund | $318M | $1.0M | 51 |
| Niagara Credit Income Fund Qp, Lp | Other Private Fund | $207M | $250K | 101 |
| Niagara Credit Income Fund Ai, Lp | Other Private Fund | $87.5M | $250K | 49 |
| Lmg Partners, Lp | Other Private Fund | $79.1M | $50.0K | 4 |
| Pmg Legal, Llc | Other Private Fund | $30.5M | $50.0K | 47 |
| Lateral Fc Spv Feeder, Llc | Other Private Fund | $13.6M | $0 | 3 |
| Lateral U.S. Credit Opportunities Fund Ai, L.P. | Other Private Fund | $12.8M | $1.0M | 4 |
| Panther Plus Income Fund, Lp | Other Private Fund | $7.3M | $50.0K | 98 |
| Lateral Bvm Feeder, Llc | Other Private Fund | $6.9M | $0 | 2 |
| Lateral Concord Feeder, Llc | Other Private Fund | $1.7M | $0 | 3 |
| Niagara Plus Income Fund, Lp | Other Private Fund | $1.5M | $100K | 71 |
| Panther Plus Growth Fund Ii, Lp | Other Private Fund | $232K | $50.0K | 4 |
| Lateral Umf Feeder, Llc | Other Private Fund | $476 | $0 | 2 |
| Lmg Feeder, Llc | Other Private Fund | $0 | $0 | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/26/2026 | 4.8 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • A PERCENTAGE OF COMMITTED AND/OR INVESTED CAPITAL
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 26, 2026.
View current Form ADV (SEC/IAPD) ↗