Val Vista Capital Management, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 159679
· Sun Lakes, AZ
· NETZELFINANCIAL.COM
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ADV data as of Feb 20, 2024
- Regulatory AUM
- $81.0M
- Discretionary
- $81.0M
- Clients
- 341
- Avg AUM / client
- $238K
- Accounts
- 429
- Employees
- 5
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 334 | $56.5M | 69.7% |
| High net worth individuals | 7 | $24.6M | 30.3% |
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/20/2024 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $81.0M (100% of AUM) Feb 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 20, 2024.
View current Form ADV (SEC/IAPD) ↗