Wacker & Associates, Inc.
- Regulatory AUM
- $180M
- Discretionary
- $80.6M
- Clients
- 183
- Avg AUM / client
- $985K
- Accounts
- 421
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 133 | $42.9M | 23.8% |
| High net worth individuals | 39 | $52.9M | 29.4% |
| Pension and profit sharing plans | 4 | $72.4M | 40.2% |
| Charitable organizations | 3 | $7.4M | 4.12% |
| Corporations and other businesses | 4 | $4.6M | 2.54% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Verified Credentials, Llc 401(k) Safe Harbor Plan Verified Credentials, Llc | 2024 | |
| Answers In Genesis, Inc. 401(k) Salary Reduction Plan & Trust Answers In Genesis, Inc. | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Wade Mitchell Wacker | Registered representative | CFP | Dec 2013 (13y) | |
| Shadrach Lee Wacker | Registered representative | Jul 2020 (6y) | ||
| Michael Lealon Purdy | Registered representative | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Verified Credentials, Llc 401(k) Safe Harbor Plan | Verified Credentials, Llc | 227 | $20.0M | 01/01/2024 |
| Answers In Genesis, Inc. 401(k) Salary Reduction Plan & Trust | Answers In Genesis, Inc. | 1,068 | $12.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/13/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $158M (88% of AUM) Apr 2026
- T Rowe Price Trust Company $21.9M (12% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 13, 2026.
View current Form ADV (SEC/IAPD) ↗