RA
Riverstone Asset Management, Llc
State-registered
Wealth Manager · Small ($100M–$1B)
CRD 161087
· SEC file 801-136810
· Louisville, KY
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ADV data as of Jun 23, 2026
- Regulatory AUM
- $103M
- Discretionary
- $103M
- Clients
- 18
- Avg AUM / client
- $5.7M
- Accounts
- 69
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7 | $5.7M | 5.5% |
| High net worth individuals | 11 | $82.1M | 79.7% |
| Corporations and other businesses | Fewer than 5 clients | $15.2M | 14.8% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eric Lynn Johnson | Registered representative | Jun 2012 (14y) | ||
| Jennifer Susan Ringstaff | Registered representative | Jun 2012 (14y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/23/2026 | 1.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $85.7M (83% of AUM) Jun 2026
- National Financial Services (Fidelity) $14.8M (14% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 23, 2026.
View current Form ADV (SEC/IAPD) ↗