Pl Capital Advisors, Llc
- Regulatory AUM
- $327M
- Discretionary
- $327M
- Clients
- 7
- Avg AUM / client
- $46.6M
- Accounts
- 7
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 7 | $327M | 100.0% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $305M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Financial Edge Fund, L.P. | Hedge Fund | Delaware | $132M | 91 |
| Financial Edge Strategic Fund, L.P. | Hedge Fund | Delaware | $77.9M | 86 |
| Goodbody/Pl Capital, L.P. | Hedge Fund | Delaware | $65.3M | 92 |
| Pl Capital/Focused Fund, L.P. | Hedge Fund | Delaware | $29.8M | 28 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lashley, Richard, J | Co Managing Member | Jan 1996 (31y) | 50% – 75% | |
| Palmer, John, William | Co Managing Member | Jan 1996 (31y) | 50% – 75% | |
| Dwyer, Matthew, Christopher | Chief Compliance Officer | Dec 2014 (12y) | Less than 5% | |
| Davis, Catherine, Elizabeth | Chief Financial Officer | Aug 2016 (10y) | Less than 5% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $305M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Financial Edge Fund, L.P. | Hedge Fund | $132M | $250K | 91 |
| Financial Edge Strategic Fund, L.P. | Hedge Fund | $77.9M | $250K | 86 |
| Goodbody/Pl Capital, L.P. | Hedge Fund | $65.3M | $250K | 92 |
| Pl Capital/Focused Fund, L.P. | Hedge Fund | $29.8M | $500K | 28 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/05/2026 | 2.76 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- U.S. Bancorp Investments, Inc. $13.7M (4% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 05, 2026.
View current Form ADV (SEC/IAPD) ↗