AUMdb

Roosevelt Management Company Llc

SEC-registered Investment Adviser · Boutique (under $100M) CRD 161605 · SEC file 801-73754 · New York, NY · www.linkedin.com
☆ Save with Pro ADV data as of Jun 02, 2026
Regulatory AUM
$52.4M
Discretionary
$52.4M
Clients
2
Avg AUM / client
$26.2M
Accounts
2
Employees
30

AUM over time

$52.4M $3.5B
Feb 14, 2012 Jun 2, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jun 02, 2026

Who they serve

Client typeClientsAUM% of AUM
Sovereign wealth funds and foreign official institutions 1 $14.9M 28.4%
Corporations and other businesses 1 $37.5M 71.6%

People (6)

NameRole / titleCredentialsWith firm sinceOwnership
Rickert, Andrew, Paul Chief Financial Officer/Enterprise Risk Officer/Treasurer Apr 2018 (8y) Less than 5%
Riopel, Gabriel, Justin Chief Investment Officer Mar 2022 (4y) Less than 5%
Grebinar, Jonathan, S Chief Legal Officer/Chief Compliance Officer Jan 2023 (4y) Less than 5%
Bray, Jesse, K Ceo Of Parent Jul 2023 (3y) Less than 5%
Johnson, Kurt, G Cfo Of Parent Jul 2023 (3y) Less than 5%
Bhattacharjee, Ranjit, R. Cio Of Parent Oct 2024 (2y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Mr. Cooper Group Inc. Member Aug 2023 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/02/2026 1.91 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for businesses/institutional clients

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 02, 2026.

View current Form ADV (SEC/IAPD) ↗