Falcon Investment Advisors, Llc
- Regulatory AUM
- $3.3B
- Discretionary
- $3.3B
- Clients
- 14
- Avg AUM / client
- $234M
- Accounts
- 14
- Employees
- 33
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 14 | $3.3B | 100.0% |
Private funds (8)
Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $4.6B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Falcon Private Credit Opportunities Vi, Lp master | Private Equity Fund | Delaware | $1.8B | 60 |
| Falcon Strategic Partners V, Lp master | Private Equity Fund | Delaware | $973M | 68 |
| Falcon Strategic Partners Iv, Lp master | Private Equity Fund | Delaware | $668M | 65 |
| Falcon Structured Equity Partners, Lp master | Private Equity Fund | Delaware | $315M | 35 |
| Onex Falcon Private Credit Opportunities Vii (Luxembourg), Scsp master | Private Equity Fund | Luxembourg | $294M | 7 |
| Onex Direct Lending Cayman Fund, Llc | Private Equity Fund | Cayman Islands | $225M | 512 |
| Onex Falcon Private Credit Opportunities Vii, Lp | Private Equity Fund | Delaware | $164M | 5 |
| Falcon Strategic Partners Iii, Lp | Private Equity Fund | Delaware | $143M | 30 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alva, Sandeep, Driner | Business Head | Jun 2024 (2y) | ≈ 14.06% – 50% via Falcon Capital Advisors, Llc | |
| Ash, Jason, Daniel | Chief Financial Officer And Chief Compliance Officer | Jun 2024 (2y) | Less than 5% | |
| Grasshoff, Sven Ulrich, Kurt | Vice President | Jun 2024 (2y) | ≈ 14.06% – 50% via Falcon Capital Advisors, Llc | |
| Prout, Matthew, E | Vice President | Jun 2024 (2y) | ≈ 14.06% – 50% via Falcon Capital Advisors, Llc |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Onex Falcon Holdings Llc | Owner | Dec 2020 | A | 75% or more |
| Falconers Management, Lp | Sole Member | Jun 2024 | A | 75% or more |
| Falcon Capital Advisors, Llc | Limited Partner | Jun 2024 | B | ≈ 56.25% – 100% via Falconers Management, Lp |
Estimated effective ownership (look-through of filed bands):
- Alva, Sandeep, Driner: 25% – 50% of Falcon Capital Advisors, Llc × 75% – 100% of Falconers Management, Lp × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Grasshoff, Sven Ulrich, Kurt: 25% – 50% of Falcon Capital Advisors, Llc × 75% – 100% of Falconers Management, Lp × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Prout, Matthew, E: 25% – 50% of Falcon Capital Advisors, Llc × 75% – 100% of Falconers Management, Lp × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Falcon Capital Advisors, Llc: 75% – 100% of Falconers Management, Lp × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (8, $4.6B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Falcon Private Credit Opportunities Vi, Lp | Private Equity Fund | $1.8B | $5.0M | 60 |
| Falcon Strategic Partners V, Lp | Private Equity Fund | $973M | $5.0M | 68 |
| Falcon Strategic Partners Iv, Lp | Private Equity Fund | $668M | $5.0M | 65 |
| Falcon Structured Equity Partners, Lp | Private Equity Fund | $315M | $5.0M | 35 |
| Onex Falcon Private Credit Opportunities Vii (Luxembourg), Scsp | Private Equity Fund | $294M | $5.0M | 7 |
| Onex Direct Lending Cayman Fund, Llc | Private Equity Fund | $225M | $100K | 512 |
| Onex Falcon Private Credit Opportunities Vii, Lp | Private Equity Fund | $164M | $5.0M | 5 |
| Falcon Strategic Partners Iii, Lp | Private Equity Fund | $143M | $5.0M | 30 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 3.13 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗