Oak City Consulting, Llc
- Regulatory AUM
- $1.4B
- Discretionary
- $171M
- Clients
- 46
- Avg AUM / client
- $31.1M
- Accounts
- 336
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Jul 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 32 | $20.0M | 1.39% |
| Charitable organizations | 14 | $1.4B | 98.6% |
| Other | Fewer than 5 clients | — | — |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ross Phillip Roggensack | Managing Member, Ceo, Cio | Mar 2012 (14y) | 75% or more | |
| Smith, Melissa, Clapp | Managing Member And Cfo | Jul 2015 (11y) | Less than 5% | |
| Baucom, Christina, Jean | Cco | Oct 2020 (6y) | Less than 5% | |
| Daniel Alexander Ward | Registered representative | Apr 2018 (8y) | ||
| Bretton Saunders Danforth | Registered representative | Jul 2022 (4y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • LICENSE FEE
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Us Bancorp $436M (30% of AUM) Mar 2026
- Regions Bank $313M (22% of AUM) Mar 2026
- Truist Securities, Inc. $258M (18% of AUM) Mar 2026
- Fidelity Brokerage Services $195M (14% of AUM) Mar 2026
- Pnc Investments Llc $131M (28% of AUM) Feb 2019
- Commerce Bank, N.A. $124M (9% of AUM) Mar 2026
- Commerce Bank (Commerce Bancshares, Inc) $116M (17% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 28, 2026.
View current Form ADV (SEC/IAPD) ↗