Wealthtrak Capital Management, L.L.C.
- Regulatory AUM
- $214M
- Discretionary
- $214M
- Clients
- 278
- Avg AUM / client
- $771K
- Accounts
- 780
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 204 | $74.1M | 34.6% |
| High net worth individuals | 63 | $136M | 63.4% |
| Charitable organizations | 1 | $287K | 0.13% |
| Corporations and other businesses | 4 | $2.9M | 1.35% |
| Other | 6 | $1.1M | 0.52% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ronald Christopher Whited | Managing Partner/Member/Chief Compliance Officer | Oct 2011 (15y) | 50% – 75% | |
| Tracy Wayne Whited | Senior Partner/Member | Oct 2011 (15y) | 50% – 75% | |
| Ryan Wayne Whited | Registered representative | CFA | Apr 2015 (11y) | |
| Holly Michelle Rice | Registered representative | Chartered Financial Consultant | Jan 2019 (8y) | |
| Benjamin Neil Hawkins | Registered representative | CFP | Dec 2020 (6y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/27/2026 | 995 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $180M (84% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 27, 2026.
View current Form ADV (SEC/IAPD) ↗