AUMdb

Aristides Capital Llc

SEC-registered Private Fund Manager · Small ($100M–$1B) CRD 162368 · SEC file 801-119110 · Louisville, KY · WWW.ARISTIDESCAPITAL.COM
☆ Save with Pro ADV data as of May 22, 2026
Regulatory AUM
$541M
Discretionary
$541M
Clients
5
Avg AUM / client
$108M
Accounts
5
Employees
11

AUM over time

$204M $541M
Jun 22, 2020 May 22, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of May 22, 2026

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 5 $541M 100.0%

Private funds (2)

Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $378M combined gross assets

FundTypeDomicileGross assetsOwners
Aristides Fund Lp master Hedge Fund Delaware $230M 85
Aristides Fund Qp, Lp Hedge Fund Delaware $148M 58

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Claire Margaret Brown Managing Member Mar 2008 (18y) 75% or more
Daniel Charles Nall Chief Compliance Officer/Pm CFA Jun 2013 (13y) Less than 5%
Kathryn Wetterer Davis Registered representative Oct 2025 (1y)
Anna Racine Pies Registered representative Mar 2026 (0y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (2, $378M gross assets)

FundTypeGross assetsMin. investmentOwners
Aristides Fund Lp Hedge Fund $230M $500K 85
Aristides Fund Qp, Lp Hedge Fund $148M $1.0M 58

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/22/2026 2.12 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 22, 2026.

View current Form ADV (SEC/IAPD) ↗