Ascension Investment Management, Llc
- Regulatory AUM
- $40.8B
- Discretionary
- $23.6B
- Clients
- 8
- Avg AUM / client
- $5.1B
- Accounts
- 12
- Employees
- 27
AUM over time
Annual snapshots from Form ADV filings · as of Jan 22, 2026
Asset allocation (SMA assets by investment type)
as of Jan 22, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $15.2B | 37.2% |
| Pension and profit sharing plans | Fewer than 5 clients | $7.2B | 17.7% |
| Charitable organizations | 7 | $18.3B | 44.9% |
| Corporations and other businesses | Fewer than 5 clients | $68.4M | 0.17% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $14.8B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Ascension Alpha Fund, Llc | Hedge Fund | Delaware | $14.8B | 40 |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Speranzo, Anthony, James | Director | Jun 2010 (16y) | Less than 5% | |
| Erickson, David, Edward | Chief Investment Officer | Jan 2011 (16y) | Less than 5% | |
| Impicciche, Joseph, Raymond | Director | Dec 2011 (15y) | Less than 5% | |
| White, Amanda, Elizabeth | Chief Compliance Officer, Associate General Counsel | Feb 2012 (15y) | Less than 5% | |
| Turall, Todd, Michael Wayne | General Counsel, Chief Operating Officer | Oct 2013 (13y) | Less than 5% | |
| Tersigni, Anthony, Rocco | Director | Jul 2019 (7y) | Less than 5% | |
| Tripathi, Saurabh, Mani | Director | Oct 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ascension Capital, Llc | Sole Member | Jul 2019 | A | 75% or more |
| Ascension Health Alliance | Sole Member | Jul 2019 | B | ≈ 56.25% – 100% via Ascension Capital, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Ascension Health Alliance: 75% – 100% of Ascension Capital, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $14.8B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Ascension Alpha Fund, Llc | Hedge Fund | $14.8B | $1.0M | 40 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/22/2026 | 1.4 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • REIMBURSEMENT OF EXPENSES
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Northern Trust $23.6B (58% of AUM) Jan 2026
- State Street $17.2B (42% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 22, 2026.
View current Form ADV (SEC/IAPD) ↗