N
N
Wealth Manager · Small ($100M–$1B)
CRD 160627
·
☆ Save with Pro
ADV data as of Mar 23, 2026
- Regulatory AUM
- $141M
- Discretionary
- $141M
- Clients
- 76
- Avg AUM / client
- $1.9M
- Accounts
- 283
- Employees
- 3
AUM over time
$110M
$141M
Aug 7, 2024
Mar 23, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 18 | $10.2M | 7.19% |
| High net worth individuals | 58 | $131M | 92.8% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $110M (100% of AUM) Aug 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.