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Private Fund Manager · Small ($100M–$1B)
CRD 159764
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ADV data as of Mar 24, 2025
- Regulatory AUM
- $615M
- Discretionary
- $487M
- Clients
- 5
- Avg AUM / client
- $123M
- Accounts
- 7
- Employees
- 15
AUM over time
$615M
$2.3B
Jan 13, 2014
Mar 24, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 5 | $427M | 69.5% |
| State or municipal government entities | 0 | $153M | 24.9% |
| Sovereign wealth funds and foreign official institutions | 0 | $34.5M | 5.61% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- State Street $153M (25% of AUM) Mar 2025
- Northern Trust $34.5M (6% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2025.