AUMdb

Hep Management Corporation

SEC-registered Private Fund Manager · Small ($100M–$1B) CRD 161855 · SEC file 801-78087 · New York, NY · www.linkedin.com
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$427M
Discretionary
$427M
Clients
3
Avg AUM / client
$142M
Accounts
3
Employees
9

AUM over time

$157M $461M
May 14, 2013 Mar 31, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 3 $427M 100.0%

Private funds (4)

Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $423M combined gross assets

FundTypeDomicileGross assetsOwners
Health Enterprise Partners Iv, L.P. Private Equity Fund Delaware $202M 64
Health Enterprise Partners Iii, L.P. Private Equity Fund Delaware $156M 37
Health Enterprise Partners Ii, L.P. Private Equity Fund Delaware $59.2M 50
Health Enterprise Partners, L.P. Private Equity Fund Delaware $5.7M 30

People (5)

NameRole / titleCredentialsWith firm sinceOwnership
Stowe, Richard, Houghton President / Secretary / Director Feb 2004 (23y) 5% – 10%
Tamburri, David, Patrick Director Feb 2012 (15y) 25% – 50%
Mehlman, Ezra, Borinsky Director Dec 2019 (7y) 25% – 50%
Weld, Lynn, Marie Chief Financial Officer Oct 2020 (6y) Less than 5%
Whyte, Scott, Alan Chief Compliance Officer, Partner Jun 2023 (3y) Less than 5%

Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (4, $423M gross assets)

FundTypeGross assetsMin. investmentOwners
Health Enterprise Partners Iv, L.P. Private Equity Fund $202M $10.0M 64
Health Enterprise Partners Iii, L.P. Private Equity Fund $156M $5.0M 37
Health Enterprise Partners Ii, L.P. Private Equity Fund $59.2M $5.0M 50
Health Enterprise Partners, L.P. Private Equity Fund $5.7M $5.0M 30

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.68 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Regulatory as of Mar 14, 2024

Allegations: HEP MANAGEMENT CORPORATION WAS FOUND TO HAVE VIOLATED ADVISERS ACT RULE 204(B)-1 FOR FAILING TO FILE OR UPDATE FORM PF REPORTING THAT PROVIDES THE SEC WITH INFORMATION ABOUT THE PRIVATE FUNDS THAT HEP MANAGEMENT CORPORATION MANAGES. Status: Final Sanction Detail: HEP MANAGEMENT CORPORATION PAID THE MONETARY/FINE AMOUNT OF $75,000 ON JUNE 4, 2018 Summary: HEP MANAGEMENT CORPORATION LEARNED OF THEIR OVERSIGHT IN NOT FILING FORM PF AND AFTER NOTICE OF ADMINISTRATIVE PROCEEDINGS, FULLY COOPERATED UPON NOTICE, AND OFFERED TO SETTLE THE PROCEEDINGS. THE SEC ACCEPTED THE TERMS OF SETTLEMENT AFTER REVIEW OF REMEDIAL ACTIONS PROMPTLY TAKEN BY HEP MANAGEMENT CORPORATION AND FULL COOPERATION.

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for pooled investment vehicles
  • Other services

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗