Innovative Investment Fiduciaries, Llc
- Regulatory AUM
- $13.7M
- Discretionary
- $13.7M
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 4
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | Fewer than 5 clients | $13.7M | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| The Proconex Group 401 K Plan Proconex | 2024 | |
| Urban Affairs Coalition 403(b) Retirement Plan Urban Affairs Coalition | Philadelphia, PA | 2024 |
| Oaks Integrated Care, Inc. 403(b) Savings Plan Oaks Integrated Care, Inc. | 2024 | |
| The Archway Programs Retirement Savings Plan The Archway Programs | 2024 | |
| Catch, Inc. 403(b) Retirement Plan Catch, Inc. | 2024 | |
| Oaks Integrated Care, Inc. 403(b) Plan Oaks Integrated Care, Inc. | 2024 | |
| Morey Organization 401(k) Retirement Plan The Morey Organization, Inc. | 2024 | |
| Samaritan Healthcare & Hospice, Inc. 403(b) Plan Samaritan Healthcare & Hospice, Inc. | 2024 | |
| Smartlinx Solutions Retirement Plan Smartlinx Solutions, Llc | 2024 | |
| Infragistics, Inc. 401(k) Profit Sharing Plan Infragistics, Inc. | 2024 | |
| Aus, Inc. Thrift Savings Plan Aus, Inc. | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Theresa Ann Procida | Member | Nov 2011 (15y) | Less than 5% | |
| Mark William Sulpizio | Managing Member And Chief Compliance Officer | Feb 2013 (14y) | 75% or more | |
| Andrew May | Registered representative | CFP | Mar 2019 (7y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (11)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Proconex Group 401 K Plan | Proconex | 343 | $89.7M | 10/01/2024 |
| Urban Affairs Coalition 403(b) Retirement Plan | Urban Affairs Coalition | 434 | $8.0M | 01/01/2024 |
| Oaks Integrated Care, Inc. 403(b) Savings Plan | Oaks Integrated Care, Inc. | 1,165 | $47.4M | 01/01/2024 |
| The Archway Programs Retirement Savings Plan | The Archway Programs | 432 | $15.6M | 01/01/2024 |
| Catch, Inc. 403(b) Retirement Plan | Catch, Inc. | 369 | $8.7M | 01/01/2024 |
| Oaks Integrated Care, Inc. 403(b) Plan | Oaks Integrated Care, Inc. | 86 | $39.9M | 01/01/2024 |
| Morey Organization 401(k) Retirement Plan | The Morey Organization, Inc. | 191 | $22.8M | 01/01/2024 |
| Samaritan Healthcare & Hospice, Inc. 403(b) Plan | Samaritan Healthcare & Hospice, Inc. | 399 | $30.5M | 01/01/2024 |
| Smartlinx Solutions Retirement Plan | Smartlinx Solutions, Llc | 114 | $10.3M | 01/01/2024 |
| Infragistics, Inc. 401(k) Profit Sharing Plan | Infragistics, Inc. | 54 | $15.2M | 01/01/2024 |
| Aus, Inc. Thrift Savings Plan | Aus, Inc. | 297 | $33.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Hand Benefits & Trust $13.7M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗