400 Capital Management Llc
- Regulatory AUM
- $9.0B
- Discretionary
- $9.0B
- Clients
- 23
- Avg AUM / client
- $393M
- Accounts
- 23
- Employees
- 76
AUM over time
Annual snapshots from Form ADV filings · as of Jul 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 20 | $7.2B | 79.5% |
| Other | 3 | $1.8B | 20.5% |
Private funds (18)
View all →Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $8.6B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| 400 Capital Credit Opportunities Master Fund Ltd. master | Hedge Fund | Cayman Islands | $2.8B | 229 |
| 400 Capital Credit Opportunities Fund Ltd. feeder | Hedge Fund | Cayman Islands | $1.7B | 158 |
| 400 Capital Asset Based Intermediate Term Fund Iii Lp master | Private Equity Fund | Cayman Islands | $610M | 44 |
| 400 Capital Asset Based Offshore Term Fund Iii Lp feeder | Private Equity Fund | Cayman Islands | $610M | 43 |
| 400 Capital Asset Based Intermediate Term Fund Ii Lp master | Private Equity Fund | Cayman Islands | $570M | 36 |
| 400 Capital Asset Based Offshore Term Fund Ii Lp feeder | Private Equity Fund | Cayman Islands | $570M | 35 |
| 400 Capital Credit Opportunities Fund Lp feeder | Hedge Fund | Delaware | $335M | 71 |
| 400 Capital Tx Cof Ii Lp | Private Equity Fund | Delaware | $302M | 2 |
| 400 Capital Centre Street Lp | Private Equity Fund | Delaware | $286M | 6 |
| 400 Capital Tx Cof I Lp | Hedge Fund | Delaware | $191M | 2 |
| 400 Capital Jsif Iv Lp | Private Equity Fund | Delaware | $111M | 18 |
| 400 Capital F 400 Offshore Fund Lp feeder | Hedge Fund | Cayman Islands | $107M | 6 |
| 400 Capital F 400 Master Fund Lp master | Hedge Fund | Cayman Islands | $107M | 7 |
| 400 Capital Asset Based Intermediate Term Fund Iv Lp feeder | Private Equity Fund | Cayman Islands | $91.3M | 8 |
| 400 Capital Asset Based Master Term Fund Iv Lp master | Private Equity Fund | Cayman Islands | $91.3M | 8 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Equity League Pension Trust Fund Board Of Trustees Of The Equity League Pension Trust Fund | 2024 | |
| Pipefitters Union Local No. 537 Pension Fund Pipe & Refrigeration Fitters Local 537 | 2024 | |
| Pipefitters Local Union No. 537 Deferred Income Annuity Fund Individual Account Plan Pipefitters Local Union No.537 | 2024 | |
| Southern California Pipe Trades Retirement Fund Southern California Pipe Trades Retirement Fund | Los Angeles, CA | 2024 |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hentemann, Christopher, Carl | Managing Member (Filing Adviser) | Oct 2008 (18y) | 25% – 50% | |
| Cha, Alexander, In | Head Of Portfolio Management And Trading (Filing Adviser) | Apr 2010 (16y) | 10% – 25% | |
| Sanders, William, Clarence | President, Chief Operating Officer And Chief Risk Officer (Filing Adviser) | Apr 2010 (16y) | 10% – 25% | |
| Leih, Todd, Christopher | Portfolio Manager (Filing Adviser) | Mar 2011 (15y) | 10% – 25% | |
| Landy, Alan, Greg | General Counsel (Filing Adviser) | May 2016 (10y) | Less than 5% | |
| Kim, Sang, Min | Deputy Chief Operating Officer And Chief Financial Officer (Filing Adviser) | Oct 2016 (10y) | Less than 5% | |
| Knaub, Richard, Wilson | Chief Compliance Officer (Filing Adviser) | Jul 2022 (4y) | Less than 5% |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (18, $8.6B gross assets)
From Form ADV Section 7.B private fund reporting.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Equity League Pension Trust Fund | Board Of Trustees Of The Equity League Pension Trust Fund | 22,180 | $2.4B | 06/01/2024 |
| Pipefitters Union Local No. 537 Pension Fund | Pipe & Refrigeration Fitters Local 537 | 2,372 | $962M | 03/01/2024 |
| Pipefitters Local Union No. 537 Deferred Income Annuity Fund Individual Account Plan | Pipefitters Local Union No.537 | 3,374 | $785M | 03/01/2024 |
| Southern California Pipe Trades Retirement Fund | Southern California Pipe Trades Retirement Fund | 6,644 | $1.6B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 5.61 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- J.P. Morgan $1.3B (14% of AUM) Jul 2026
- BNY Mellon $528M (6% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.
View current Form ADV (SEC/IAPD) ↗