Sageguard Financial Group, Llc
- Regulatory AUM
- $756M
- Discretionary
- $200M
- Clients
- 2,469
- Avg AUM / client
- $306K
- Accounts
- 3,676
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,338 | $416M | 55.1% |
| High net worth individuals | 131 | $339M | 44.9% |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Darwin Douglas Johnson | Managing Partner And Chief Compliance Officer | Aug 2009 (17y) | 50% – 75% | |
| Johnson, Paula, Christine | Member | Aug 2009 (17y) | 50% – 75% | |
| David Orlando Perez | Registered representative | Dec 2022 (4y) | ||
| Lukas Ray Smith | Registered representative | Dec 2022 (4y) | ||
| Chad Clayton Wood | Registered representative | Dec 2022 (4y) | ||
| David Leon Cowee | Registered representative | Dec 2022 (4y) | ||
| Jeffrey Pierce Atchison | Registered representative | Dec 2022 (4y) | ||
| Patrick Joseph Wehrly | Registered representative | Dec 2022 (4y) | ||
| John Fulton Evans | Registered representative | CFP | Jan 2023 (4y) | |
| Hannah Grace Johnson | Registered representative | Sep 2023 (3y) | ||
| Jacob Ryan Fallon | Registered representative | Jan 2024 (3y) | ||
| Jeffrey Lamar Ward | Registered representative | Aug 2025 (1y) | ||
| Paul Seth Good | Registered representative | Jan 2026 (1y) | ||
| Mariah Kelsey Box | Registered representative | Mar 2026 (0y) | ||
| John Brayden Brewington | Registered representative | Apr 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/09/2026 | 1.05 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $75.6M (10% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.
View current Form ADV (SEC/IAPD) ↗