Prentice Wealth Management Llc
- Regulatory AUM
- $568M
- Discretionary
- $550M
- Clients
- 1,029
- Avg AUM / client
- $552K
- Accounts
- 1,034
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 974 | $416M | 73.4% |
| High net worth individuals | 50 | $132M | 23.3% |
| Charitable organizations | Fewer than 5 clients | $1.6M | 0.28% |
| Other investment advisers | Fewer than 5 clients | $3.4M | 0.6% |
| Corporations and other businesses | 5 | $14.2M | 2.51% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William James Prentice | Chief Compliance Officer/Managing Member | CFP | Jan 2012 (15y) | 75% or more |
| Shawn Stephen Tesoro | Chief Investment Officer/ Part Owner | Jan 2018 (9y) | 25% – 50% | |
| Anthony R Vaccaro | Registered representative | CFP | Apr 2021 (5y) | |
| Michelle Denise Werth | Registered representative | Mar 2023 (3y) | ||
| Umbereen Mustafa | Registered representative | Jul 2024 (2y) | ||
| Andrew Lansing Schuler | Registered representative | CFP | Mar 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/26/2026 | 938 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $543M (96% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 26, 2026.
View current Form ADV (SEC/IAPD) ↗