AUMdb

Spell Capital Partners, Llc

State-registered Investment Adviser CRD 162258 · SEC file 802-107610 · Minneapolis, MN · SPELLCAPITAL.COM
☆ Save with Pro ADV data as of Aug 05, 2026
Regulatory AUM
Discretionary
Clients
Avg AUM / client
Accounts
Employees

Private funds (4)

Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $314M combined gross assets

FundTypeDomicileGross assetsOwners
Spell Capital Mezzanine Partners Sbic Ii, Lp Private Equity Fund Delaware $214M 96
Spell Capital Partners Fund V For Qualified Purchasers, Lp Private Equity Fund Minnesota $65.7M 133
Spell Capital Mezzanine Partners Sbic, Lp Private Equity Fund Delaware $23.3M 97
Spell Capital Partners Fund V, Lp Private Equity Fund Minnesota $10.6M 57

People (3)

NameRole / titleCredentialsWith firm sinceOwnership
Spell, Harry, William Llc Member, Chairman Apr 1997 (29y) 10% – 25%
Spell, William, Harry Llc Member, Ceo, President, Secretary Apr 1997 (29y) 75% or more
Nelson, Andrea, Rae Chief Financial Officer/ Chief Compliance Officer Jan 2010 (17y) Less than 5%

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (4, $314M gross assets)

FundTypeGross assetsMin. investmentOwners
Spell Capital Mezzanine Partners Sbic Ii, Lp Private Equity Fund $214M $400K 96
Spell Capital Partners Fund V For Qualified Purchasers, Lp Private Equity Fund $65.7M $200K 133
Spell Capital Mezzanine Partners Sbic, Lp Private Equity Fund $23.3M $200K 97
Spell Capital Partners Fund V, Lp Private Equity Fund $10.6M $200K 57

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.23 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

Not reported.

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 05, 2026.

View current Form ADV (SEC/IAPD) ↗