Pgim Limited
SEC-registered
Investment Adviser · Large ($10B–$100B)
CRD 160005
· SEC file 801-73882
· London
· www.linkedin.com
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ADV data as of Mar 27, 2026
- Regulatory AUM
- $76.5B
- Discretionary
- $76.5B
- Clients
- 274
- Avg AUM / client
- $279M
- Accounts
- 276
- Employees
- 299
AUM over time
$14.7B
$124B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Asset allocation (SMA assets by investment type)
as of Mar 27, 2026
Investment-grade corporate bonds
$32.1B
42%
Sovereign bonds
$22.2B
29%
Other
$9.2B
12%
Non-investment-grade bonds
$8.4B
11%
US government & agency bonds
$2.3B
3%
Cash & equivalents
$2.3B
3%
Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 0 | $0 | — |
| High net worth individuals | 0 | $870M | 1.14% |
| Banking or thrift institutions | 11 | $1.4B | 1.87% |
| Investment companies | 31 | $2.5B | 3.28% |
| Pooled investment vehicles (non-investment companies) | 92 | $22.0B | 28.7% |
| Pension and profit sharing plans | 71 | $14.7B | 19.2% |
| Charitable organizations | 0 | $3.6M | 0.0% |
| State or municipal government entities | 13 | $651M | 0.85% |
| Other investment advisers | 9 | $1.6B | 2.12% |
| Insurance companies | 16 | $2.2B | 2.88% |
| Sovereign wealth funds and foreign official institutions | 26 | $29.2B | 38.2% |
| Corporations and other businesses | 5 | $1.3B | 1.73% |
Private funds (23)
View all →Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $10.5B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Dryden 56 Euro Clo 2017 Dac | Securitized Asset Fund | Ireland | $586M | 0 |
| Dryden 91 Euro Clo 2021 Dac | Securitized Asset Fund | Ireland | $543M | 0 |
| Dryden 39 Euro Clo 2015 Dac | Securitized Asset Fund | Ireland | $539M | 0 |
| Dryden 79 Euro Clo 2020 Dac | Securitized Asset Fund | Ireland | $538M | 0 |
| Dryden 27 R Euro Clo 2017 Dac | Securitized Asset Fund | Ireland | $497M | 0 |
| Dryden 59 Euro Clo 2017 Dac | Securitized Asset Fund | Ireland | $489M | 0 |
| Dryden 46 Euro Clo 2016 Dac | Securitized Asset Fund | Ireland | $484M | 0 |
| Dryden 89 Euro Clo 2020 Dac | Securitized Asset Fund | Ireland | $479M | 0 |
| Dryden 62 Euro Clo 2017 Dac | Securitized Asset Fund | Ireland | $474M | 0 |
| Dryden 35 Euro Clo 2014 Dac | Securitized Asset Fund | Ireland | $456M | 0 |
| Dryden 74 Euro Clo 2020 Dac | Securitized Asset Fund | Ireland | $436M | 0 |
| Dryden 103 Euro Clo 2021 Dac | Securitized Asset Fund | Ireland | $435M | 0 |
| Dryden 88 Euro Clo 2020 Dac | Securitized Asset Fund | Ireland | $430M | 0 |
| Dryden 96 Euro Clo 2021 Dac | Securitized Asset Fund | Ireland | $430M | 0 |
| Dryden 69 Euro Clo 2018 Dac | Securitized Asset Fund | Ireland | $430M | 0 |
People (13)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Butler, Jonathan, Paul | Managing Director, Director | Jan 2011 (16y) | Less than 5% | |
| Samson, Elizabeth, Ann | Vice President, Director | Nov 2016 (10y) | Less than 5% | |
| Fresson, Mark, Gerald | Vice President, Director | Apr 2018 (8y) | Less than 5% | |
| Dawreeawoo, Batoolah | Chief Legal Officer | Oct 2019 (7y) | Less than 5% | |
| Farley, Edward, Mc Murdo | Managing Director And Head Of European Investment Grade | Oct 2019 (7y) | Less than 5% | |
| Mcmullen, Sarah, Elizabeth | Principal And Head Of Emea Client Advisory | Oct 2019 (7y) | Less than 5% | |
| Warren, Stephen, Robert | Managing Director | Sep 2021 (5y) | Less than 5% | |
| Malooly, Daniel, James | Managing Director | Oct 2021 (5y) | Less than 5% | |
| Finnerty, Jennifer, Marie | Risk Manager | Dec 2021 (5y) | Less than 5% | |
| Pollard, Susan, Lee | Human Resources Director | Dec 2021 (5y) | Less than 5% | |
| Nicholls, Darren, Edward | Risk Manager, Director | Nov 2022 (4y) | Less than 5% | |
| Vataj, Vasel | Finance Director (Non Executive) | Jan 2024 (3y) | Less than 5% | |
| Donohue, Andrew, John | Chief Compliance Officer | Oct 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pgim Financial Limited | Shareholder | Jul 1999 | A | 75% or more |
| Pgim, Inc. | Shareholder | Sep 2000 | B | ≈ 56.25% – 100% via Pgim Financial Limited |
| Pgim Holding Company Llc | Shareholder | Jun 2000 | B | ≈ 42.19% – 100% via Pgim, Inc. |
| Prudential Financial, Inc. | Shareholder | Dec 2001 | B | ≈ 31.64% – 100% via Pgim Holding Company Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Pgim, Inc.: 75% – 100% of Pgim Financial Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Pgim Holding Company Llc: 75% – 100% of Pgim, Inc. × 75% – 100% of Pgim Financial Limited × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Prudential Financial, Inc.: 75% – 100% of Pgim Holding Company Llc × 75% – 100% of Pgim, Inc. × 75% – 100% of Pgim Financial Limited × 75% – 100% direct ≈ 31.64% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (23, $10.5B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Dryden 56 Euro Clo 2017 Dac | Securitized Asset Fund | $586M | $110K | 0 |
| Dryden 91 Euro Clo 2021 Dac | Securitized Asset Fund | $543M | $110K | 0 |
| Dryden 39 Euro Clo 2015 Dac | Securitized Asset Fund | $539M | $110K | 0 |
| Dryden 79 Euro Clo 2020 Dac | Securitized Asset Fund | $538M | $110K | 0 |
| Dryden 27 R Euro Clo 2017 Dac | Securitized Asset Fund | $497M | $110K | 0 |
| Dryden 59 Euro Clo 2017 Dac | Securitized Asset Fund | $489M | $110K | 0 |
| Dryden 46 Euro Clo 2016 Dac | Securitized Asset Fund | $484M | $110K | 0 |
| Dryden 89 Euro Clo 2020 Dac | Securitized Asset Fund | $479M | $110K | 0 |
| Dryden 62 Euro Clo 2017 Dac | Securitized Asset Fund | $474M | $110K | 0 |
| Dryden 35 Euro Clo 2014 Dac | Securitized Asset Fund | $456M | $110K | 0 |
| Dryden 74 Euro Clo 2020 Dac | Securitized Asset Fund | $436M | $110K | 0 |
| Dryden 103 Euro Clo 2021 Dac | Securitized Asset Fund | $435M | $110K | 0 |
| Dryden 88 Euro Clo 2020 Dac | Securitized Asset Fund | $430M | $110K | 0 |
| Dryden 96 Euro Clo 2021 Dac | Securitized Asset Fund | $430M | $110K | 0 |
| Dryden 69 Euro Clo 2018 Dac | Securitized Asset Fund | $430M | $110K | 0 |
| Dryden 73 Euro Clo 2018 Dac | Securitized Asset Fund | $428M | $110K | 0 |
| Dryden 66 Euro Clo 2018 Dac | Securitized Asset Fund | $428M | $110K | 0 |
| Dryden 44 Euro Clo 2015 Dac | Securitized Asset Fund | $427M | $110K | 0 |
| Dryden 48 Euro Clo 2016 Dac | Securitized Asset Fund | $426M | $110K | 0 |
| Dryden 52 Euro Clo 2017 Dac | Securitized Asset Fund | $422M | $110K | 0 |
| Dryden 29 Euro Clo 2013 Dac | Securitized Asset Fund | $405M | $110K | 0 |
| Dryden 32 Euro Clo 2014 Dac | Securitized Asset Fund | $402M | $110K | 0 |
| Dryden 51 Euro Clo 2017 Dac | Securitized Asset Fund | $353M | $110K | 0 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 8.54 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • COST BASIS FOR CERTAIN AFFILIATED PARTIES
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- BNY Mellon $20.4B (27% of AUM) Mar 2026
- Citibank $9.1B (12% of AUM) Mar 2026
- Northern Trust $7.6B (10% of AUM) Mar 2026
- J.P. Morgan $5.2B (7% of AUM) Mar 2026
- Brown Brothers Harriman & Co. $4.6B (8% of AUM) Mar 2023
- State Street $4.1B (7% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗