Shadowridge Asset Management, Llc
- Regulatory AUM
- $127M
- Discretionary
- $127M
- Clients
- 614
- Avg AUM / client
- $206K
- Accounts
- 870
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 561 | $81.9M | 64.6% |
| High net worth individuals | 53 | $44.4M | 35.0% |
| Corporations and other businesses | Fewer than 5 clients | $448K | 0.35% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ryan Charles Redfern | Managing Member/Chief Compliance Officer | Chartered Financial Consultant | Mar 2012 (14y) | 75% or more |
| David Harding Featherston | Registered representative | Mar 2013 (13y) | ||
| Laura F Redfern | Registered representative | CFP | Aug 2013 (13y) | |
| Ralph Philip Lebkuecher | Registered representative | Jan 2019 (8y) | ||
| William Thomas Hepburn | Registered representative | Oct 2020 (6y) | ||
| Chad Michael Karnes | Registered representative | Jun 2025 (1y) | ||
| Heather Dalice Johnson | Registered representative | Oct 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Axos Clearing $84.9M (67% of AUM) Mar 2026
- Fidelity Distributors Company Llc $26.7M (21% of AUM) Mar 2026
- Sei Investments Distribution Co. $7.6M (7% of AUM) Dec 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗