Retirement Plan Fiduciaries, Llc
- Regulatory AUM
- $193M
- Discretionary
- $193M
- Clients
- 51
- Avg AUM / client
- $3.8M
- Accounts
- 51
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 15 | $5.1M | 2.66% |
| High net worth individuals | 16 | $29.2M | 15.1% |
| Pension and profit sharing plans | 18 | $141M | 73.1% |
| State or municipal government entities | 2 | $17.7M | 9.13% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Stg Design Profit Sharing 401(k) Plan Susman, Tisdale, Gayle Architects, Dba Stg Design, Inc. | 2024 | |
| E78 Partners Llc 401(k) Plan Element 78 Partners, Llc | 2024 | |
| Personify Corporation 401(k) Plan Personify Corporation | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Thomas Carson Carter | Managing Member/Chief Compliance Officer | Jan 2012 (15y) | 50% – 75% | |
| Philip Anderson White | Member | CFP Chartered Financial Consultant CFA | Jan 2015 (12y) | 50% – 75% |
| Robyn Nicole Turner | Registered representative | CFP | May 2015 (11y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Stg Design Profit Sharing 401(k) Plan | Susman, Tisdale, Gayle Architects, Dba Stg Design, Inc. | 80 | $14.1M | 01/01/2024 |
| E78 Partners Llc 401(k) Plan | Element 78 Partners, Llc | 316 | $32.7M | 01/01/2024 |
| Personify Corporation 401(k) Plan | Personify Corporation | 176 | $28.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/02/2026 | 951 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Matrix Trust Company $81.8M (63% of AUM) Mar 2022
- Fidelity Brokerage Services $72.3M (22% of AUM) Oct 2020
- Mid Atlantic Trust Company $63.9M (33% of AUM) Mar 2026
- Adp Retirement Trust Services, Llc $36.3M (19% of AUM) Mar 2026
- Reliance Trust Company $35.5M (20% of AUM) Mar 2025
- Charles Schwab & Co. $34.3M (18% of AUM) Mar 2026
- Empower Trust Co $33.2M (17% of AUM) Mar 2026
- Principal Trust Company $17.7M (11% of AUM) Mar 2024
- Voya Trust Company $5.2M (3% of AUM) Mar 2024
- Ascensus Trust Company $4.4M (3% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 02, 2026.
View current Form ADV (SEC/IAPD) ↗