AUMdb

Philosmith Capital Corporation

SEC-registered Broker-Dealer (Dually Registered) · Small ($100M–$1B) CRD 162082 · SEC file 801-76154 · Stamford, CT · WWW.PHILOSMITH.COM
☆ Save with Pro ADV data as of Mar 26, 2026
Regulatory AUM
$380M
Discretionary
$380M
Clients
3
Avg AUM / client
$127M
Accounts
3
Employees
9

AUM over time

$105M $380M
Mar 30, 2012 Mar 26, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 1 $39.2M 10.3%
Insurance companies 2 $341M 89.7%

People (5)

NameRole / titleCredentialsWith firm sinceOwnership
Inglis, James, Earl Vice President, Secretary & Treasurer Jan 1998 (29y) 25% – 50%
Hagerty, Francis, Joseph Vice President Aug 1998 (28y) 10% – 25%
Ogrady, Michele, Corridor Vice President & Cco Oct 1998 (28y) 5% – 10%
Amen, James, Andrew President Apr 2009 (17y) 25% – 50%
Salmon, David, Anthony Vice President Apr 2018 (8y) 5% – 10%

Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/26/2026 1.21 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.

View current Form ADV (SEC/IAPD) ↗