Guidance Point Retirement Services, Llc
- Regulatory AUM
- $88.2M
- Discretionary
- $88.2M
- Clients
- 7
- Avg AUM / client
- $12.6M
- Accounts
- 8
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 2 | $6.0M | 6.8% |
| Charitable organizations | 2 | $54.9M | 62.3% |
| Corporations and other businesses | 3 | $27.3M | 30.9% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Harbor Homes, Inc. 401(k) Plan Harbor Homes, Inc. | 2024 | |
| Strategic Risk Solutions Inc 401(k) Profit Sharing Plan And Trust Strategic Risk Solutions, Inc | 2024 | |
| Irving Usa Employees 401 K Plan Irving Oil Terminals Inc. | 2024 | |
| Sanborn, Head & Associates, Inc. 401(k) Retirement Plan Sanborn, Head & Associates, Inc. | 2024 | |
| Barton & Associates Inc 401 K Profit Sharing Plan And Trust Barton & Associates Inc. | 2024 | |
| White House Motel Profit Sharing Plan White House Motel | 2024 | |
| O'hara Corporation 401(k) Savings And Investment Plan O'hara Corporation | 2024 | |
| William T. Gardner, Inc. Profit Sharing Plan William T. Gardner, Inc. | 2024 | |
| Redington Fairview General Hospital 403(b) Plan Redington Fairview General Hospital | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Jay Walker | Chief Executive Officer/Chief Compliance Officer | Dec 2011 (15y) | 50% – 75% | |
| Benjamin James Smith | Chief Investment Officer | CFA | Mar 2012 (14y) | 10% – 25% |
| Wesley Austin Delcol | Owner | CFP | Mar 2012 (14y) | 10% – 25% |
| Debra Ann Levine | Registered representative | Mar 2015 (11y) | ||
| Curtis James Worcester | Registered representative | Feb 2021 (5y) | ||
| Christopher James Ray | Registered representative | Apr 2024 (2y) | ||
| Brady Boone Miller | Registered representative | Feb 2025 (1y) | ||
| Troy Michael Guerrette | Registered representative | Chartered Financial Consultant | Apr 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Camden National Corporation | Owner | Apr 2012 | A | 10% – 25% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (9)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Harbor Homes, Inc. 401(k) Plan | Harbor Homes, Inc. | 218 | $10.9M | 07/01/2024 |
| Strategic Risk Solutions Inc 401(k) Profit Sharing Plan And Trust | Strategic Risk Solutions, Inc | 118 | $25.7M | 01/01/2024 |
| Irving Usa Employees 401 K Plan | Irving Oil Terminals Inc. | 725 | $81.0M | 01/01/2024 |
| Sanborn, Head & Associates, Inc. 401(k) Retirement Plan | Sanborn, Head & Associates, Inc. | 168 | $38.8M | 01/01/2024 |
| Barton & Associates Inc 401 K Profit Sharing Plan And Trust | Barton & Associates Inc. | 531 | $22.4M | 01/01/2024 |
| White House Motel Profit Sharing Plan | White House Motel | 509 | $15.7M | 01/01/2024 |
| O'hara Corporation 401(k) Savings And Investment Plan | O'hara Corporation | 363 | $22.7M | 01/01/2024 |
| William T. Gardner, Inc. Profit Sharing Plan | William T. Gardner, Inc. | 108 | $13.7M | 01/01/2024 |
| Redington Fairview General Hospital 403(b) Plan | Redington Fairview General Hospital | 850 | $59.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/05/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $88.2M (100% of AUM) May 2026
- Cuna Brokerage Services, Inc. $15.7M (21% of AUM) Mar 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 05, 2026.
View current Form ADV (SEC/IAPD) ↗