Rose Smart Growth Investment Advisors, Llc
- Regulatory AUM
- $2.0B
- Discretionary
- $2.0B
- Clients
- 7
- Avg AUM / client
- $286M
- Accounts
- 7
- Employees
- 50
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 7 | $2.0B | 100.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $89.2M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Rose Affordable Housing Preservation Fund Llc | Real Estate Fund | Delaware | $89.2M | 2 |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rose, Jonathan, F.P. | Chief Executive Officer | Feb 2006 (21y) | ≈ 31.64% – 100% via Jfpr Investments, Llc | |
| Au, Carolyn | Chief Compliance Officer; Chief Operating Officer | Dec 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Rose Community Holdings, Llc | Managing Member | Jun 2017 | A | 75% or more |
| Rose Companies Holdings, Llc | Sole Member | Jun 2017 | B | ≈ 56.25% – 100% via Rose Community Holdings, Llc |
| Jfpr Investments, Llc | Managing Member | Jun 2017 | B | ≈ 42.19% – 100% via Rose Companies Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Rose, Jonathan, F.P.: 75% – 100% of Jfpr Investments, Llc × 75% – 100% of Rose Companies Holdings, Llc × 75% – 100% of Rose Community Holdings, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Rose Companies Holdings, Llc: 75% – 100% of Rose Community Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Jfpr Investments, Llc: 75% – 100% of Rose Companies Holdings, Llc × 75% – 100% of Rose Community Holdings, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $89.2M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Rose Affordable Housing Preservation Fund Llc | Real Estate Fund | $89.2M | $0 | 2 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • ACQUISITION, REFINANCING & DISPOSITION FEES
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗