First Sentier Investors (Australia) Im Ltd
- Regulatory AUM
- $52.9B
- Discretionary
- $52.9B
- Clients
- 98
- Avg AUM / client
- $540M
- Accounts
- 98
- Employees
- 313
AUM over time
Annual snapshots from Form ADV filings · as of Apr 23, 2026
Asset allocation (SMA assets by investment type)
as of Apr 23, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Banking or thrift institutions | 3 | $1.1B | 2.03% |
| Investment companies | 5 | $967M | 1.83% |
| Pooled investment vehicles (non-investment companies) | 43 | $21.1B | 39.9% |
| Pension and profit sharing plans | 14 | $6.7B | 12.6% |
| State or municipal government entities | 5 | $1.5B | 2.84% |
| Other investment advisers | 1 | $43.9M | 0.08% |
| Insurance companies | 2 | $544M | 1.03% |
| Sovereign wealth funds and foreign official institutions | 21 | $20.1B | 38.0% |
| Corporations and other businesses | 4 | $862M | 1.63% |
People (9)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Steinberg, Mark, David | Chief Executive Officer | Oct 2018 (8y) | Less than 5% | |
| Evans, Suzanne, Clare | Chief Financial Officer | Aug 2019 (7y) | Less than 5% | |
| Tetley, Emma, Kathryn | Chief Compliance Officer | Mar 2021 (5y) | Less than 5% | |
| Warburton, Lisa, Jane | Group General Counsel | Apr 2023 (3y) | Less than 5% | |
| Prendiville, Lauren | Director | May 2023 (3y) | Less than 5% | |
| Ueno, Yoshiki | Director | May 2023 (3y) | Less than 5% | |
| Gazal, Amanda, Renee | Chief Operating Officer | Feb 2024 (3y) | Less than 5% | |
| O'brien, Noel, Anthony | Director | Jul 2024 (2y) | Less than 5% | |
| Turner, Kathryn, Terese | Director | Jul 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| First Sentier Investors Holdings Pty Limited | Beneficial Owner | Aug 2019 | A | 75% or more |
| Mitsubishi Ufj Trust And Banking Corporation | Shareholder | Aug 2019 | B | ≈ 56.25% – 100% via First Sentier Investors Holdings Pty Limited |
| Mitsubishi Ufj Financial Group, Inc | Head Parent Company | Oct 2005 | B | ≈ 42.19% – 100% via Mitsubishi Ufj Trust And Banking Corporation |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Mitsubishi Ufj Trust And Banking Corporation: 75% – 100% of First Sentier Investors Holdings Pty Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Mitsubishi Ufj Financial Group, Inc: 75% – 100% of Mitsubishi Ufj Trust And Banking Corporation × 75% – 100% of First Sentier Investors Holdings Pty Limited × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/23/2026 | 1.62 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Northern Trust $22.2B (42% of AUM) Apr 2026
- State Street $3.9B (6% of AUM) Jan 2026
- Bnp Paribas $3.7B (5% of AUM) Feb 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 23, 2026.
View current Form ADV (SEC/IAPD) ↗