AUMdb

Sidus Investment Management, Llc

SEC-registered Private Fund Manager · Boutique (under $100M) CRD 160406 · SEC file 801-73584 · New York, NY · SIDUSFUNDS.COM
☆ Save with Pro ADV data as of Mar 27, 2026
Regulatory AUM
$55.1M
Discretionary
$55.1M
Clients
4
Avg AUM / client
$13.8M
Accounts
4
Employees
4

AUM over time

$52.2M $107M
Feb 14, 2012 Mar 27, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 4 $55.1M 100.0%

Private funds (4)

Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $78.0M combined gross assets

FundTypeDomicileGross assetsOwners
Sidus Iv Credit Opportunity Fund, Lp Hedge Fund Delaware $39.6M 11
Sidus Double Alpha Fund, L.P. Hedge Fund Delaware $19.4M 11
Sidus Double Alpha Fund, Ltd. Hedge Fund Cayman Islands $11.9M 2
Sidus Investment Partners, L.P. Hedge Fund Delaware $7.0M 8

People (5)

NameRole / titleCredentialsWith firm sinceOwnership
Barone, Michael, Joseph Managing Member Feb 2000 (27y) 50% – 75%
Hackett, Paul, Carroll Managing Member Apr 2009 (17y) 50% – 75%
Millner, Steven, Carey Passive Owner Mar 2015 (11y) 10% – 25%
Schalles, Mark, Charles Chief Compliance Officer Apr 2016 (10y) Less than 5%
Tobia, Alfred, Victor Passive Member Sep 2019 (7y) 50% – 75%

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (4, $78.0M gross assets)

FundTypeGross assetsMin. investmentOwners
Sidus Iv Credit Opportunity Fund, Lp Hedge Fund $39.6M $1.0M 11
Sidus Double Alpha Fund, L.P. Hedge Fund $19.4M $1.0M 11
Sidus Double Alpha Fund, Ltd. Hedge Fund $11.9M $1.0M 2
Sidus Investment Partners, L.P. Hedge Fund $7.0M $1.0M 8

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/27/2026 1.52 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for pooled investment vehicles

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.

View current Form ADV (SEC/IAPD) ↗