Capstone Investment Group, Llc
- Regulatory AUM
- $343M
- Discretionary
- $338M
- Clients
- 819
- Avg AUM / client
- $418K
- Accounts
- 1,328
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 718 | $171M | 50.0% |
| High net worth individuals | 90 | $159M | 46.3% |
| Banking or thrift institutions | 2 | $6.4M | 1.86% |
| Pension and profit sharing plans | 3 | $4.3M | 1.24% |
| Charitable organizations | 2 | $123K | 0.04% |
| Insurance companies | 2 | $725K | 0.21% |
| Corporations and other businesses | 2 | $1.2M | 0.34% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sandra Kay Drennon | Portfolio Manager/Chief Compliance Officer/President | May 2008 (18y) | 75% or more | |
| Drennon, Michael, D | Executive Vice President | Jan 2021 (6y) | Less than 5% | |
| Jeffrey Alan Wachtman | Registered representative | May 2014 (12y) | ||
| Bryan William Pettit | Registered representative | Aug 2018 (8y) | ||
| Donna L Monda | Registered representative | CFP | Jun 2023 (3y) | |
| Travis Leigh Bator | Registered representative | May 2025 (1y) | ||
| James William Hanna | Registered representative | Sep 2025 (1y) | ||
| Jonathan A Leymaster | Registered representative | Dec 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/03/2026 | 1.15 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $173M (98% of AUM) Aug 2026
- Sei $3.0M (3% of AUM) Sep 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 23, 2026.
View current Form ADV (SEC/IAPD) ↗