AUMdb

Smp Asset Management, Llc

SEC-registered Private Fund Manager · Small ($100M–$1B) CRD 162653 · SEC file 801-121051 · · WWW.SMPLP.COM
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$255M
Discretionary
$255M
Clients
1
Avg AUM / client
$255M
Accounts
2
Employees
2

AUM over time

$200M $280M
Mar 31, 2021 Mar 30, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 1 $191M 74.8%
Other 0 $64.5M 25.2%

Private funds (1)

Reported in Form ADV Section 7.B.(1), filing of May 2024 · $160M combined gross assets

FundTypeDomicileGross assetsOwners
Santa Monica Partners, L.P. Hedge Fund New York $160M 49

People (2)

NameRole / titleCredentialsWith firm sinceOwnership
Goldstein, Lawrence, Jerome Sole Managing Member Nov 2002 (24y) 75% or more
Arnold, Anne, Louise Chief Compliance Officer Feb 2021 (6y) Less than 5%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (1, $160M gross assets)

FundTypeGross assetsMin. investmentOwners
Santa Monica Partners, L.P. Hedge Fund $160M $500K 49

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 1.2 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for pooled investment vehicles

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗