Vinci Partners Usa Llc
- Regulatory AUM
- $327M
- Discretionary
- $138M
- Clients
- 73
- Avg AUM / client
- $4.5M
- Accounts
- 73
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 48 | $149M | 45.5% |
| Pooled investment vehicles (non-investment companies) | 6 | $96.0M | 29.3% |
| Corporations and other businesses | 19 | $82.3M | 25.2% |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lukan, John, Anthony | Chief Compliance Officer | Jun 2017 (9y) | Less than 5% | |
| Quintella, Pedro | Country Head | Dec 2018 (8y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Vinci Partners Investimentos Ltda. | Member Of Vinci Partners Usa Llc | Jan 2011 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 2.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: IN AN ADMINISTRATIVE PROCEEDING, THE SEC ALLEGED THAT HEDGE FUNDS MANAGED BY TWO UNREGISTERED ENTITIES OWNED BY VINCI PARTNERS INVESTIMENTOS LTDA. (VINCI EQUITIES GESTORA DE RECURSOS LTDA. AND VINCI GESTORA DE RECURSOS LTDA.) VIOLATED RULE 105 OF REGULATION M UNDER THE SECURITIES AND EXCHANGE ACT OF 1934 IN CONNECTION WITH THE FUNDS' PURCHASE OF SHARES IN A PUBLIC OFFERING IN 2011 AFTER HAVING SOLD SHORT THE SAME SECURITY DURING THE RESTRICTED PERIOD. Status: Final Sanction Detail: THE SEC ORDERED VINCI PARTNERS INVESTIMENTOS LTDA. TO CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND ANY FUTURE VIOLATIONS OF RULE 105 OF REGULATION M. VINCI ALSO PAID $448,707.08 ON SEPTEMBER 23, 2014, WHICH PAYMENT INCLUDED DISGORGEMENT OF $283, 480, CIVIL MONETARY PENALTY OF $141,740.00 AND PREJUDGMENT INTEREST OF $23,487.08. Summary: THE SEC ENTERED AN ADMINISTRATIVE ORDER ON SEPTEMBER 16, 2014 ACCEPTING AN OFFER OF SETTLEMENT SUBMITTED BY VINCI PARTNERS INVESTIMENTOS LTDA. IN DECIDING TO ACCEPT THE SETTLEMENT, THE SEC TOOK INTO ACCOUNT REMEDIAL ACTS PROMPTLY UNDERTAKEN AND COOPERATION AFFORDED TO THE SEC. WITHOUT ADMITTING OR DENYING THE SEC'S FINDINGS, VINCI PARTNERS INVESTIMENTOS LTDA. WAS ORDERED TO CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS OR FUTURE VIOLATIONS OF RULE 105 AND TO PAY A CIVIL MONETARY PENALTY, DISGORGEMENT, AND PREJUDGMENT INTEREST DESCRIBED ABOVE.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Morgan Stanley $133M (41% of AUM) Mar 2026
- Citco Banking Corporation N.V. $38.5M (12% of AUM) Mar 2026
- J.P. Morgan $35.9M (10% of AUM) Aug 2024
- Alter Domus $26.5M (8% of AUM) Mar 2026
- Stonex Group Inc $693K (0% of AUM) Jan 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗