Harwood Capital Llp
- Regulatory AUM
- $61.4M
- Discretionary
- $61.4M
- Clients
- 28
- Avg AUM / client
- $2.2M
- Accounts
- 28
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 12 | $28.4M | 46.3% |
| Corporations and other businesses | 10 | $21.7M | 35.4% |
| Other | 6 | $11.2M | 18.3% |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mills, Christopher, Harwood Bernard | Shareholder | Mar 2003 (23y) | ≈ 56.25% – 100% via Harwood Capital Management Limited | |
| Shah, Syed Arafat, Hussain | Chief Compliance Officer | Apr 2018 (8y) | Less than 5% | |
| Hart, Christopher, John | Chief Operating Officer, Partner | Mar 2019 (7y) | Less than 5% | |
| Stavros, Jones | Partner | Apr 2021 (5y) | Less than 5% | |
| Steveley, Richard, Adam | Partner | May 2023 (3y) | Less than 5% | |
| Illingworth, Alexander, Henry | Partner | Sep 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Harwood Capital Management Limited | Sharholder | Mar 2003 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Mills, Christopher, Harwood Bernard: 75% – 100% of Harwood Capital Management Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 920 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.
View current Form ADV (SEC/IAPD) ↗