Rothschild Capital Partners, Llc
- Regulatory AUM
- $470M
- Discretionary
- $470M
- Clients
- 70
- Avg AUM / client
- $6.7M
- Accounts
- 93
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Apr 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7 | $3.0M | 0.64% |
| High net worth individuals | 57 | $210M | 44.7% |
| Pooled investment vehicles (non-investment companies) | 3 | $256M | 54.4% |
| Charitable organizations | 3 | $1.0M | 0.22% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $180M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Rothschild Cornerstone Fund, Lp | Hedge Fund | Delaware | $170M | 26 |
| Rothschild Technology Partners, Lp | Hedge Fund | Delaware | $10.2M | 16 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jason Barrett Wood | Chief Investment Officer | Mar 2013 (13y) | Less than 5% | |
| Rothschild, David, Dalsemer | Chief Executive Officer | Mar 2013 (13y) | 75% or more | |
| Levenson, Michael, Jeffrey | Chief Operating Officer, Chief Compliance Officer | May 2019 (7y) | Less than 5% | |
| John Spencer Rothschild Dame | General Counsel | Apr 2023 (3y) | Less than 5% | |
| Marguerite Ambrosetti Cook | President Of Wealth And Engagement Planning | CFP | Aug 2023 (3y) | Less than 5% |
| Leonard Daniel Rodman | Registered representative | Jun 2024 (2y) | ||
| Harrison Cleve Mc Quaig | Registered representative | CFP | Apr 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $180M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Rothschild Cornerstone Fund, Lp | Hedge Fund | $170M | $1.0M | 26 |
| Rothschild Technology Partners, Lp | Hedge Fund | $10.2M | $1.0M | 16 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/17/2026 | 1.43 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Educational seminars/workshops
Custody
Reported custodians
- Wilmington Trust Company $174M (37% of AUM) Apr 2026
- Charles Schwab & Co. $39.7M (8% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 17, 2026.
View current Form ADV (SEC/IAPD) ↗