Rothschild Wealth Llc
- Regulatory AUM
- $1.7B
- Discretionary
- $1.7B
- Clients
- 3,656
- Avg AUM / client
- $464K
- Accounts
- 3,656
- Employees
- 27
AUM over time
Annual snapshots from Form ADV filings · as of Jun 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,955 | $294M | 17.3% |
| High net worth individuals | 1,614 | $1.3B | 75.8% |
| Pooled investment vehicles (non-investment companies) | 1 | $1.8M | 0.11% |
| Pension and profit sharing plans | 11 | $15.0M | 0.89% |
| Charitable organizations | 22 | $20.5M | 1.21% |
| Corporations and other businesses | 53 | $78.7M | 4.64% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $1.8M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Rothschild Swag Llc | Venture Capital Fund | Delaware | $1.8M | 25 |
People (28)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gery Joseph Sadzewicz | Cco | Mar 2012 (14y) | Less than 5% | |
| Curtis Robert Ellergodt | Chief Financial Officer | Oct 2015 (11y) | Less than 5% | |
| Phillip Eugene Johnson | President | Jan 2019 (8y) | Less than 5% | |
| Andrew Craig Atseff | Registered representative | Jun 2012 (14y) | ||
| Tyler David Qualio | Registered representative | CFP | Jun 2012 (14y) | |
| Kyle James Depasquale | Registered representative | Nov 2012 (14y) | ||
| John James Mcgrath | Registered representative | Dec 2015 (11y) | ||
| Gabriella Rose Kent | Registered representative | Mar 2018 (8y) | ||
| Jonathan Samuel Kruger | Registered representative | Chartered Financial Consultant | Jun 2019 (7y) | |
| James R Dawson | Registered representative | CFP | Dec 2019 (7y) | |
| Daniel A Knapp | Registered representative | Mar 2021 (5y) | ||
| Stephen Jacob Mccormick | Registered representative | May 2023 (3y) | ||
| John Doetsch Newhouse | Registered representative | Jun 2024 (2y) | ||
| Jack Warren Rafferty | Registered representative | CFP | Sep 2024 (2y) | |
| Ethan Michael Schmidt | Registered representative | CFP | Oct 2024 (2y) | |
| Jacqueline Paredes Sedlak | Registered representative | Jan 2025 (2y) | ||
| Connor Ladone | Registered representative | Mar 2025 (1y) | ||
| Thomas Mccarthy Obrien | Registered representative | May 2025 (1y) | ||
| Michael J Adler | Registered representative | CFP | Jul 2025 (1y) | |
| Steven Richard Mc Gowan | Registered representative | CFP CFA | Sep 2025 (1y) | |
| Steven Ross Norvid | Registered representative | CFA | Oct 2025 (1y) | |
| Michael James Corbett | Registered representative | Dec 2025 (1y) | ||
| Sean Michael Condon | Registered representative | CFP | Dec 2025 (1y) | |
| Britton Hill Reynolds | Registered representative | Jan 2026 (1y) | ||
| Bret J Petersen | Registered representative | Jan 2026 (1y) | ||
| Lisa Ann Bussenger | Registered representative | Mar 2026 (0y) | ||
| Michael Beck | Registered representative | CFA | Apr 2026 (0y) | |
| Jared Thomas Winkers | Registered representative | Chartered Financial Consultant | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Tin Goose Holdings, Llc | Owner | Jul 2023 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $1.8M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Rothschild Swag Llc | Venture Capital Fund | $1.8M | $50.0K | 25 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/16/2026 | 1.37 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.0B (61% of AUM) Jun 2026
- Pershing $509M (30% of AUM) Jun 2026
- Premise Capital $138M (27% of AUM) Mar 2022
- American Trust 401 K $31.1M (9% of AUM) Nov 2019
- Bisco Industries $15.3M (4% of AUM) Aug 2018
- Sei Investments Company $12.0M (3% of AUM) Aug 2018
- Millennium Risk Manager $3.8M (1% of AUM) Aug 2018
- Brinker Capital Inc. $580K (0% of AUM) Aug 2018
- Teg $560K (0% of AUM) Aug 2018
- Assetmark Trust Company $125K (0% of AUM) Aug 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 16, 2026.
View current Form ADV (SEC/IAPD) ↗