Rodgers Brothers, Inc.
- Regulatory AUM
- $1.0B
- Discretionary
- $1.0B
- Clients
- 506
- Avg AUM / client
- $2.1M
- Accounts
- 1,070
- Employees
- 19
AUM over time
Annual snapshots from Form ADV filings · as of Jun 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 267 | $110M | 10.6% |
| High net worth individuals | 228 | $809M | 78.0% |
| Investment companies | 1 | $39.3M | 3.79% |
| Pension and profit sharing plans | 1 | $9.2M | 0.89% |
| Charitable organizations | 5 | $62.0M | 5.97% |
| Corporations and other businesses | 4 | $8.2M | 0.79% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gary Rodgers | Director | Feb 1985 (42y) | 25% – 50% | |
| Mark Rodgers | President, Director | Feb 1985 (42y) | 50% – 75% | |
| Denise Ryan Rodgers | Chief Compliance Officer, Director | Feb 2004 (22y) | Less than 5% | |
| Mark Carey Rodgers | Ceo, Director | CFA | Jun 2016 (10y) | Less than 5% |
| Kuhlman, Kimberly, Marie | Chief Financial Officer | Jan 2023 (4y) | Less than 5% | |
| Michael Carey Rodgers | Registered representative | Feb 2004 (22y) | ||
| William Porter Boggess | Registered representative | Apr 2008 (18y) | ||
| Julia E Polack | Registered representative | CFP | Mar 2019 (7y) | |
| Matthew Brendan Rodgers | Registered representative | Jun 2019 (7y) | ||
| Chris Robert Rabenold | Registered representative | Jun 2020 (6y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/23/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- RBC $868M (84% of AUM) Jun 2026
- Charles Schwab & Co. $106M (10% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 23, 2026.
View current Form ADV (SEC/IAPD) ↗