Neuberger Berman Europe Limited
- Regulatory AUM
- $98.0B
- Discretionary
- $97.9B
- Clients
- 241
- Avg AUM / client
- $407M
- Accounts
- 241
- Employees
- 312
AUM over time
Annual snapshots from Form ADV filings · as of May 06, 2026
Asset allocation (SMA assets by investment type)
as of May 06, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 0 | $0 | — |
| High net worth individuals | 0 | $0 | — |
| Banking or thrift institutions | 0 | $0 | — |
| Investment companies | 1 | $110M | 0.11% |
| Pooled investment vehicles (non-investment companies) | 177 | $71.8B | 73.3% |
| Pension and profit sharing plans | 16 | $10.0B | 10.2% |
| Charitable organizations | 2 | $66.1M | 0.07% |
| State or municipal government entities | 6 | $1.9B | 1.99% |
| Other investment advisers | 9 | $4.0B | 4.07% |
| Insurance companies | 16 | $4.3B | 4.34% |
| Sovereign wealth funds and foreign official institutions | 8 | $4.9B | 4.99% |
| Corporations and other businesses | 4 | $881M | 0.9% |
| Other | 2 | $2.5M | 0.0% |
Private funds (6)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $1.3B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Neuberger Berman Loan Advisers Euro Clo 2 Dac | Securitized Asset Fund | Ireland | $293M | 0 |
| Neuberger Berman Loan Advisers Euro Clo 1 Dac | Securitized Asset Fund | Ireland | $293M | 0 |
| Neuberger Berman Loan Advisers Euro Clo 5 Dac | Securitized Asset Fund | Ireland | $293M | 0 |
| Neuberger Berman Loan Advisers Euro Clo 3 Dac | Securitized Asset Fund | Ireland | $293M | 0 |
| Neuberger Berman Loan Advisers Iii Limited master | Hedge Fund | Jersey | $90.3M | 13 |
| Neuberger Berman Loan Advisers Euro Clo 6 Dac | Securitized Asset Fund | Ireland | $28.1M | 1 |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Zuckerman, Heather, P. | Director | May 2009 (17y) | Less than 5% | |
| Green, Michele | Director, Chief Legal Officer | Jan 2016 (11y) | Less than 5% | |
| Patschkowski, Philipp, Horst Joachim | Director | Jun 2023 (3y) | Less than 5% | |
| Malloy, Matthew, Holian | Director, Chief Executive Officer | Feb 2024 (3y) | Less than 5% | |
| Drijkoningen, Rob, Johan | Director | Sep 2024 (2y) | Less than 5% | |
| Osborne, Simon, Timothy | Chief Compliance Officer | Oct 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Neuberger Berman Europe Holdings Ii Llc | Holding Company/Owner | Sep 2023 | A | 75% or more |
| Neuberger Berman Europe Holdings Llc | Member | Feb 2009 | B | ≈ 56.25% – 100% via Neuberger Berman Europe Holdings Ii Llc |
| Neuberger Berman Group Llc | Member | Feb 2009 | B | ≈ 42.19% – 100% via Neuberger Berman Europe Holdings Llc |
| Nbsh Acquisition, Llc | Member | May 2009 | B | ≈ 31.64% – 100% via Neuberger Berman Group Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Neuberger Berman Europe Holdings Llc: 75% – 100% of Neuberger Berman Europe Holdings Ii Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Neuberger Berman Group Llc: 75% – 100% of Neuberger Berman Europe Holdings Llc × 75% – 100% of Neuberger Berman Europe Holdings Ii Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Nbsh Acquisition, Llc: 75% – 100% of Neuberger Berman Group Llc × 75% – 100% of Neuberger Berman Europe Holdings Llc × 75% – 100% of Neuberger Berman Europe Holdings Ii Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (6, $1.3B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Neuberger Berman Loan Advisers Euro Clo 2 Dac | Securitized Asset Fund | $293M | $100K | 0 |
| Neuberger Berman Loan Advisers Euro Clo 1 Dac | Securitized Asset Fund | $293M | $100K | 0 |
| Neuberger Berman Loan Advisers Euro Clo 5 Dac | Securitized Asset Fund | $293M | $100K | 0 |
| Neuberger Berman Loan Advisers Euro Clo 3 Dac | Securitized Asset Fund | $293M | $100K | 0 |
| Neuberger Berman Loan Advisers Iii Limited | Hedge Fund | $90.3M | $5.0M | 13 |
| Neuberger Berman Loan Advisers Euro Clo 6 Dac | Securitized Asset Fund | $28.1M | $100K | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/06/2026 | 3.33 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE BAFIN ALLEGED THAT IN A SINGLE INSTANCE IN 2021, NBSH WILLFULLY FILED A VOTING RIGHTS NOTIFICATION OF DROPPING BELOW 3% HOLDINGS IN ONE GERMAN ISSUER SIX WEEKS AFTER THE FILING DEADLINE. Status: On Appeal Sanction Detail: AS NOTED IN 9 ABOVE, THIS MATTER HAS BEEN APPEALED TO THE BAFIN. Summary: NBSH FILED AN APPEAL TO THE BAFIN ON AUGUST 29, 2024 STATING THAT A SINGLE LATE SHAREHOLDER NOTIFICATION REPORTING A SMALL REDUCTION IN POSITION SIZE WAS DUE TO A CLERICAL ERROR AND THAT THE FIRM HAS SINCE ENHANCED ITS SYSTEMS TO PREVENT FUTURE OCCURRENCES. THE APPEAL REMAINS PENDING.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $8.4B (9% of AUM) May 2026
- Northern Trust $4.8B (5% of AUM) May 2026
- Citibank $4.5B (5% of AUM) May 2026
- J.P. Morgan $2.8B (3% of AUM) May 2026
- State Street $2.4B (3% of AUM) Nov 2024
- Brown Brothers Harriman & Co. $1.4B (2% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 06, 2026.
View current Form ADV (SEC/IAPD) ↗